0001703301-23-000003.txt : 20230424
0001703301-23-000003.hdr.sgml : 20230424
20230424095452
ACCESSION NUMBER: 0001703301-23-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230331
FILED AS OF DATE: 20230424
DATE AS OF CHANGE: 20230424
EFFECTIVENESS DATE: 20230424
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SpiderRock Advisors, LLC
CENTRAL INDEX KEY: 0001703301
IRS NUMBER: 461932846
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18017
FILM NUMBER: 23838228
BUSINESS ADDRESS:
STREET 1: 300 S. WACKER DRIVE
STREET 2: SUITE 2840
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: (312) 256-9663
MAIL ADDRESS:
STREET 1: 300 S. WACKER DRIVE
STREET 2: SUITE 2840
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: SpiderRock Advisors LLC
DATE OF NAME CHANGE: 20170420
FORMER COMPANY:
FORMER CONFORMED NAME: Spiderrock Advisors LLC
DATE OF NAME CHANGE: 20170410
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
true
false
0001703301
XXXXXXXX
03-31-2023
03-31-2023
SpiderRock Advisors, LLC
300 S. WACKER DRIVE
SUITE 2840
CHICAGO
IL
60606
13F HOLDINGS REPORT
028-18017
000171992
N
E. Bruce Mumford
Chief Financial Officer/ Chief Compliance Officer
312-847-020
E. Bruce Mumford
Chicago
IL
04-24-2023
0
164
1057007
false
INFORMATION TABLE
2
2023Q1SRA13F.xml
Agilent Technologies
Ordinary Shares
00846U101
760
8000
PRN
Put
SOLE
8000
0
0
Apple Inc
Ordinary Shares
037833100
57926
461300
PRN
Put
SOLE
461300
0
0
Abbvie Inc
Ordinary Shares
00287Y109
2002
15900
PRN
Put
SOLE
15900
0
0
Airbnb Inc
Ordinary Shares
009066101
3266
40000
PRN
Put
SOLE
40000
0
0
Abbott Laboratories
Ordinary Shares
002824100
1113
11700
PRN
Put
SOLE
11700
0
0
Accenture plc
Ordinary Shares
G1151C101
1079
4700
PRN
Put
SOLE
4700
0
0
Adobe Inc
Ordinary Shares
00724F101
559
1900
PRN
Put
SOLE
1900
0
0
Analog Devices Inc
Ordinary Shares
032654105
942
6500
PRN
Put
SOLE
6500
0
0
Albemarle Corp
Ordinary Shares
012653101
228
1200
PRN
Put
SOLE
1200
0
0
Amcor Plc
Ordinary Shares
G0250X107
460
43600
PRN
Put
SOLE
43600
0
0
Ametek Inc
Ordinary Shares
031100100
1031
8100
PRN
Put
SOLE
8100
0
0
AMGEN Inc
Ordinary Shares
031162100
5027
21400
PRN
Put
SOLE
21400
0
0
ALPS Fund Services
Alerian MLP ETF
00162Q452
12691
371400
PRN
Put
SOLE
371400
0
0
Amazoncom Inc
Ordinary Shares
023135106
9461
96300
PRN
Put
SOLE
96300
0
0
Aon plc
Ordinary Shares
G0403H108
1233
4900
PRN
Put
SOLE
4900
0
0
Apollo Global Manage
Ordinary Shares
03769M106
275
4900
PRN
Put
SOLE
4900
0
0
ARK Investment Manag
ARK Innovation
00214Q104
220
6300
PRN
Put
SOLE
6300
0
0
Ashland Inc
Ordinary Shares
044186104
280
2800
PRN
Put
SOLE
2800
0
0
