0001704300-21-000007.txt : 20211012 0001704300-21-000007.hdr.sgml : 20211012 20211012122638 ACCESSION NUMBER: 0001704300-21-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211012 DATE AS OF CHANGE: 20211012 EFFECTIVENESS DATE: 20211012 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Founders Capital Management CENTRAL INDEX KEY: 0001704300 IRS NUMBER: 760456940 STATE OF INCORPORATION: TX FISCAL YEAR END: 1217 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18033 FILM NUMBER: 211317988 BUSINESS ADDRESS: STREET 1: 4400 POST OAK PARKWAY STREET 2: STE 2530 CITY: HOUSTON STATE: TX ZIP: 77027 BUSINESS PHONE: 7138771188 MAIL ADDRESS: STREET 1: 4400 POST OAK PARKWAY STREET 2: STE 2530 CITY: HOUSTON STATE: TX ZIP: 77027 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001704300 XXXXXXXX 09-30-2021 09-30-2021 Founders Capital Management

4400 POST OAK PARKWAY STE 2530 HOUSTON TX 77027

13F HOLDINGS REPORT 028-18033 N James Walter 7138771188 James Walter Houston TX 10-12-2021 0 313 145877 false INFORMATION TABLE 2 FCM13FHR09302021.xml ABBOTT LABS COM 002824100 116 980 SH SOLE 980 0 0 ABBVIE INC COM 00287Y109 4187 38811 SH SOLE 38811 0 0 ABERDEEN GLOBAL PREMIER PPTY COM SH BEN INT 00302L108 18 3034 SH SOLE 3034 0 0 ADAMIS PHARMACEUTICALS CORP COM NEW 00547W208 17 18000 SH SOLE 18000 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 6730 11689 SH SOLE 11689 0 0 AGILE THERAPEUTICS INC COM 00847L100 5 5000 SH SOLE 5000 0 0 AIR PRODS & CHEMS INC COM 009158106 32 125 SH SOLE 125 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 4 30 SH SOLE 30 0 0 ALLSTATE CORP COM 020002101 26 201 SH SOLE 201 0 0 ALPHABET INC CAP STK CL A 02079K305 275 103 SH SOLE 103 0 0 ALPHABET INC CAP STK CL C 02079K107 1146 430 SH SOLE 430 0 0 ALTRIA GROUP INC COM 02209S103 20 439 SH SOLE 439 0 0 AMAZON COM INC COM 023135106 1196 364 SH SOLE 364 0 0 AMERICAN AXLE & MFG HLDGS IN COM 024061103 14 1600 SH SOLE 1600 0 0 AMERICAN ELEC PWR CO INC COM 025537101 14 173 SH SOLE 173 0 0 AMERICAN TOWER CORP NEW COM 03027X100 40 150 SH SOLE 150 0 0 AMGEN INC COM 031162100 174 817 SH SOLE 817 0 0 ANNALY CAPITAL MANAGEMENT IN COM 035710409 21 2500 SH SOLE 2500 0 0 ANTERO RESOURCES CORP COM 03674X106 38 2000 SH SOLE 2000 0 0 APOLLO INVT CORP COM NEW 03761U502 19 1500 SH SOLE 1500 0 0 APPLE INC COM 037833100 9112 64398 SH SOLE 64398 0 0 APPLIED GENETIC TECHNOLOGIES COM 03820J100 9 3000 SH SOLE 3000 0 0 APPLIED MATLS INC COM 038222105 168 1304 SH SOLE 1304 0 0 ARES CAPITAL CORP COM 04010L103 23 1110 SH SOLE 1110 0 0 ARGAN INC COM 04010E109 26 600 SH SOLE 600 0 0 AT&T INC COM 00206R102 621 22995 SH SOLE 22995 0 0 ATLAS AIR WORLDWIDE HLDGS IN COM NEW 049164205 90 1100 SH SOLE 1100 0 0 AXT INC COM 00246W103 17 2000 SH SOLE 2000 0 0 BANCORPSOUTH BK TUPELO MISS COM 05971J102 30 1000 SH SOLE 1000 0 0 BARINGS BDC INC COM 06759L103 11 979 SH SOLE 979 0 0 BIODELIVERY SCIENCES INTL IN COM 09060J106 22 6000 SH SOLE 6000 0 0 