0001437749-19-007085.txt : 20190412
0001437749-19-007085.hdr.sgml : 20190412
20190412161432
ACCESSION NUMBER: 0001437749-19-007085
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190410
FILED AS OF DATE: 20190412
DATE AS OF CHANGE: 20190412
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Humphries Iain
CENTRAL INDEX KEY: 0001760635
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38166
FILM NUMBER: 19746439
MAIL ADDRESS:
STREET 1: 28 WEST 44TH STREET, SUITE 501
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Concrete Pumping Holdings, Inc.
CENTRAL INDEX KEY: 0001703956
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700]
IRS NUMBER: 831779605
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 6461 DOWNING STREET
CITY: DENVER
STATE: CO
ZIP: 80229
BUSINESS PHONE: 303-289-7497
MAIL ADDRESS:
STREET 1: 6461 DOWNING STREET
CITY: DENVER
STATE: CO
ZIP: 80229
FORMER COMPANY:
FORMER CONFORMED NAME: Industrea Acquisition Corp.
DATE OF NAME CHANGE: 20170414
4
1
rdgdoc.xml
FORM 4
X0306
4
2019-04-10
0001703956
Concrete Pumping Holdings, Inc.
BBCP
0001760635
Humphries Iain
C/O CONCRETE PUMPING HOLDINGS, INC.
6461 DOWNING STREET
DENVER
CO
80229
1
1
CFO and Secretary
Common Stock
2019-04-10
4
A
0
884111
0
A
884111
D
Common Stock
2019-04-10
4
A
0
25624
0
A
909735
D
Represents restricted shares of common stock. 25% of such shares will vest in five substantially equal installments on each of December 6, 2019, December 6, 2020, December 6, 2021, December 6, 2022 and December 6, 2023, provided that the Reporting Person is in the employ of the Issuer or a subsidiary of the Issuer on the vesting dates. The remaining 75% will become available for vesting in three equal installments if the common stock closes at or above $13.00, $16.00 and $19.00 per share, respectively (each, a "stock price target"), for 30 consecutive business days. Upon the achievement of a stock price target, the related tranche of restricted common stock will vest in equal increments over the first, second and third anniversaries of the date on which such stock price target was achieved. If a stock price target is not achieved on or before December 6, 2023, then the related tranche of restricted shares will be forfeited. If a stock price target is achieved but the related tranche
Represents restricted shares of common stock. Such shares will become available for vesting in three equal installments if the common stock closes at or above $13.00, $16.00 and $19.00 per share, respectively (each, a "stock price target"), for 30 consecutive business days. Upon the achievement of a stock price target, the related tranche of restricted common stock will vest in equal increments over the first, second and third anniversaries of the date on which such stock price target was achieved. If a stock price target is not achieved on or before December 6, 2023, then the related tranche of restricted shares will be forfeited. If a stock price target is achieved but the related tranche of restricted shares is not fully vested by December 6, 2023, such shares may, under certain circumstances, continue to vest after that date.
/s/ Joel Rubinstein, Attorney-in-Fact
2019-04-12