AeroVironment Inc
Ordinary Shares
008073108
168
2200
PRN
Put
SOLE
2200
0
0
Bank Of America Corp
Ordinary Shares
060505104
280
10000
PRN
Put
SOLE
10000
0
0
Becton, Dickinson An
Ordinary Shares
075887109
16652
78000
PRN
Put
SOLE
78000
0
0
Bank of Montreal
Ordinary Shares
063671101
2335
30800
PRN
Put
SOLE
30800
0
0
Biomarin Pharmaceuti
Registered Shar
09061G101
644
6800
PRN
Put
SOLE
6800
0
0
Bristol-Myers Squibb
Ordinary Shares
110122108
542
8500
PRN
Put
SOLE
8500
0
0
Berkshire Hathaway I
Ordinary Shares
084670702
795
3000
PRN
Put
SOLE
3000
0
0
Boyd Gaming Corp
Ordinary Shares
103304101
22738
489100
PRN
Put
SOLE
489100
0
0
Beyond Meat Inc
Ordinary Shares
08862E109
58
3300
PRN
Put
SOLE
3300
0
0
Credit Acceptance Co
Ordinary Shares
225310101
1331
3300
PRN
Put
SOLE
3300
0
0
Cincinnati Financial
Ordinary Shares
172062101
164
1500
PRN
Put
SOLE
1500
0
0
Comcast Corp
Ordinary Shares
20030N101
203
5100
PRN
Put
SOLE
5100
0
0
CME Group Inc
Ordinary Shares
12572Q105
760
4900
PRN
Put
SOLE
4900
0
0
Centene Corp
Ordinary Shares
15135B101
585
9000
PRN
Put
SOLE
9000
0
0
Coinbase Global Inc
Ordinary Shares
19260Q107
7170
184700
PRN
Put
SOLE
184700
0
0
Conoco Phillips
Ordinary Shares
20825C104
453
4300
PRN
Put
SOLE
4300
0
0
Costco Wholesale Cor
Ordinary Shares
22160K105
4048
10000
PRN
Put
SOLE
10000
0
0
Crowdstrike Holdings
Ordinary Shares
22788C105
348
4000
PRN
Put
SOLE
4000
0
0
Cisco Systems, Inc
Ordinary Shares
17275R102
228
5700
PRN
Put
SOLE
5700
0
0
Cintas Corporation
Ordinary Shares
172908105
195
500
PRN
Put
SOLE
500
0
0
Chevron Corp
Ordinary Shares
166764100
1003
6800
PRN
Put
SOLE
6800
0
0
Duke Energy Corp
Ordinary Shares
26441C204
68
800
PRN
Put
SOLE
800
0
0
Ecolab, Inc
Ordinary Shares
278865100
53
400
PRN
Put
SOLE
400
0
0
BlackRock Institutio
iShares MSCI Em
464287234
192
3200
PRN
Call
SOLE
3200
0
0
BlackRock Institutio
iShares MSCI Em
464287234
914
28000
PRN
Put
SOLE
28000
0
0
BlackRock Institutio
iShares MSCI EA
464287465
533
6200
PRN
Call
SOLE
6200
0
0
BlackRock Institutio
iShares MSCI EA
464287465
4618
78700
PRN
Put
SOLE
78700
0
0
Estee Lauder Cos, I
Ordinary Shares
518439104
695
3100
PRN
Put
SOLE
3100
0
0
Elevance Health Inc
Ordinary Shares
036752103
172
400
PRN
Put
SOLE
400
0
0
Emerson Electric Co
Ordinary Shares
291011104
40
500
PRN
Put
SOLE
500
0
0
Edwards Lifesciences
Ordinary Shares
28176E108
546
7300
PRN
Put
SOLE
7300
0
0
Expeditors Internati
Ordinary Shares
302130109
229
2400
PRN
Put
SOLE
2400
0
0
Fidelity National In
Ordinary Shares
31620M106
29
500
PRN
Put
SOLE
500
0
0
Fiserv, Inc
Ordinary Shares
337738108
54
600
PRN
Put
SOLE
600
0
0
Fortress Transportat
Ordinary Shares