BIOGEN INC COM 09062X103 37 130 SH SOLE 130 0 0 BK OF AMERICA CORP COM 060505104 46 1090 SH SOLE 1090 0 0 BLACKBERRY LTD COM 09228F103 0 50 SH SOLE 50 0 0 BLACKROCK ENERGY & RES TR COM 09250U101 19 2000 SH SOLE 2000 0 0 BOEING CO COM 097023105 5323 24202 SH SOLE 24202 0 0 BP PLC SPONSORED ADR 055622104 9 323 SH SOLE 323 0 0 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 1 218 SH SOLE 218 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 53 899 SH SOLE 899 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 2 45 SH SOLE 45 0 0 BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 1 33 SH SOLE 33 0 0 BRT APARTMENTS CORP COM 055645303 29 1500 SH SOLE 1500 0 0 CALADRIUS BIOSCIENCES INC COM NEW 128058203 18 15000 SH SOLE 15000 0 0 CALLON PETE CO DEL COM 13123X508 39 800 SH SOLE 800 0 0 CAMDEN PPTY TR SH BEN INT 133131102 170 1150 SH SOLE 1150 0 0 CAPITAL PRODUCT PARTNERS L P PARTNERSHP UNITS Y11082206 32 2500 SH SOLE 2500 0 0 CAPSTEAD MTG CORP COM NO PAR 14067E506 13 2000 SH SOLE 2000 0 0 CASSAVA SCIENCES INC COM 14817C107 7 105 SH SOLE 105 0 0 CATERPILLAR INC COM 149123101 15 80 SH SOLE 80 0 0 CEDAR REALTY TRUST INC COM NEW 150602605 16 757 SH SOLE 757 0 0 CHARLES & COLVARD LTD COM 159765106 24 8000 SH SOLE 8000 0 0 CHATHAM LODGING TR COM 16208T102 25 2000 SH SOLE 2000 0 0 CHENIERE ENERGY INC COM NEW 16411R208 13 135 SH SOLE 135 0 0 CHEVRON CORP NEW COM 166764100 3666 36134 SH SOLE 36134 0 0 CIGNA CORP NEW COM 125523100 114 570 SH SOLE 570 0 0 CISCO SYS INC COM 17275R102 291 5349 SH SOLE 5349 0 0 CITIGROUP INC COM NEW 172967424 49 700 SH SOLE 700 0 0 CLEVELAND-CLIFFS INC NEW COM 185899101 46 2300 SH SOLE 2300 0 0 CNO FINL GROUP INC COM 12621E103 31 1300 SH SOLE 1300 0 0 COCA COLA CO COM 191216100 1094 20857 SH SOLE 20857 0 0 COFFEE HLDG CO INC COM 192176105 27 6000 SH SOLE 6000 0 0 COMPASS MINERALS INTL INC COM 20451N101 377 5860 SH SOLE 5860 0 0 CORNING INC COM 219350105 157 4300 SH SOLE 4300 0 0 COSTAMARE INC SHS Y1771G102 46 3000 SH SOLE 3000 0 0 COSTCO WHSL CORP NEW COM 22160K105 200 445 SH SOLE 445 0 0 COWEN INC CL A NEW 223622606 31 900 SH SOLE 900 0 0 CROSSAMERICA PARTNERS LP UT LTD PTN INT 22758A105 1 32 SH SOLE 32 0 0 DIAMONDBACK ENERGY INC COM 25278X109 2 24 SH SOLE 24 0 0 DISCOVER FINL SVCS COM 254709108 14 118 SH SOLE 118 0 0 DISNEY WALT CO COM 254687106 3386 20014 SH SOLE 20014 0 0 DORIAN LPG LTD SHS USD Y2106R110 25 2000 SH SOLE 2000 0 0 DOVER CORP COM 260003108 47 300 SH SOLE 300 0 0 DOW INC COM 260557103 29 509 SH SOLE 509 0 0 DUPONT DE NEMOURS INC COM 26614N102 7 97 SH SOLE 97 0 0 EBAY INC. COM 278642103 28 400 SH SOLE 400 0 0 ELANCO ANIMAL HEALTH INC COM 28414H103 5 148 SH SOLE 148 0 0 EMERSON ELEC CO COM 291011104 1318 13996 SH SOLE 13996 0 0 ENBRIDGE INC COM 29250N105 88 2222 SH SOLE 2222 0 0 ENDEAVOUR SILVER CORP COM 29258Y103 12 3000 SH SOLE 3000 0 0 ENERGY RECOVERY INC COM 29270J100 34 1800 SH SOLE 1800 0 0 ENTERGY CORP NEW COM 29364G103 51 510 SH SOLE 