Chief Financial/ Chief Compliance Officer

0001703301-23-000005.txt : 20231025 0001703301-23-000005.hdr.sgml : 20231025 20231025130858 ACCESSION NUMBER: 0001703301-23-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231025 DATE AS OF CHANGE: 20231025 EFFECTIVENESS DATE: 20231025 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SpiderRock Advisors, LLC CENTRAL INDEX KEY: 0001703301 IRS NUMBER: 461932846 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18017 FILM NUMBER: 231344850 BUSINESS ADDRESS: STREET 1: 300 S. WACKER DRIVE STREET 2: SUITE 2840 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 256-9663 MAIL ADDRESS: STREET 1: 300 S. WACKER DRIVE STREET 2: SUITE 2840 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: SpiderRock Advisors LLC DATE OF NAME CHANGE: 20170420 FORMER COMPANY: FORMER CONFORMED NAME: Spiderrock Advisors LLC DATE OF NAME CHANGE: 20170410 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001703301 XXXXXXXX 09-30-2023 09-30-2023 SpiderRock Advisors, LLC

300 S. WACKER DRIVE SUITE 2840 CHICAGO IL 60606

13F HOLDINGS REPORT 028-18017 000171992 801-80178 N E. Bruce Mumford Chief Financial/ Chief Compliance Officer 312-847-0240 Edwin Bruce Mumford Chicago IL 10-25-2023 0 173 1199784 false INFORMATION TABLE 2 2023Q3_SRA_13f.xml Agilent Technologies Ordinary Shares 00846U101 1550 14500 PRN Put SOLE 14500 0 0 Apple Inc Ordinary Shares 037833100 91729 617500 PRN Put SOLE 617500 0 0 Abbvie Inc Ordinary Shares 00287Y109 1980 15900 PRN Put SOLE 15900 0 0 Airbnb Inc Ordinary Shares - Class A 009066101 3370 40000 PRN Put SOLE 40000 0 0 Abbott Laboratories Ordinary Shares 002824100 1104 11600 PRN Put SOLE 11600 0 0 Accenture plc Ordinary Shares - Class A G1151C101 1978 7800 PRN Put SOLE 7800 0 0 Adobe Inc Ordinary Shares 00724F101 559 1900 PRN Put SOLE 1900 0 0 Analog Devices Inc Ordinary Shares 032654105 942 6500 PRN Put SOLE 6500 0 0 Albemarle Corp Ordinary Shares 012653101 228 1200 PRN Put SOLE 1200 0 0 Applied Materials In Ordinary Shares 038222105 1500 12000 PRN Put SOLE 12000 0 0 Amcor Plc Ordinary Shares G0250X107 392 43600 PRN Put SOLE 43600 0 0 Ametek Inc Ordinary Shares 031100100 1156 8100 PRN Put SOLE 8100 0 0 AMGEN Inc Ordinary Shares 031162100 5001 21400 PRN Put SOLE 21400 0 0 ALPS Fund Services Alerian MLP ETF 00162Q866 3479 103500 PRN Put SOLE 103500 0 0 Amazoncom Inc Ordinary Shares 023135106 10548 103300 PRN Put SOLE 103300 0 0 Arista Networks Inc Ordinary Shares 040413106 2036 14700 PRN Put SOLE 14700 0 0 Aon plc Ordinary Shares - Class A 00BLP1HW5 1233 4900 PRN Put SOLE 4900 0 0 Apollo Global Manage Ordinary Shares - Class A (New) 03769M106 254 4500 PRN Put SOLE 4500 0 0 ARK Investment Manag ARK Innovation ETF 00214Q104 202 6500 PRN Put SOLE 6500 0 0 Ashland Inc Ordinary Shares 044209104 210 2800 PRN Put SOLE 2800 0 0 AeroVironment Inc Ordinary Shares 008073108 202 2200 PRN Put SOLE 2200 0 0 Broadcom Inc Ordinary Shares 11135F101 592 800 PRN Put