34960P101
2089
133500
PRN
Put
SOLE
133500
0
0
VanEck ETF Trust
VanEck Gold Min
92189F106
840
20800
PRN
Call
SOLE
20800
0
0
SSgA Active Trust
SPDR Gold Share
78463V107
3528
19400
PRN
Call
SOLE
19400
0
0
General Motors Compa
Ordinary Shares
37045V100
213
7000
PRN
Put
SOLE
7000
0
0
Alphabet Inc
Ordinary Shares
02079K107
1499
14000
PRN
Put
SOLE
14000
0
0
Alphabet Inc
Ordinary Shares
02079K305
645
7200
PRN
Put
SOLE
7200
0
0
Group 1 Automotive,
Ordinary Shares
398905109
128
800
PRN
Put
SOLE
800
0
0
Gitlab Inc
Ordinary Shares
37637K108
254
7100
PRN
Put
SOLE
7100
0
0
Hannon Armstrong Sus
Ordinary Shares
41068X100
60
1500
PRN
Put
SOLE
1500
0
0
HCA Healthcare Inc
Ordinary Shares
40412C101
242
1100
PRN
Put
SOLE
1100
0
0
Home Depot, Inc
Ordinary Shares
437076102
5471
18900
PRN
Put
SOLE
18900
0
0
Heico Corp
Ordinary Shares
422806109
144
900
PRN
Put
SOLE
900
0
0
Helen of Troy Ltd
Ordinary Shares
G4388N106
1738
18300
PRN
Put
SOLE
18300
0
0
Honeywell Internatio
Ordinary Shares
438516106
2498
14400
PRN
Put
SOLE
14400
0
0
BlackRock Institutio
iShares iBoxx U
464288513
21495
278800
PRN
Put
SOLE
278800
0
0
BlackRock Institutio
iShares Biotech
464287556
11715
90500
PRN
Put
SOLE
90500
0
0
Idexx Laboratories,
Ordinary Shares
45168D104
1772
5000
PRN
Put
SOLE
5000
0
0
Illumina Inc
Ordinary Shares
452327109
106
600
PRN
Put
SOLE
600
0
0
Intel Corp
Ordinary Shares
458140100
113
3900
PRN
Put
SOLE
3900
0
0
Intuitive Surgical I
Ordinary Shares
46120E602
522
1800
PRN
Put
SOLE
1800
0
0
BlackRock Institutio
iShares Russell
464287655
318
1300
PRN
Call
SOLE
1300
0
0
BlackRock Institutio
iShares Russell
464287655
2802
16800
PRN
Put
SOLE
16800
0
0
John Bean Technologi
Ordinary Shares
477839104
402
4600
PRN
Put
SOLE
4600
0
0
Johnson & Johnson
Ordinary Shares
478160104
534
3300
PRN
Put
SOLE
3300
0
0
JPMorgan Chase & Co
Ordinary Shares
46625H100
14
100
PRN
Call
SOLE
100
0
0
KLA Corp
Ordinary Shares
482480100
204
600
PRN
Put
SOLE
600
0
0
Kimberly-Clark Corp
Ordinary Shares
494368103
115
1000
PRN
Put
SOLE
1000
0
0
Coca-Cola Co
Ordinary Shares
191216100
2262
44700
PRN
Put
SOLE
44700
0
0
Linde Plc
Ordinary Shares
G54950103
58
200
PRN
Put
SOLE
200
0
0
Lilly(Eli) & Co
Ordinary Shares
532457108
5206
17800
PRN
Put
SOLE
17800
0
0
Lam Research Corp
Ordinary Shares
512807108
339
900
PRN
Put
SOLE
900
0
0
McDonald`s Corp
Ordinary Shares
580135101
63
300
PRN
Put
SOLE
300
0
0
Mckesson Corporation
Ordinary Shares
58155Q103
1666
5400
PRN
Put
SOLE
5400
0
0
Mondelez Internation
Ordinary Shares
609207105
1533
30500
PRN
Put
SOLE
30500
0
0
Meta Platforms Inc
Ordinary Shares
30303M102
1754
15500
PRN
Put
SOLE
15500
