0000899243-19-022879.txt : 20190905 0000899243-19-022879.hdr.sgml : 20190905 20190905185548 ACCESSION NUMBER: 0000899243-19-022879 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190903 FILED AS OF DATE: 20190905 DATE AS OF CHANGE: 20190905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Levy Sarah Kirshbaum CENTRAL INDEX KEY: 0001786657 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38274 FILM NUMBER: 191078239 MAIL ADDRESS: STREET 1: C/O FUNKO, INC. STREET 2: 2802 WETMORE AVENUE CITY: EVERETT STATE: WA ZIP: 98201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Funko, Inc. CENTRAL INDEX KEY: 0001704711 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 BUSINESS PHONE: 425-783-3616 MAIL ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-09-03 0 0001704711 Funko, Inc. FNKO 0001786657 Levy Sarah Kirshbaum C/O FUNKO, INC. 2802 WETMORE AVENUE EVERETT WA 98201 1 0 0 0 Restricted Stock Units 2019-09-03 4 A 0 1292 0.00 A Class A Common Stock 1292 1292 D Option to Purchase Class A Common Stock 23.37 2019-09-03 4 A 0 3916 0.00 A 2029-09-03 Class A Common Stock 3916 3916 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in full on September 3, 2020, subject to the Reporting Person's continued service with the Issuer through the vesting date. The option will vest in full and become exercisable on September 3, 2020, subject to the Reporting Person's continued service with the Issuer through the vesting date. /s/ Tracy Daw as Attorney-in-Fact for Sarah Kirshbaum Levy 2019-09-05