SOLE 800 0 0 Bank Of America Corp Ordinary Shares 060505104 280 10000 PRN Put SOLE 10000 0 0 Becton Dickinson & C Ordinary Shares 075887109 16857 78000 PRN Put SOLE 78000 0 0 Bank of Montreal Ordinary Shares 063671101 2377 30800 PRN Put SOLE 30800 0 0 Biomarin Pharmaceuti Registered Shares 09061G101 614 6500 PRN Put SOLE 6500 0 0 Bristol-Myers Squibb Ordinary Shares 110122108 542 8500 PRN Put SOLE 8500 0 0 Berkshire Hathaway I Ordinary Shares 084670702 2339 8100 PRN Put SOLE 8100 0 0 Blackstone Inc Ordinary Shares 09253U108 695 7200 PRN Put SOLE 7200 0 0 Boyd Gaming Corp Ordinary Shares 103304101 23348 500000 PRN Put SOLE 500000 0 0 Credit Acceptance Co Ordinary Shares 225310101 1371 3300 PRN Put SOLE 3300 0 0 Caterpillar Inc Ordinary Shares 149123101 2592 10800 PRN Put SOLE 10800 0 0 Chubb Limited Ordinary Shares H1467J104 900 5000 PRN Put SOLE 5000 0 0 Cadence Design Syste Ordinary Shares 127387108 3150 15000 PRN Put SOLE 15000 0 0 Cincinnati Financial Ordinary Shares 172062101 164 1500 PRN Put SOLE 1500 0 0 Comcast Corp Ordinary Shares - Class A 20030N101 178 5100 PRN Put SOLE 5100 0 0 CME Group Inc Ordinary Shares - Class A 12572Q105 1712 10500 PRN Put SOLE 10500 0 0 Centene Corp Ordinary Shares 15135B101 585 9000 PRN Put SOLE 9000 0 0 Coinbase Global Inc Ordinary Shares - Class A 19260Q107 8298 212200 PRN Put SOLE 212200 0 0 Conoco Phillips Ordinary Shares 20825C104 725 7500 PRN Put SOLE 7500 0 0 Costco Wholesale Cor Ordinary Shares 22160K105 4048 10000 PRN Put SOLE 10000 0 0 Crowdstrike Holdings Ordinary Shares - Class A 22788C105 348 4000 PRN Put SOLE 4000 0 0 Cisco Systems, Inc Ordinary Shares 17275R102 228 5700 PRN Put SOLE 5700 0 0 CSX Corp Ordinary Shares 126408103 2488 94500 PRN Put SOLE 94500 0 0 Cintas Corporation Ordinary Shares 172908105 195 500 PRN Put SOLE 500 0 0 Chevron Corp Ordinary Shares 166764100 969 6800 PRN Put SOLE 6800 0 0 Walt Disney Co (The) Ordinary Shares 254687106 2872 38300 PRN Put SOLE 38300 0 0 Duke Energy Corp Ordinary Shares 26441C204 68 800 PRN Put SOLE 800 0 0 Ecolab, Inc Ordinary Shares 278865100 66 400 PRN Put SOLE 400 0 0 BlackRock Institutio iShares MSCI Emerging Markets ETF 464287234 643 13400 PRN Call SOLE 13400 0 0 BlackRock Institutio iShares MSCI Emerging Markets ETF 464287234 914 28000 PRN Put SOLE 28000 0 0 BlackRock Institutio iShares MSCI EAFE ETF 464287465 540 6300 PRN Call SOLE 6300 0 0 BlackRock Institutio iShares MSCI EAFE ETF 464287465 5114 82100 PRN Put SOLE 82100 0 0 Edison International Ordinary Shares 281020107 266 4100 PRN Put SOLE 4100 0 0 Estee Lauder Cos, I Ordinary Shares - Class A 518439104 590 3100 PRN Put SOLE 3100 0 0 Elevance Health Inc Ordinary Shares 036752103 172 400 PRN Put SOLE 400 0 0 Emerson Electric Co Ordinary Shares 291011104 24 300 PRN Put SOLE 300 0 0 Edwards Lifesciences Ordinary Shares 28176E108 513 7300 PRN Put SOLE 7300 0 0 Expeditors Internati Ordinary Shares 302130109 245 2400 PRN Put SOLE 2400 0 0 Fastenal Co