Chief Compliance Officer

0001812046-22-000015.txt : 20220201 0001812046-22-000015.hdr.sgml : 20220201 20220201105426 ACCESSION NUMBER: 0001812046-22-000015 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220201 DATE AS OF CHANGE: 20220201 EFFECTIVENESS DATE: 20220201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Avestar Capital, LLC CENTRAL INDEX KEY: 0001704404 IRS NUMBER: 611818956 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18561 FILM NUMBER: 22577387 BUSINESS ADDRESS: STREET 1: 400 MADISON AVENUE STREET 2: SUITE 11D CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-706-4140 MAIL ADDRESS: STREET 1: 400 MADISON AVENUE STREET 2: SUITE 11D CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001704404 XXXXXXXX 12-31-2021 12-31-2021 false Avestar Capital, LLC

400 Madison Avenue Suite 11d New York NY 10017

13F HOLDINGS REPORT 028-18561 N Stacey Gillespie Chief Compliance Officer 484-588-5509 /s/ Stacey Gillespie New York NY 02-01-2022 0 422 817801 INFORMATION TABLE 2 infotable.xml ABBOTT LABS COM 002824100 820 5825 SH SOLE 0 0 5825 ABBVIE INC COM 00287Y109 561 4146 SH SOLE 0 0 4146 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 3309 7983 SH SOLE 0 0 7983 ACTIVISION BLIZZARD INC COM 00507V109 490 7365 SH SOLE 0 0 7365 ADOBE SYSTEMS INCORPORATED COM 00724F101 2722 4800 SH Call SOLE 0 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 7145 12600 SH Put SOLE 0 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 1236 2180 SH SOLE 0 0 2180 ADVANCE AUTO PARTS INC COM 00751Y106 673 2795 SH SOLE 0 0 2795 ADVANCED MICRO DEVICES INC COM 007903107 2590 18000 SH Put SOLE 0 0 0 ADVANCED MICRO DEVICES INC COM 007903107 270 1879 SH SOLE 0 0 1879 AFFIRM HLDGS INC COM CL A 00827B106 261 2600 SH Put SOLE 0 0 0 AFFIRM HLDGS INC COM CL A 00827B106 829 8239 SH SOLE 0 0 8239 AIRBNB INC COM CL A 009066101 333 2000 SH Call SOLE 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67103H107 230 325 SH SOLE 0 0 325 OWENS CORNING NEW COM 690742101 204 2255 SH SOLE 0 0 2255 PALANTIR TECHNOLOGIES INC CL A 69608A108 490 26921 SH SOLE 0 0 26921 PALO ALTO NETWORKS INC COM 697435105 1431 2571 SH SOLE 0 0 2571 PAYPAL HLDGS INC COM 70450Y103 377 2000 SH Call SOLE 0 0 0 PAYPAL HLDGS INC COM 70450Y103 3828 20300 SH Put SOLE 0 0 0 PAYPAL HLDGS INC COM 70450Y103 1175 6229 SH SOLE 0 0 6229 PELOTON INTERACTIVE INC CL A COM 70614W100 309 8627 SH SOLE 0 0 8627 PEPSICO INC COM 713448108 273 1565 SH SOLE 0 0 1565 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 1155 105188 SH SOLE 0 0 105188 PFIZER INC COM 717081103 803 13604 SH SOLE 0 0 13604 PGIM ETF TR ULTRA SHORT 69344A107 5632 113649 SH SOLE 0 0 113649 PHILIP MORRIS INTL INC COM 718172109 713 7500 SH Call SOLE 0 0 0 PHILIP MORRIS INTL INC COM 718172109 2077 21579 SH SOLE 0 0 21579 PIMCO DYNAMIC INCOME FD SHS 72201Y101 655 25279 SH SOLE 0 0 25279 PIMCO ETF TR ACTIVE BD ETF 72201R775 362 3302 SH SOLE 0 0 3302 PINDUODUO INC SPONSORED ADS 722304102 267 4582 SH SOLE 0 0 4582 PORTLAND GEN ELEC CO COM NEW 736508847 376 7039 SH SOLE 0 0 7039 PROCTER AND GAMBLE CO COM 742718109 5063 30950 SH SOLE 0 0 30950 PULTE GROUP INC COM 745867101 1334 23281 SH SOLE 0 0 23281 QUALCOMM INC COM 747525103 366 2000 SH Call SOLE 0 0 0 QUALCOMM INC COM 747525103 1875 10251 SH SOLE 0 0 10251 QUEST DIAGNOSTICS INC COM 74834L100 829 4789 SH SOLE 0 0 4789 RADIAN GROUP INC COM 750236101 723 34225 SH SOLE 0 0 34225 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1076 12500 SH Put SOLE 0 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1715 19931 SH SOLE 0 0 19931 RENT A CTR INC NEW COM 76009N100 209 4327 SH SOLE 0 0 4327 REPLIGEN CORP COM 759916109 774 2921 SH SOLE 0 0 2921 RIO