510 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 265 12267 SH SOLE 12267 0 0 EOG RES INC COM 26875P101 34 425 SH SOLE 425 0 0 ESSA BANCORP INC COM 29667D104 25 1500 SH SOLE 1500 0 0 ETFIS SER TR I VIRTUS INFRCAP 26923G822 40 1600 SH SOLE 1600 0 0 EXXON MOBIL CORP COM 30231G102 2036 34611 SH SOLE 34611 0 0 FIDELITY COVINGTON TRUST MSCI HLTH CARE I 316092600 0 5 SH SOLE 5 0 0 FIDELITY COVINGTON TRUST MSCI INFO TECH I 316092808 1 6 SH SOLE 6 0 0 FIDELITY COVINGTON TRUST MSCI FINLS IDX 316092501 0 6 SH SOLE 6 0 0 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 0 3 SH SOLE 3 0 0 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 17 70 SH SOLE 70 0 0 FLEXION THERAPEUTICS INC COM 33938J106 12 1900 SH SOLE 1900 0 0 FORD MTR CO DEL COM 345370860 42 3000 SH SOLE 3000 0 0 FRIEDMAN INDS INC COM 358435105 42 3500 SH SOLE 3500 0 0 FS KKR CAP CORP COM 302635206 6 250 SH SOLE 250 0 0 GAMESTOP CORP NEW CL A 36467W109 1 5 SH SOLE 5 0 0 GENERAL DYNAMICS CORP COM 369550108 20 100 SH SOLE 100 0 0 GENERAL ELECTRIC CO COM NEW 369604301 62 600 SH SOLE 600 0 0 GENERAL MTRS CO COM 37045V100 32 612 SH SOLE 612 0 0 GENWORTH FINL INC COM CL A 37247D106 39 10300 SH SOLE 10300 0 0 GEOSPACE TECHNOLOGIES CORP COM 37364X109 10 1000 SH SOLE 1000 0 0 GILEAD SCIENCES INC COM 375558103 70 1000 SH SOLE 1000 0 0 GLOBAL X FDS SOCIAL MED ETF 37950E416 15 250 SH SOLE 250 0 0 GLOBAL X FDS GLB X MLP ENRG I 37954Y293 17 484 SH SOLE 484 0 0 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 1537 18748 SH SOLE 18748 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 104 275 SH SOLE 275 0 0 GULF IS FABRICATION INC COM 402307102 12 3000 SH SOLE 3000 0 0 HANCOCK JOHN INCOME SECS TR COM 410123103 44 2800 SH SOLE 2800 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 21 300 SH SOLE 300 0 0 HAWAIIAN ELEC INDUSTRIES COM 419870100 6 150 SH SOLE 150 0 0 HESS CORP COM 42809H107 62 800 SH SOLE 800 0 0 HOME DEPOT INC COM 437076102 3328 10138 SH SOLE 10138 0 0 HOMESTREET INC COM 43785V102 41 1000 SH SOLE 1000 0 0 HONEYWELL INTL INC COM 438516106 32 150 SH SOLE 150 0 0 HUNTINGTON BANCSHARES INC COM 446150104 31 2000 SH SOLE 2000 0 0 INSPERITY INC COM 45778Q107 30 270 SH SOLE 270 0 0 INTEL CORP COM 458140100 293 5505 SH SOLE 5505 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 226 1627 SH SOLE 1627 0 0 INTERNATIONAL SEAWAYS INC COM Y41053102 21 1162 SH SOLE 1162 0 0 INTERPUBLIC GROUP COS INC COM 460690100 0 4 SH SOLE 4 0 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 8 520 SH SOLE 520 0 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 111 1819 SH SOLE 1819 0 0 INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 23 300 SH SOLE 300 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 451 3009 SH SOLE 3009 0 0 INVESCO PA VALUE MUN INC TR COM 46132K109 27 2000 SH SOLE 2000 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 13189 36845 SH SOLE 36845 0 0 IRIDIUM COMMUNICATIONS INC COM 46269C102 