0
0
MGM Resorts Internat
Ordinary Shares
552953101
5225
150000
PRN
Put
SOLE
150000
0
0
ETF Managers Group L
ETFMG Alternati
26924G508
14
2000
PRN
Call
SOLE
2000
0
0
Marsh & McLennan Cos
Ordinary Shares
571748102
654
4500
PRN
Put
SOLE
4500
0
0
Altria Group Inc
Ordinary Shares
02209S103
996
31400
PRN
Put
SOLE
31400
0
0
MP Materials Corpora
Ordinary Shares
553368101
3776
130000
PRN
Put
SOLE
130000
0
0
Merck & Co Inc
Ordinary Shares
58933Y105
37
400
PRN
Put
SOLE
400
0
0
Moderna Inc
Ordinary Shares
60770K107
560
4000
PRN
Put
SOLE
4000
0
0
Mini Russell 2000
Mini Index
12510L101
566
2900
PRN
Call
SOLE
2900
0
0
MSCI Inc
Ordinary Shares
55354G100
420
900
PRN
Put
SOLE
900
0
0
Microsoft Corporatio
Ordinary Shares
594918104
16128
75500
PRN
Put
SOLE
75500
0
0
Advisorshares Trust
Advisory Shares
00768Y453
10
700
PRN
Call
SOLE
700
0
0
Murphy USA Inc
Ordinary Shares
626755102
874
3800
PRN
Put
SOLE
3800
0
0
NextEra Energy Inc
Ordinary Shares
65339F101
1585
24900
PRN
Put
SOLE
24900
0
0
Netflix Inc
Ordinary Shares
64110L106
352
1100
PRN
Put
SOLE
1100
0
0
Northrop Grumman Cor
Ordinary Shares
666807102
2646
6400
PRN
Put
SOLE
6400
0
0
NVIDIA Corp
Ordinary Shares
67066G104
840
5500
PRN
Put
SOLE
5500
0
0
Oge Energy Corp
Ordinary Shares
670837103
45
1500
PRN
Put
SOLE
1500
0
0
VanEck ETF Trust
VanEck Oil ETF
92189H607
1952
5500
PRN
Call
SOLE
5500
0
0
Paychex Inc
Ordinary Shares
704326107
200
2000
PRN
Put
SOLE
2000
0
0
Procter & Gamble Co
Ordinary Shares
742718109
1804
13800
PRN
Put
SOLE
13800
0
0
Palantir Technologie
Ordinary Shares
69608A108
151
30200
PRN
Put
SOLE
30200
0
0
Philip Morris Intern
Ordinary Shares
718172109
1925
27500
PRN
Put
SOLE
27500
0
0
Prudential Financial
Ordinary Shares
744320102
366
4300
PRN
Put
SOLE
4300
0
0
PayPal Holdings Inc
Ordinary Shares
70450Y103
60
700
PRN
Put
SOLE
700
0
0
Qualcomm, Inc
Ordinary Shares
747525103
408
4300
PRN
Put
SOLE
4300
0
0
Invesco Capital Mana
Invesco QQQ Tru
46090E103
152
500
PRN
Call
SOLE
500
0
0
Invesco Capital Mana
Invesco QQQ Tru
46090E103
2374
9000
PRN
Put
SOLE
9000
0
0
Regeneron Pharmaceut
Ordinary Shares
75886F107
1500
2500
PRN
Put
SOLE
2500
0
0
Ryman Hospitality Pr
Ordinary Shares
78377T107
120
1600
PRN
Put
SOLE
1600
0
0
Rithm Capital Corpor
Ordinary Shares
64828T201
2240
285700
PRN
Put
SOLE
285700
0
0
Royalty Pharma plc
Ordinary Shares
G7709Q104
3468
100400
PRN
Put
SOLE
100400
0
0
Raytheon Technologie
Ordinary Shares
75513E101
488
6500
PRN
Put
SOLE
6500
0
0
RUSSELL 2000 INDEX
RUSSELL 2000 INDEX
124835109
1274
700
PRN
Put
SOLE
700
0
0
Safehold Inc
Ordinary Shares
78646V107
32
900
PRN
Put
SOLE
900
0
0
Starbucks Corp
Ordinary Shares
