0000899243-20-010840.txt : 20200416 0000899243-20-010840.hdr.sgml : 20200416 20200416161606 ACCESSION NUMBER: 0000899243-20-010840 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190805 FILED AS OF DATE: 20200416 DATE AS OF CHANGE: 20200416 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Perlmutter Andrew Mark CENTRAL INDEX KEY: 0001719492 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38274 FILM NUMBER: 20796591 MAIL ADDRESS: STREET 1: C/O FUNKO, INC. STREET 2: 2802 WETMORE AVENUE CITY: EVERETT STATE: WA ZIP: 98201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Funko, Inc. CENTRAL INDEX KEY: 0001704711 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 BUSINESS PHONE: 425-783-3616 MAIL ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-08-05 0 0001704711 Funko, Inc. FNKO 0001719492 Perlmutter Andrew Mark C/O FUNKO, INC. 2802 WETMORE AVENUE EVERETT WA 98201 0 1 0 0 PRESIDENT Option to Purchase Common Units 0.05 2019-08-05 4 M 0 5000 0.00 D 2023-05-31 Common Units 5000 161529 D Common Units 2019-08-05 4 M 0 5000 0.05 A Class A Common Stock 5000 126583 D The options to purchase Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") are fully vested and currently exercisable. Common Units may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc., par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. /s/ Tracy Daw as Attorney-in-Fact for Andrew Mark Perlmutter 2020-04-16