100 2500 SH SOLE 2500 0 0 IRON MTN INC NEW COM 46284V101 46 1050 SH SOLE 1050 0 0 ISHARES TR CORE S&P TTL STK 464287150 0 5 SH SOLE 5 0 0 ISHARES TR U.S. ENERGY ETF 464287796 0 8 SH SOLE 8 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 10 36 SH SOLE 36 0 0 ISHARES TR CORE S&P MCP ETF 464287507 18 69 SH SOLE 69 0 0 ISHARES TR CORE 1 5 YR USD 46432F859 5 100 SH SOLE 100 0 0 ISHARES TR EXPANDED TECH 464287515 80 200 SH SOLE 200 0 0 ISHARES TR U.S. BAS MTL ETF 464287838 31 250 SH SOLE 250 0 0 ISHARES TR CORE S&P SCP ETF 464287804 36 330 SH SOLE 330 0 0 ISHARES TR GRWT ALLOCAT ETF 464289867 19 339 SH SOLE 339 0 0 ISHARES TR CORE DIV GRWTH 46434V621 18 360 SH SOLE 360 0 0 ISHARES TR U.S. TECH ETF 464287721 61 600 SH SOLE 600 0 0 ISHARES TR S&P 500 VAL ETF 464287408 109 750 SH SOLE 750 0 0 ISHARES TR NATIONAL MUN ETF 464288414 99 850 SH SOLE 850 0 0 ISHARES TR SHORT TREAS BD 464288679 121 1093 SH SOLE 1093 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 127 1479 SH SOLE 1479 0 0 ISHARES TR U.S. MED DVC ETF 464288810 104 1662 SH SOLE 1662 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 298 1904 SH SOLE 1904 0 0 ISHARES TR TIPS BD ETF 464287176 679 5320 SH SOLE 5320 0 0 ISHARES TR ISHARES BIOTECH 464287556 3706 22921 SH SOLE 22921 0 0 ISHARES TR CORE US AGGBD ET 464287226 2684 23370 SH SOLE 23370 0 0 ISHARES TR ROBOTICS ARTIF 46435U556 1320 31160 SH SOLE 31160 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 2283 41774 SH SOLE 41774 0 0 ITERIS INC NEW COM 46564T107 11 2000 SH SOLE 2000 0 0 J P MORGAN EXCHANGE-TRADED F EQUITY PREMIUM 46641Q332 24 402 SH SOLE 402 0 0 JMP GROUP LLC COM 46629U107 37 5000 SH SOLE 5000 0 0 JOHNSON & JOHNSON COM 478160104 3217 19918 SH SOLE 19918 0 0 JPMORGAN CHASE & CO COM 46625H100 4297 26252 SH SOLE 26252 0 0 KARYOPHARM THERAPEUTICS INC COM 48576U106 17 3000 SH SOLE 3000 0 0 KELLY SVCS INC CL A 488152208 28 1500 SH SOLE 1500 0 0 KIMBALL INTL INC CL B 494274103 22 2000 SH SOLE 2000 0 0 KIMCO RLTY CORP COM 49446R109 213 10278 SH SOLE 10278 0 0 KITE RLTY GROUP TR COM NEW 49803T300 33 1600 SH SOLE 1600 0 0 LAWSON PRODS INC COM 520776105 15 300 SH SOLE 300 0 0 LINEAGE CELL THERAPEUTICS IN COM 53566P109 13 4970 SH SOLE 4970 0 0 LOCKHEED MARTIN CORP COM 539830109 3770 10925 SH SOLE 10925 0 0 LOWES COS INC COM 548661107 3586 17679 SH SOLE 17679 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 69 1510 SH SOLE 1510 0 0 MARATHON PETE CORP COM 56585A102 25 400 SH SOLE 400 0 0 MASTERCARD INCORPORATED CL A 57636Q104 292 840 SH SOLE 840 0 0 MCDONALDS CORP COM 580135101 3894 16148 SH SOLE 16148 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 20 1000 SH SOLE 1000 0 0 MEDTRONIC PLC SHS G5960L103 28 225 SH SOLE 225 0 0 MERCK & CO INC COM 58933Y105 1905 25365 SH SOLE 25365 0 0 MERITAGE HOMES CORP COM 59001A102 5 56 SH SOLE 56 0 0 METLIFE INC COM 59156R108 56 900 SH SOLE 900 0 0 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 58 8820 SH SOLE 