Ordinary Shares 311900104 356 7900 PRN Put SOLE 7900 0 0 First Citizens Bancs Ordinary Shares - Class A 31946M103 912 800 PRN Put SOLE 800 0 0 Fiserv, Inc Ordinary Shares 337738108 390 4100 PRN Put SOLE 4100 0 0 FTAI Aviation Ltd Ordinary Shares - Class A 34960P101 1206 57000 PRN Put SOLE 57000 0 0 VanEck ETF Trust VanEck Gold Miners ETF 57060U100 1122 28900 PRN Call SOLE 28900 0 0 SSgA Active Trust SPDR Gold Shares ETF 78463V107 4158 22400 PRN Call SOLE 22400 0 0 General Motors Compa Ordinary Shares 37045V100 213 7000 PRN Put SOLE 7000 0 0 Alphabet Inc Ordinary Shares - Class C 02079K107 3562 34000 PRN Put SOLE 34000 0 0 Alphabet Inc Ordinary Shares - Class A 02079K305 953 9500 PRN Put SOLE 9500 0 0 Group 1 Automotive, Ordinary Shares 398905109 128 800 PRN Put SOLE 800 0 0 Gitlab Inc Ordinary Shares - Class A 37637K108 258 7100 PRN Put SOLE 7100 0 0 HCA Healthcare Inc Ordinary Shares 40412C101 220 1000 PRN Put SOLE 1000 0 0 Home Depot, Inc Ordinary Shares 437076102 7472 27100 PRN Put SOLE 27100 0 0 Hilton Worldwide Hol Ordinary Shares 43300A203 871 6900 PRN Put SOLE 6900 0 0 Honeywell Internatio Ordinary Shares 438516106 2543 14300 PRN Put SOLE 14300 0 0 BlackRock Institutio iShares iBoxx USD High Yield Corporate Bond ETF 464288513 21189 278800 PRN Put SOLE 278800 0 0 Idexx Laboratories, Ordinary Shares 45168D104 2290 5000 PRN Put SOLE 5000 0 0 Illumina Inc Ordinary Shares 452327109 106 600 PRN Put SOLE 600 0 0 Intel Corp Ordinary Shares 458140100 166 6100 PRN Put SOLE 6100 0 0 Intuitive Surgical I Ordinary Shares 46120E602 528 1800 PRN Put SOLE 1800 0 0 BlackRock Institutio iShares Russell 2000 ETF 464287655 1198 4700 PRN Call SOLE 4700 0 0 BlackRock Institutio iShares Russell 2000 ETF 464287655 2808 16900 PRN Put SOLE 16900 0 0 John Bean Technologi Ordinary Shares 477839104 483 4600 PRN Put SOLE 4600 0 0 Johnson & Johnson Ordinary Shares 478160104 532 3300 PRN Put SOLE 3300 0 0 Keysight Technologie Ordinary Shares 49338L103 336 2400 PRN Put SOLE 2400 0 0 KLA Corp Ordinary Shares 482480100 204 600 PRN Put SOLE 600 0 0 Kimberly-Clark Corp Ordinary Shares 494368103 115 1000 PRN Put SOLE 1000 0 0 Coca-Cola Co Ordinary Shares 191216100 2274 44700 PRN Put SOLE 44700 0 0 SPDR Series Trust SPDR S&P Regional Banking ETF 78464A698 1699 47200 PRN Put SOLE 47200 0 0 Linde Plc Ordinary Shares G5494J103 58 200 PRN Put SOLE 200 0 0 Lilly(Eli) & Co Ordinary Shares 532457108 19185 42300 PRN Put SOLE 42300 0 0 Lockheed Martin Corp Ordinary Shares 539830109 462 1100 PRN Put SOLE 1100 0 0 Lam Research Corp Ordinary Shares 512807108 339 900 PRN Put SOLE 900 0 0 Mastercard Incorpora Ordinary Shares - Class A 57636Q104 1224 3600 PRN Put SOLE 3600 0 0 McDonald`s Corp Ordinary Shares 580135101 63 300 PRN Put SOLE 300 0 0 Mondelez Internation Ordinary Shares - Class A 609207105 1570 29100 PRN Put SOLE 29100 0 0 Meta Platforms Inc Ordinary Shares - Class A 30303M102 3616 18400 PRN Put SOLE 18400 0 0 MGM Resorts Internat