0000899243-19-025866.txt : 20191023
0000899243-19-025866.hdr.sgml : 20191023
20191023165309
ACCESSION NUMBER: 0000899243-19-025866
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191021
FILED AS OF DATE: 20191023
DATE AS OF CHANGE: 20191023
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mariotti Brian Richard
CENTRAL INDEX KEY: 0001719494
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38274
FILM NUMBER: 191164272
MAIL ADDRESS:
STREET 1: C/O FUNKO, INC.
STREET 2: 2802 WETMORE AVENUE
CITY: EVERETT
STATE: WA
ZIP: 98201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Funko, Inc.
CENTRAL INDEX KEY: 0001704711
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
BUSINESS PHONE: 425-783-3616
MAIL ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-10-21
0
0001704711
Funko, Inc.
FNKO
0001719494
Mariotti Brian Richard
C/O FUNKO, INC.
2802 WETMORE AVENUE
EVERETT
WA
98201
1
1
0
0
CHIEF EXECUTIVE OFFICER
Class A Common Stock
2019-10-21
4
C
0
50000
0.00
A
58665
D
Class B Common Stock
2019-10-21
4
D
0
50000
0.00
D
2531689
D
Class A Common Stock
2019-10-21
4
S
0
50000
18.1395
D
8665
D
Common Units
2019-10-21
4
C
0
50000
0.00
D
Class A Common Stock
50000
3258496
D
Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.
Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares.
The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
3,016,227 Common Units are vested and 242,269 Common Units will vest on December 21, 2019, subject to the Reporting Person's continued service with the Issuer.
/s/ Tracy Daw, as Attorney-in-Fact for Brian Richard Mariotti
2019-10-23