8820 0 0 MICRON TECHNOLOGY INC COM 595112103 114 1600 SH SOLE 1600 0 0 MICROSOFT CORP COM 594918104 9010 31958 SH SOLE 31958 0 0 MONDELEZ INTL INC CL A 609207105 39 672 SH SOLE 672 0 0 MONMOUTH REAL ESTATE INVT CO CL A 609720107 19 1000 SH SOLE 1000 0 0 MORGAN STANLEY COM NEW 617446448 103 1060 SH SOLE 1060 0 0 NABORS INDUSTRIES LTD SHS G6359F137 25 260 SH SOLE 260 0 0 NATIONAL GRID PLC SPONSORED ADR NE 636274409 36 608 SH SOLE 608 0 0 NATURES SUNSHINE PRODS INC COM 639027101 15 1000 SH SOLE 1000 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 11 1000 SH SOLE 1000 0 0 NIKE INC CL B 654106103 69 478 SH SOLE 478 0 0 NL INDS INC COM NEW 629156407 23 4000 SH SOLE 4000 0 0 NORFOLK SOUTHN CORP COM 655844108 11 45 SH SOLE 45 0 0 NORTHEAST BK LEWISTON ME COM 66405S100 24 700 SH SOLE 700 0 0 NORTHROP GRUMMAN CORP COM 666807102 1959 5440 SH SOLE 5440 0 0 NORTHWEST PIPE CO COM 667746101 43 1800 SH SOLE 1800 0 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 30 2000 SH SOLE 2000 0 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 16 1000 SH SOLE 1000 0 0 NVIDIA CORPORATION COM 67066G104 21 100 SH SOLE 100 0 0 OAKTREE SPECIALTY LENDING CO COM 67401P108 21 3000 SH SOLE 3000 0 0 OCCIDENTAL PETE CORP COM 674599105 18 600 SH SOLE 600 0 0 OLYMPIC STEEL INC COM 68162K106 12 500 SH SOLE 500 0 0 ORACLE CORP COM 68389X105 806 9253 SH SOLE 9253 0 0 ORANGE SPONSORED ADR 684060106 11 1000 SH SOLE 1000 0 0 ORION GROUP HLDGS INC COM 68628V308 16 3000 SH SOLE 3000 0 0 OVERSEAS SHIPHOLDING GROUP I CL A NEW 69036R863 27 13000 SH SOLE 13000 0 0 PAYPAL HLDGS INC COM 70450Y103 70 270 SH SOLE 270 0 0 PENSKE AUTOMOTIVE GRP INC COM 70959W103 50 500 SH SOLE 500 0 0 PEPSICO INC COM 713448108 1802 11981 SH SOLE 11981 0 0 PERMA-PIPE INTL HLDGS INC COM 714167103 64 8200 SH SOLE 8200 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 10 1000 SH SOLE 1000 0 0 PFIZER INC COM 717081103 2934 68212 SH SOLE 68212 0 0 PHILIP MORRIS INTL INC COM 718172109 72 758 SH SOLE 758 0 0 PHOTRONICS INC COM 719405102 68 5000 SH SOLE 5000 0 0 PIONEER NAT RES CO COM 723787107 13 80 SH SOLE 80 0 0 PRECISION DRILLING CORP COM NEW 74022D407 20 500 SH SOLE 500 0 0 PREFORMED LINE PRODS CO COM 740444104 33 500 SH SOLE 500 0 0 PROCTER AND GAMBLE CO COM 742718109 266 1901 SH SOLE 1901 0 0 PROLOGIS INC. COM 74340W103 51 405 SH SOLE 405 0 0 PROSPECT CAP CORP COM 74348T102 23 3000 SH SOLE 3000 0 0 PROSPERITY BANCSHARES INC COM 743606105 40 565 SH SOLE 565 0 0 PRUDENTIAL FINL INC COM 744320102 100 950 SH SOLE 950 0 0 PUBLIC STORAGE COM 74460D109 342 1150 SH SOLE 1150 0 0 QUALCOMM INC COM 747525103 52 400 SH SOLE 400 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 3226 37527 SH SOLE 37527 0 0 REALTY INCOME CORP COM 756109104 167 2580 SH SOLE 2580 0 0 RESOLUTE FST PRODS INC COM 76117W109 54 4500 SH SOLE 4500 0 0 RF INDS LTD COM PAR $0.01 749552105 24 3000 SH SOLE 3000 0 0 RICHARDSON ELECTRS LTD COM 763165107 24 2500 SH SOLE 2500 0 