0001437749-19-008457.txt : 20190501
0001437749-19-008457.hdr.sgml : 20190501
20190501192423
ACCESSION NUMBER: 0001437749-19-008457
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190429
FILED AS OF DATE: 20190501
DATE AS OF CHANGE: 20190501
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Argand Partners, LP
CENTRAL INDEX KEY: 0001760988
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38166
FILM NUMBER: 19789274
BUSINESS ADDRESS:
STREET 1: 28 WEST 44TH STREET, SUITE 501
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212 871 1107
MAIL ADDRESS:
STREET 1: C/O INDUSTREA ACQUISITION CORP.
STREET 2: 28 WEST 44TH STREET, SUITE 501
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Concrete Pumping Holdings, Inc.
CENTRAL INDEX KEY: 0001703956
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700]
IRS NUMBER: 831779605
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 6461 DOWNING STREET
CITY: DENVER
STATE: CO
ZIP: 80229
BUSINESS PHONE: 303-289-7497
MAIL ADDRESS:
STREET 1: 6461 DOWNING STREET
CITY: DENVER
STATE: CO
ZIP: 80229
FORMER COMPANY:
FORMER CONFORMED NAME: Industrea Acquisition Corp.
DATE OF NAME CHANGE: 20170414
4
1
rdgdoc.xml
FORM 4
X0306
4
2019-04-29
0001703956
Concrete Pumping Holdings, Inc.
BBCP
0001760988
Argand Partners, LP
C/O CONCRETE PUMPING HOLDINGS, INC.
6461 DOWNING STREET
DENVER
CO
80229
1
Common Stock
2019-04-29
4
A
0
1664500
A
13852138
I
See Footnotes
Warrants
2019-04-29
4
D
0
10822500
0
D
Common Stock
10822500
0
I
See footnotes
CFLL Sponsor Holdings LLC (f/k/a Industrea Alexandria LLC) ("CFLL Sponsor") disposed of warrants to purchase 10,822,500 shares of common stock, par value $0.0001 per share, of the Issuer ("common stock") in exchange for 1,664,500 shares of common stock in an Issuer exchange offer. CFLL Sponsor is 100% owned by funds managed by the Reporting Person, and as such the Reporting Person has voting and dispositive control over all of the securities held directly by CFLL Sponsor.
6,067,825 of such shares are held by CFLL Sponsor and 7,784,313 of such shares are held by CFLL Holdings, LLC ("CFLL Holdings"). Howard D. Morgan, Heather L. Faust, Tariq Osman, Joseph Del Toro and Charles Burns are the managers of the CFLL Sponsor and CFLL Holdings, share voting and investment discretion with respect to the common stock held by CFLL Sponsor, and each has individual voting and investment discretion with respect to the common stock held by CFLL Holdings. CFLL Sponsor and CFLL Holdings are 100% owned by funds managed by the Reporting Person. Investment decisions made by the Reporting Person require the unanimous approval of its investment committee, which is comprised of Messrs. Morgan and Osman and Ms. Faust.
The warrants became exercisable on January 5, 2019 and had an expiration date of December 6, 2023. Each warrant was exercisable for one share of the Issuer's common stock at $11.50 per share.
/s/ Joel Rubinstein, Attorney-in-Fact
2019-05-01