0001437749-19-008457.txt : 20190501 0001437749-19-008457.hdr.sgml : 20190501 20190501192423 ACCESSION NUMBER: 0001437749-19-008457 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190429 FILED AS OF DATE: 20190501 DATE AS OF CHANGE: 20190501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Argand Partners, LP CENTRAL INDEX KEY: 0001760988 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38166 FILM NUMBER: 19789274 BUSINESS ADDRESS: STREET 1: 28 WEST 44TH STREET, SUITE 501 CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212 871 1107 MAIL ADDRESS: STREET 1: C/O INDUSTREA ACQUISITION CORP. STREET 2: 28 WEST 44TH STREET, SUITE 501 CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Concrete Pumping Holdings, Inc. CENTRAL INDEX KEY: 0001703956 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 831779605 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 6461 DOWNING STREET CITY: DENVER STATE: CO ZIP: 80229 BUSINESS PHONE: 303-289-7497 MAIL ADDRESS: STREET 1: 6461 DOWNING STREET CITY: DENVER STATE: CO ZIP: 80229 FORMER COMPANY: FORMER CONFORMED NAME: Industrea Acquisition Corp. DATE OF NAME CHANGE: 20170414 4 1 rdgdoc.xml FORM 4 X0306 4 2019-04-29 0001703956 Concrete Pumping Holdings, Inc. BBCP 0001760988 Argand Partners, LP C/O CONCRETE PUMPING HOLDINGS, INC. 6461 DOWNING STREET DENVER CO 80229 1 Common Stock 2019-04-29 4 A 0 1664500 A 13852138 I See Footnotes Warrants 2019-04-29 4 D 0 10822500 0 D Common Stock 10822500 0 I See footnotes CFLL Sponsor Holdings LLC (f/k/a Industrea Alexandria LLC) ("CFLL Sponsor") disposed of warrants to purchase 10,822,500 shares of common stock, par value $0.0001 per share, of the Issuer ("common stock") in exchange for 1,664,500 shares of common stock in an Issuer exchange offer. CFLL Sponsor is 100% owned by funds managed by the Reporting Person, and as such the Reporting Person has voting and dispositive control over all of the securities held directly by CFLL Sponsor. 6,067,825 of such shares are held by CFLL Sponsor and 7,784,313 of such shares are held by CFLL Holdings, LLC ("CFLL Holdings"). Howard D. Morgan, Heather L. Faust, Tariq Osman, Joseph Del Toro and Charles Burns are the managers of the CFLL Sponsor and CFLL Holdings, share voting and investment discretion with respect to the common stock held by CFLL Sponsor, and each has individual voting and investment discretion with respect to the common stock held by CFLL Holdings. CFLL Sponsor and CFLL Holdings are 100% owned by funds managed by the Reporting Person. Investment decisions made by the Reporting Person require the unanimous approval of its investment committee, which is comprised of Messrs. Morgan and Osman and Ms. Faust. The warrants became exercisable on January 5, 2019 and had an expiration date of December 6, 2023. Each warrant was exercisable for one share of the Issuer's common stock at $11.50 per share. /s/ Joel Rubinstein, Attorney-in-Fact 2019-05-01