0000899243-20-011828.txt : 20200504
0000899243-20-011828.hdr.sgml : 20200504
20200504060614
ACCESSION NUMBER: 0000899243-20-011828
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200429
FILED AS OF DATE: 20200504
DATE AS OF CHANGE: 20200504
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fall Jung Jennifer
CENTRAL INDEX KEY: 0001784540
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38274
FILM NUMBER: 20842645
MAIL ADDRESS:
STREET 1: C/O FUNKO, INC.
STREET 2: WETMORE AVENUE
CITY: EVERETT
STATE: WA
ZIP: 98201
FORMER NAME:
FORMER CONFORMED NAME: Jung Jennifer Fall
DATE OF NAME CHANGE: 20190805
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Funko, Inc.
CENTRAL INDEX KEY: 0001704711
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
BUSINESS PHONE: 425-783-3616
MAIL ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-04-29
0
0001704711
Funko, Inc.
FNKO
0001784540
Fall Jung Jennifer
C/O FUNKO, INC.
2802 WETMORE AVENUE
EVERETT
WA
98201
0
1
0
0
CHIEF FINANCIAL OFFICER
Restricted Stock Units
2020-04-29
4
A
0
30738
0.00
A
Class A Common Stock
30738
30738
D
Option to Purchase Class A Common Stock
4.01
2020-04-29
4
A
0
49800
0.00
A
2030-04-29
Class A Common Stock
49800
49800
D
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
The option will vest and become exercisable with respect to 25% of the shares subject thereto on April 29, 2021 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
/s/ Tracy Daw, as Attorney-in-Fact for Jennifer Fall Jung
2020-05-04