TINTO PLC SPONSORED ADR 767204100 261 3893 SH SOLE 0 0 3893 ROBLOX CORP CL A 771049103 1032 10000 SH Put SOLE 0 0 0 ROKU INC COM CL A 77543R102 228 1000 SH SOLE 0 0 1000 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 1602 36965 SH SOLE 0 0 36965 ROYAL GOLD INC COM 780287108 255 2428 SH SOLE 0 0 2428 SALESFORCE COM INC COM 79466L302 1838 7200 SH Call SOLE 0 0 0 SALESFORCE COM INC COM 79466L302 7022 27500 SH Put SOLE 0 0 0 SALESFORCE COM INC COM 79466L302 5268 20730 SH SOLE 0 0 20730 SAP SE SPON ADR 803054204 453 3236 SH SOLE 0 0 3236 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 1042 6362 SH SOLE 0 0 6362 SEAGATE TECHNOLOGY HLDNGS PL ORD SHS G7997R103 215 1886 SH SOLE 0 0 1886 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 337 8618 SH SOLE 0 0 8618 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 375 2659 SH SOLE 0 0 2659 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 554 10698 SH SOLE 0 0 10698 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 644 3705 SH SOLE 0 0 3705 SERVICENOW INC COM 81762P102 1298 2000 SH Put SOLE 0 0 0 SERVICENOW INC COM 81762P102 396 610 SH SOLE 0 0 610 SHOPIFY INC CL A 82509L107 4132 3000 SH Call SOLE 0 0 0 SHOPIFY INC CL A 82509L107 12534 9100 SH Put SOLE 0 0 0 SHOPIFY INC CL A 82509L107 1088 790 SH SOLE 0 0 790 SIGNET JEWELERS LIMITED SHS G81276100 218 2500 SH Call SOLE 0 0 0 SIMON PPTY GROUP INC NEW COM 828806109 257 1606 SH SOLE 0 0 1606 SIREN ETF TR NSD NXGN ECO ETF 829658202 337 7926 SH SOLE 0 0 7926 SKYWORKS SOLUTIONS INC COM 83088M102 1669 10759 SH SOLE 0 0 10759 SMITH A O CORP COM 831865209 406 4724 SH SOLE 0 0 4724 SNOWFLAKE INC CL A 833445109 2033 6000 SH Put SOLE 0 0 0 SNOWFLAKE INC CL A 833445109 886 2615 SH SOLE 0 0 2615 SOCIEDAD QUIMICA Y MINERA DE SPON ADR SER B 833635105 531 10531 SH SOLE 0 0 10531 SOFI TECHNOLOGIES INC COM 83406F102 1181 74718 SH SOLE 0 0 74718 SOLAREDGE TECHNOLOGIES INC COM 83417M104 487 1734 SH SOLE 0 0 1734 SOUTHWEST AIRLS CO COM 844741108 518 12093 SH SOLE 0 0 12093 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 2180 6000 SH Put SOLE 0 0 0 SPDR GOLD TR GOLD SHS 78463V107 336 1963 SH SOLE 0 0 1963 SPDR INDEX SHS FDS S&P GBLINF ETF 78463X855 509 9383 SH SOLE 0 0 9383 SPDR S&P 500 ETF TR TR UNIT 78462F103 2850 6000 SH Put SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 10318 21724 SH SOLE 0 0 21724 SPDR SER TR S&P 600 SML CAP 78464A813 244 2451 SH SOLE 0 0 2451 SPROUT SOCIAL INC COM CL A 85209W109 1006 11090 SH SOLE 0 0 11090 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 366 4466 SH SOLE 0 0 4466 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 243 5319 SH SOLE 0 0 5319 STARBUCKS CORP COM 855244109 591 5052 SH SOLE 0 0 5052 STRATEGY SHS DAY HAGAN NED 86280R803 535 14366 SH SOLE 0 0 14366 SUN CMNTYS INC COM 866674104 471 2232 SH SOLE 0 0 2232 SYNCHRONY FINANCIAL COM 87165B103 1338 28838 SH SOLE 0 0 28838 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 11625 11000 SH Put SOLE 0 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 802 6636 SH SOLE 0 0 6636 TANDEM DIABETES CARE INC COM NEW 875372203 1150 7639 SH SOLE 0 0 7639 TARGET CORP COM 87612E106 414 1790 SH SOLE 0 0 1790 TE CONNECTIVITY LTD SHS H84989104 234 1448 SH SOLE 0 0 1448 TELEFONICA BRASIL SA NEW ADR 87936R205 324 37500 SH SOLE 0 0 37500 TERNIUM SA SPONSORED ADS 880890108 215 4939 SH SOLE 0 0 4939 TESLA INC COM 88160R101 1057 1000 SH Call SOLE 0 0 0 TESLA INC COM 88160R101 3028 11500 SH Put SOLE 0 0 0 TESLA INC COM 88160R101 5746 5437 SH SOLE 0 0 5437 TEUCRIUM COMMODITY TR SUGAR FD 88166A409 886 96326 SH SOLE 0 0 96326 TEXAS INSTRS INC COM 882508104 506 2684 SH SOLE 0 0 2684 THE TRADE DESK INC COM CL A 88339J105 1322 14429 