0001437749-19-007085.txt : 20190412 0001437749-19-007085.hdr.sgml : 20190412 20190412161432 ACCESSION NUMBER: 0001437749-19-007085 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190410 FILED AS OF DATE: 20190412 DATE AS OF CHANGE: 20190412 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Humphries Iain CENTRAL INDEX KEY: 0001760635 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38166 FILM NUMBER: 19746439 MAIL ADDRESS: STREET 1: 28 WEST 44TH STREET, SUITE 501 CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Concrete Pumping Holdings, Inc. CENTRAL INDEX KEY: 0001703956 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 831779605 FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 6461 DOWNING STREET CITY: DENVER STATE: CO ZIP: 80229 BUSINESS PHONE: 303-289-7497 MAIL ADDRESS: STREET 1: 6461 DOWNING STREET CITY: DENVER STATE: CO ZIP: 80229 FORMER COMPANY: FORMER CONFORMED NAME: Industrea Acquisition Corp. DATE OF NAME CHANGE: 20170414 4 1 rdgdoc.xml FORM 4 X0306 4 2019-04-10 0001703956 Concrete Pumping Holdings, Inc. BBCP 0001760635 Humphries Iain C/O CONCRETE PUMPING HOLDINGS, INC. 6461 DOWNING STREET DENVER CO 80229 1 1 CFO and Secretary Common Stock 2019-04-10 4 A 0 884111 0 A 884111 D Common Stock 2019-04-10 4 A 0 25624 0 A 909735 D Represents restricted shares of common stock. 25% of such shares will vest in five substantially equal installments on each of December 6, 2019, December 6, 2020, December 6, 2021, December 6, 2022 and December 6, 2023, provided that the Reporting Person is in the employ of the Issuer or a subsidiary of the Issuer on the vesting dates. The remaining 75% will become available for vesting in three equal installments if the common stock closes at or above $13.00, $16.00 and $19.00 per share, respectively (each, a "stock price target"), for 30 consecutive business days. Upon the achievement of a stock price target, the related tranche of restricted common stock will vest in equal increments over the first, second and third anniversaries of the date on which such stock price target was achieved. If a stock price target is not achieved on or before December 6, 2023, then the related tranche of restricted shares will be forfeited. If a stock price target is achieved but the related tranche Represents restricted shares of common stock. Such shares will become available for vesting in three equal installments if the common stock closes at or above $13.00, $16.00 and $19.00 per share, respectively (each, a "stock price target"), for 30 consecutive business days. Upon the achievement of a stock price target, the related tranche of restricted common stock will vest in equal increments over the first, second and third anniversaries of the date on which such stock price target was achieved. If a stock price target is not achieved on or before December 6, 2023, then the related tranche of restricted shares will be forfeited. If a stock price target is achieved but the related tranche of restricted shares is not fully vested by December 6, 2023, such shares may, under certain circumstances, continue to vest after that date. /s/ Joel Rubinstein, Attorney-in-Fact 2019-04-12