Ordinary Shares 552953101 3005 90000 PRN Put SOLE 90000 0 0 Marsh & McLennan Cos Ordinary Shares 571748102 1626 9900 PRN Put SOLE 9900 0 0 Altria Group Inc Ordinary Shares 02209S103 1011 31400 PRN Put SOLE 31400 0 0 Marathon Petroleum C Ordinary Shares 56585A102 1248 9700 PRN Put SOLE 9700 0 0 Merck & Co Inc Ordinary Shares 58933Y105 37 400 PRN Put SOLE 400 0 0 Moderna Inc Ordinary Shares 60770K107 560 4000 PRN Put SOLE 4000 0 0 Mini Index Mini Russell 2000 12510L101 547 2700 PRN Call SOLE 2700 0 0 MSCI Inc Ordinary Shares 55354G100 405 900 PRN Put SOLE 900 0 0 Microsoft Corporatio Ordinary Shares 594918104 44605 179100 PRN Put SOLE 179100 0 0 Advisorshares Trust Advisory Shares 00768Y453 10 700 PRN Call SOLE 700 0 0 Murphy USA Inc Ordinary Shares 626755102 919 3600 PRN Put SOLE 3600 0 0 NextEra Energy Inc Ordinary Shares 65339F101 20447 323900 PRN Put SOLE 323900 0 0 Netflix Inc Ordinary Shares 64110L106 960 3000 PRN Put SOLE 3000 0 0 Northrop Grumman Cor Ordinary Shares 666807102 2484 5900 PRN Put SOLE 5900 0 0 ServiceNow Inc Ordinary Shares 81762P102 1813 3700 PRN Put SOLE 3700 0 0 Norfolk Southern Cor Ordinary Shares 655844108 1470 8400 PRN Put SOLE 8400 0 0 NVIDIA Corp Ordinary Shares 67066G104 6604 17300 PRN Put SOLE 17300 0 0 VanEck ETF Trust VanEck Oil ETF 57060U191 960 2400 PRN Call SOLE 2400 0 0 O`Reilly Automotive, Ordinary Shares 67103H107 1102 1300 PRN Put SOLE 1300 0 0 Paychex Inc Ordinary Shares 704326107 201 2000 PRN Put SOLE 2000 0 0 Pfizer Inc Ordinary Shares 717081103 380 10000 PRN Call SOLE 10000 0 0 Procter & Gamble Co Ordinary Shares 742718109 1738 13300 PRN Put SOLE 13300 0 0 Palantir Technologie Ordinary Shares - Class A 69608A108 151 30200 PRN Put SOLE 30200 0 0 Philip Morris Intern Ordinary Shares 718172109 1925 27500 PRN Put SOLE 27500 0 0 Prudential Financial Ordinary Shares 744320102 366 4300 PRN Put SOLE 4300 0 0 PayPal Holdings Inc Ordinary Shares 70450Y103 38 700 PRN Put SOLE 700 0 0 Qualcomm, Inc Ordinary Shares 747525103 642 6900 PRN Put SOLE 6900 0 0 Invesco Capital Mana Invesco QQQ Trust Series 1 46090E103 13764 41500 PRN Put SOLE 41500 0 0 Regeneron Pharmaceut Ordinary Shares 75886F107 1697 2500 PRN Put SOLE 2500 0 0 Ryman Hospitality Pr Ordinary Shares 78377T107 128 1600 PRN Put SOLE 1600 0 0 Rithm Capital Corpor Ordinary Shares 64828T201 2211 285700 PRN Put SOLE 285700 0 0 Invesco Capital Mana Invesco S&P 500 Equal Weight ETF 46137V357 312 2000 PRN Call SOLE 2000 0 0 RUSSELL 2000 INDEX RUSSELL 2000 INDEX 124835109 1270 700 PRN Put SOLE 700 0 0 Safehold Inc Ordinary Shares 78646V107 20 900 PRN Put SOLE 900 0 0 Starbucks Corp Ordinary Shares 855244109 5082 59400 PRN Put SOLE 59400 0 0 Sherwin-Williams Co Ordinary Shares 824348106 2712 13800 PRN Put SOLE 13800 0 0 BlackRock Institutio iShares Silver Trust 46428Q109 5487 186900 PRN Call SOLE 186900 0 0 VanEck ETF Trust VanEck Semiconductor ETF 92189F676 502 5100 PRN Put SOLE 5100 0 0 Southern Company Ordinary