SH SOLE 0 0 14429 THERMO FISHER SCIENTIFIC INC COM 883556102 436 653 SH SOLE 0 0 653 TJX COS INC NEW COM 872540109 871 11473 SH SOLE 0 0 11473 TOTALENERGIES SE SPONSORED ADS 89151E109 1465 29626 SH SOLE 0 0 29626 TWILIO INC CL A 90138F102 527 2000 SH Call SOLE 0 0 0 TWILIO INC CL A 90138F102 211 800 SH Put SOLE 0 0 0 TWITTER INC COM 90184L102 449 10398 SH SOLE 0 0 10398 TYSON FOODS INC CL A 902494103 1804 20692 SH SOLE 0 0 20692 UBER TECHNOLOGIES INC COM 90353T100 1308 31200 SH Put SOLE 0 0 0 UBER TECHNOLOGIES INC COM 90353T100 569 13577 SH SOLE 0 0 13577 UBIQUITI INC COM 90353W103 267 869 SH SOLE 0 0 869 ULTA BEAUTY INC COM 90384S303 952 2309 SH SOLE 0 0 2309 UNDER ARMOUR INC CL A 904311107 428 20199 SH SOLE 0 0 20199 UNILEVER PLC SPON ADR NEW 904767704 210 3913 SH SOLE 0 0 3913 UNITED PARCEL SERVICE INC CL B 911312106 344 1604 SH SOLE 0 0 1604 UNITED STATES STL CORP NEW COM 912909108 267 11229 SH SOLE 0 0 11229 UNITEDHEALTH GROUP INC COM 91324P102 4641 9243 SH SOLE 0 0 9243 UNITY SOFTWARE INC COM 91332U101 572 4000 SH Call SOLE 0 0 0 UNITY SOFTWARE INC COM 91332U101 3718 26000 SH Put SOLE 0 0 0 UNITY SOFTWARE INC COM 91332U101 1463 10230 SH SOLE 0 0 10230 US BANCORP DEL COM NEW 902973304 274 4831 SH SOLE 0 0 4831 VANGUARD ADMIRAL FDS INC SMLCP 600 VAL 921932778 283 1569 SH SOLE 0 0 1569 VANGUARD ADMIRAL FDS INC SMLCP 600 GRTH 921932794 751 3139 SH SOLE 0 0 3139 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 461 5444 SH SOLE 0 0 5444 VANGUARD INDEX FDS GROWTH ETF 922908736 355 1106 SH SOLE 0 0 1106 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 427 978 SH SOLE 0 0 978 VANGUARD INDEX FDS SMALL CP ETF 922908751 443 1958 SH SOLE 0 0 1958 VANGUARD INDEX FDS VALUE ETF 922908744 557 3790 SH SOLE 0 0 3790 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1122 4647 SH SOLE 0 0 4647 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 5788 49889 SH SOLE 0 0 49889 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1797 36341 SH SOLE 0 0 36341 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 295 3290 SH SOLE 0 0 3290 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 468 5761 SH SOLE 0 0 5761 VANGUARD STAR FDS VG TL INTL STK F 921909768 245 3852 SH SOLE 0 0 3852 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 577 11310 SH SOLE 0 0 11310 VEEVA SYS INC CL A COM 922475108 255 1000 SH Put SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 364 7006 SH SOLE 0 0 7006 VERTEX PHARMACEUTICALS INC COM 92532F100 336 1529 SH SOLE 0 0 1529 VIATRIS INC COM 92556V106 1182 87327 SH SOLE 0 0 87327 VISA INC COM CL A 92826C839 1635 7546 SH SOLE 0 0 7546 VISTRA CORP COM 92840M102 1079 47383 SH SOLE 0 0 47383 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 633 42410 SH SOLE 0 0 42410 VULCAN MATLS CO COM 929160109 2076 10000 SH Put SOLE 0 0 0 WALMART INC COM 931142103 358 2466 SH SOLE 0 0 2466 WATERS CORP COM 941848103 274 735 SH SOLE 0 0 735 WATSCO INC COM 942622200 373 1193 SH SOLE 0 0 1193 WELLS FARGO CO NEW COM 949746101 934 19469 SH SOLE 0 0 19469 WESTERN MIDSTREAM PARTNERS L COM UNIT LP INT 958669103 292 13100 SH SOLE 0 0 13100 WILLIS TOWERS WATSON PLC LTD SHS G96629103 272 1142 SH SOLE 0 0 1142 WISDOMTREE TR EM EX ST-OWNED 97717X578 3883 105364 SH SOLE 0 0 105364 WYNN RESORTS LTD COM 983134107 935 11000 SH Put SOLE 0 0 0 XCEL ENERGY INC COM 98389B100 284 4174 SH SOLE 0 0 4174 XPO LOGISTICS INC COM 983793100 672 8800 SH Put SOLE 0 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 281 2215 SH SOLE 0 0 2215 ZOETIS INC CL A 98978V103 519 2125 SH SOLE 0 0 2125 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 1759 9563 SH SOLE 0 0 9563 ZSCALER INC COM 98980G102 1576 4906 SH SOLE 0 0 4906