0 RMR GROUP INC CL A 74967R106 0 2 SH SOLE 2 0 0 ROPER TECHNOLOGIES INC COM 776696106 89 200 SH SOLE 200 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 22 500 SH SOLE 500 0 0 SALESFORCE COM INC COM 79466L302 81 300 SH SOLE 300 0 0 SANDRIDGE ENERGY INC COM NEW 80007P869 26 2000 SH SOLE 2000 0 0 SANGAMO THERAPEUTICS INC COM 800677106 9 1000 SH SOLE 1000 0 0 SCHLUMBERGER LTD COM STK 806857108 951 32069 SH SOLE 32069 0 0 SCHNITZER STEEL INDS INC CL A 806882106 9 200 SH SOLE 200 0 0 SCHWAB CHARLES CORP COM 808513105 273 3750 SH SOLE 3750 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1 23 SH SOLE 23 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 26 173 SH SOLE 173 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 11 173 SH SOLE 173 0 0 SCULLY ROYALTY LTD COM SHS G7T96K107 12 1090 SH SOLE 1090 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 12 167 SH SOLE 167 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 11 170 SH SOLE 170 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 10 192 SH SOLE 192 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 16 202 SH SOLE 202 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 34 270 SH SOLE 270 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 22 277 SH SOLE 277 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 42 280 SH SOLE 280 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 39 397 SH SOLE 397 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 32 863 SH SOLE 863 0 0 SERVICE CORP INTL COM 817565104 121 2000 SH SOLE 2000 0 0 SERVICE PPTYS TR COM SH BEN INT 81761L102 3 250 SH SOLE 250 0 0 SHORE BANCSHARES INC COM 825107105 27 1500 SH SOLE 1500 0 0 SIMON PPTY GROUP INC NEW COM 828806109 393 3020 SH SOLE 3020 0 0 SIMPLIFY EXCHANGE TRADED FUN US EQT PLS DWNSD 82889N202 12 400 SH SOLE 400 0 0 SLR INVESTMENT CORP COM 83413U100 29 1500 SH SOLE 1500 0 0 SOUTHERN CO COM 842587107 43 700 SH SOLE 700 0 0 SOUTHSTATE CORPORATION COM 840441109 17 221 SH SOLE 221 0 0 SOUTHWEST AIRLS CO COM 844741108 18 350 SH SOLE 350 0 0 SOUTHWESTERN ENERGY CO COM 845467109 22 4000 SH SOLE 4000 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 325 961 SH SOLE 961 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 4623 10774 SH SOLE 10774 0 0 SPDR SER TR PRTFLO S&P500 VL 78464A508 0 4 SH SOLE 4 0 0 SPDR SER TR S&P 600 SMCP VAL 78464A300 2 20 SH SOLE 20 0 0 SPDR SER TR S&P 600 SMCP GRW 78464A201 21 245 SH SOLE 245 0 0 SPDR SER TR S&P 400 MDCP GRW 78464A821 21 276 SH SOLE 276 0 0 SPDR SER TR S&P DIVID ETF 78464A763 57 485 SH SOLE 485 0 0 SPDR SER TR S&P OILGAS EXP 78468R556 49 507 SH SOLE 507 0 0 SPDR SER TR NUVEEN BRC MUNIC 78468R721 122 2360 SH SOLE 2360 0 0 SPDR SER TR S&P KENSHO CLEAN 78468R655 674 7173 SH SOLE 7173 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 404 12937 SH SOLE 12937 0 0 SPDR SER TR S&P KENSHO SMART 78468R689 1212 22126 SH SOLE 22126 0 0 SPDR SER TR PRTFLO S&P500 GW 78464A409 6511 101706 