Shares 842587107 465 8500 PRN Put SOLE 8500 0 0 S&P Global Inc Ordinary Shares 78409V104 1628 4800 PRN Put SOLE 4800 0 0 CBOE S&P 500 INDEX S&P500 Index 648815108 243814 58800 PRN Put SOLE 58800 0 0 SSgA Active Trust SPDR S&P 500 ETF Trust 78462F103 164240 363600 PRN Call SOLE 363600 0 0 SSgA Active Trust SPDR S&P 500 ETF Trust 78462F103 276410 688800 PRN Put SOLE 688800 0 0 Block Inc Ordinary Shares - Class A 852234103 162 3600 PRN Put SOLE 3600 0 0 Sempra Ordinary Shares 816851109 118 1700 PRN Put SOLE 1700 0 0 Skyworks Solutions, Ordinary Shares 83088M102 409 4100 PRN Put SOLE 4100 0 0 Stryker Corp Ordinary Shares 863667101 688 2800 PRN Put SOLE 2800 0 0 AT&T, Inc Ordinary Shares 00206R102 60 5500 PRN Put SOLE 5500 0 0 Teradyne, Inc Ordinary Shares 880770102 1504 18000 PRN Put SOLE 18000 0 0 Truist Financial Cor Ordinary Shares 89832Q109 1580 42900 PRN Put SOLE 42900 0 0 Target Corp Ordinary Shares 87612E106 1058 8000 PRN Put SOLE 8000 0 0 TJX Companies, Inc Ordinary Shares 872540109 641 9500 PRN Put SOLE 9500 0 0 BlackRock Institutio iShares 20+ Year Treasury Bond ETF 464287432 809 6000 PRN Call SOLE 6000 0 0 Thermo Fisher Scient Ordinary Shares 883556102 648 1300 PRN Put SOLE 1300 0 0 T Rowe Price Group Ordinary Shares 74144T108 792 8800 PRN Put SOLE 8800 0 0 Tractor Supply Co Ordinary Shares 892356106 2836 14300 PRN Put SOLE 14300 0 0 Tesla Inc Ordinary Shares 88160R101 3540 18700 PRN Put SOLE 18700 0 0 Twilio Inc Ordinary Shares Class A 90138F102 26551 547200 PRN Put SOLE 547200 0 0 Textron Inc Ordinary Shares 883203101 2280 41100 PRN Put SOLE 41100 0 0 Unity Software Inc Ordinary Shares 91332U101 860 29100 PRN Put SOLE 29100 0 0 Ulta Beauty Inc Ordinary Shares 90384S303 828 1800 PRN Put SOLE 1800 0 0 Unitedhealth Group I Ordinary Shares 91324P102 4423 9800 PRN Put SOLE 9800 0 0 United Parcel Servic Ordinary Shares - Class B 911312106 966 6600 PRN Put SOLE 6600 0 0 United Rentals, Inc Ordinary Shares 911363109 1140 3000 PRN Put SOLE 3000 0 0 US Bancorp Ordinary Shares 902973304 630 18000 PRN Put SOLE 18000 0 0 Visa Inc Ordinary Shares - Class A 92826C839 548 2800 PRN Put SOLE 2800 0 0 Vmware Inc Ordinary Shares - Class A 928563402 165 1500 PRN Put SOLE 1500 0 0 Verisign Inc Ordinary Shares 92343E102 1660 8300 PRN Put SOLE 8300 0 0 Barclays Bank PLC Short Term Futures 06746P621 28 800 PRN Call SOLE 800 0 0 Verizon Communicatio Ordinary Shares 92343V104 33 1200 PRN Put SOLE 1200 0 0 Warner Bros Discove Ordinary Shares - Class A 934423104 12 1200 PRN Put SOLE 1200 0 0 Waste Management, In Ordinary Shares 94106L109 957 7100 PRN Put SOLE 7100 0 0 SSgA Active Trust The Energy Select Sector SPDR Fund 81369Y506 217 3100 PRN Put SOLE 3100 0 0 Exxon Mobil Corp Ordinary Shares 30231G102 22878 297200 PRN Put SOLE 297200 0 0 SPDR Series Trust SPDR Oil & Gas Exploration and Production ETF 78468R556 991 7800 PRN Call SOLE 7800 0 0 CBOE MINI SPX INDEX S&P500 Mini SPX 12505Q107 2692 7000 PRN Put SOLE 7000 0 0