0000899243-19-022879.txt : 20190905
0000899243-19-022879.hdr.sgml : 20190905
20190905185548
ACCESSION NUMBER: 0000899243-19-022879
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190903
FILED AS OF DATE: 20190905
DATE AS OF CHANGE: 20190905
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Levy Sarah Kirshbaum
CENTRAL INDEX KEY: 0001786657
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38274
FILM NUMBER: 191078239
MAIL ADDRESS:
STREET 1: C/O FUNKO, INC.
STREET 2: 2802 WETMORE AVENUE
CITY: EVERETT
STATE: WA
ZIP: 98201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Funko, Inc.
CENTRAL INDEX KEY: 0001704711
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
BUSINESS PHONE: 425-783-3616
MAIL ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-09-03
0
0001704711
Funko, Inc.
FNKO
0001786657
Levy Sarah Kirshbaum
C/O FUNKO, INC.
2802 WETMORE AVENUE
EVERETT
WA
98201
1
0
0
0
Restricted Stock Units
2019-09-03
4
A
0
1292
0.00
A
Class A Common Stock
1292
1292
D
Option to Purchase Class A Common Stock
23.37
2019-09-03
4
A
0
3916
0.00
A
2029-09-03
Class A Common Stock
3916
3916
D
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in full on September 3, 2020, subject to the Reporting Person's continued service with the Issuer through the vesting date.
The option will vest in full and become exercisable on September 3, 2020, subject to the Reporting Person's continued service with the Issuer through the vesting date.
/s/ Tracy Daw as Attorney-in-Fact for Sarah Kirshbaum Levy
2019-09-05