SH SOLE 101706 0 0 SUNCOR ENERGY INC NEW COM 867224107 4 200 SH SOLE 200 0 0 T2 BIOSYSTEMS INC COM 89853L104 27 30000 SH SOLE 30000 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 119 1069 SH SOLE 1069 0 0 TESLA INC COM 88160R101 202 260 SH SOLE 260 0 0 TEXAS INSTRS INC COM 882508104 384 2000 SH SOLE 2000 0 0 TIDEWATER INC NEW COM 88642R109 12 1000 SH SOLE 1000 0 0 TRAVELCENTERS OF AMERICA INC COM NEW 89421B109 75 1500 SH SOLE 1500 0 0 TRONOX HOLDINGS PLC SHS G9087Q102 25 1000 SH SOLE 1000 0 0 TRUIST FINL CORP COM 89832Q109 13 225 SH SOLE 225 0 0 U S GLOBAL INVS INC CL A 902952100 11 2000 SH SOLE 2000 0 0 UNION PAC CORP COM 907818108 86 440 SH SOLE 440 0 0 UNITED AIRLS HLDGS INC COM 910047109 60 1270 SH SOLE 1270 0 0 UNITED FIRE GROUP INC COM 910340108 23 1000 SH SOLE 1000 0 0 UNITED PARCEL SERVICE INC CL B 911312106 665 3650 SH SOLE 3650 0 0 UNITED STATES STL CORP NEW COM 912909108 33 1500 SH SOLE 1500 0 0 UNITEDHEALTH GROUP INC COM 91324P102 236 605 SH SOLE 605 0 0 UNUM GROUP COM 91529Y106 44 1758 SH SOLE 1758 0 0 VAALCO ENERGY INC COM NEW 91851C201 35 12000 SH SOLE 12000 0 0 VALERO ENERGY CORP COM 91913Y100 121 1720 SH SOLE 1720 0 0 VANGUARD BD INDEX FDS LONG TERM BOND 921937793 15 150 SH SOLE 150 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 6 46 SH SOLE 46 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 37 94 SH SOLE 94 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 41 300 SH SOLE 300 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 72 303 SH SOLE 303 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 131 600 SH SOLE 600 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 123 1210 SH SOLE 1210 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 7 122 SH SOLE 122 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 2612 31697 SH SOLE 31697 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 110 716 SH SOLE 716 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 167 1618 SH SOLE 1618 0 0 VANGUARD WORLD FD MEGA GRWTH IND 921910816 112 475 SH SOLE 475 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 15 50 SH SOLE 50 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 16 85 SH SOLE 85 0 0 VERSO CORP CL A 92531L207 15 700 SH SOLE 700 0 0 VISA INC COM CL A 92826C839 379 1700 SH SOLE 1700 0 0 VOLITIONRX LTD COM 928661107 9 3000 SH SOLE 3000 0 0 WALMART INC COM 931142103 3606 25871 SH SOLE 25871 0 0 WELLS FARGO CO NEW COM 949746101 79 1703 SH SOLE 1703 0 0 WESTERN ASSET INVESTMENT GRA COM 95766T100 122 7795 SH SOLE 7795 0 0 WESTERN DIGITAL CORP. COM 958102105 56 1000 SH SOLE 1000 0 0 WESTPORT FUEL SYSTEMS INC COM NEW 960908309 13 4000 SH SOLE 4000 0 0 WIDEPOINT CORP COMMON 967590209 11 2000 SH SOLE 2000 0 0 XCEL ENERGY INC COM 98389B100 156 2500 SH SOLE 2500 0 0 YUM BRANDS INC COM 988498101 64 520 SH SOLE 520 0 0 YUM CHINA HLDGS INC COM 98850P109 36 620 SH SOLE 620 0 0 ZYNERBA PHARMACEUTICALS INC COM 98986X109 13 3000 SH SOLE 3000 0 0