855244109
4771
59400
PRN
Put
SOLE
59400
0
0
Sherwin-Williams Co
Ordinary Shares
824348106
2750
14000
PRN
Put
SOLE
14000
0
0
BlackRock Institutio
iShares Silver
46428Q109
5487
186900
PRN
Call
SOLE
186900
0
0
VanEck ETF Trust
VanEck Semicond
92189F676
437
2300
PRN
Put
SOLE
2300
0
0
Southern Company
Ordinary Shares
842587107
52
1000
PRN
Put
SOLE
1000
0
0
S&P Global Inc
Ordinary Shares
78409V104
1606
4800
PRN
Put
SOLE
4800
0
0
CBOE S&P 500 INDEX
S&P500 Index
648815108
330452
85100
PRN
Put
SOLE
85100
0
0
SSgA Active Trust
SPDR S&P 500 ET
78462F103
115241
267800
PRN
Call
SOLE
267800
0
0
SSgA Active Trust
SPDR S&P 500 ET
78462F103
233072
618000
PRN
Put
SOLE
618000
0
0
Block Inc
Ordinary Shares
852234103
162
3600
PRN
Put
SOLE
3600
0
0
Sempra Energy
Ordinary Shares
816851109
112
800
PRN
Put
SOLE
800
0
0
Skyworks Solutions,
Ordinary Shares
83088M102
409
4100
PRN
Put
SOLE
4100
0
0
Stryker Corp
Ordinary Shares
863667101
584
3100
PRN
Put
SOLE
3100
0
0
AT&T, Inc
Ordinary Shares
00206R102
105
5500
PRN
Put
SOLE
5500
0
0
Teradyne, Inc
Ordinary Shares
880770102
928
11600
PRN
Put
SOLE
11600
0
0
Truist Financial Cor
Ordinary Shares
89832Q109
1624
42900
PRN
Put
SOLE
42900
0
0
Target Corp
Ordinary Shares
87612E106
1072
8100
PRN
Put
SOLE
8100
0
0
BlackRock Institutio
iShares 20+ Yea
464287432
739
5300
PRN
Call
SOLE
5300
0
0
Thermo Fisher Scient
Ordinary Shares
883556102
648
1300
PRN
Put
SOLE
1300
0
0
Tractor Supply Co
Ordinary Shares
892356106
2836
14300
PRN
Put
SOLE
14300
0
0
Tesla Inc
Ordinary Shares
88160R101
1763
12600
PRN
Put
SOLE
12600
0
0
Twilio Inc
Ordinary Shares
90138F102
422
6500
PRN
Put
SOLE
6500
0
0
Textron Inc
Ordinary Shares
883203101
380
6000
PRN
Put
SOLE
6000
0
0
Unity Software Inc
Ordinary Shares
91332U101
11402
97500
PRN
Call
SOLE
97500
0
0
Unity Software Inc
Ordinary Shares
91332U101
728
29100
PRN
Put
SOLE
29100
0
0
Ulta Beauty Inc
Ordinary Shares
90384S303
828
1800
PRN
Put
SOLE
1800
0
0
Unitedhealth Group I
Ordinary Shares
91324P102
1415
3200
PRN
Put
SOLE
3200
0
0
United Parcel Servic
Ordinary Shares
911312106
1116
7600
PRN
Put
SOLE
7600
0
0
US Bancorp
Ordinary Shares
902973304
630
18000
PRN
Put
SOLE
18000
0
0
Visa Inc
Ordinary Shares
92826C839
338
1800
PRN
Put
SOLE
1800
0
0
CBOE MARKET VOLATILI
CBOE Volatility
6065439QQ
51
2700
PRN
Call
SOLE
2700
0
0
Vmware Inc
Ordinary Shares
928563402
165
1500
PRN
Put
SOLE
1500
0
0
Verisign Inc
Ordinary Shares
92343E102
1720
9300
PRN
Put
SOLE
9300
0
0
Verizon Communicatio
Ordinary Shares
92343V104
48
1200
PRN
Put
SOLE
1200
0
0
Warner Bros Discove
Ordinary Shares
934423104
2
200
PRN
Put
SOLE
200
0
0
Welltower Inc
Ordinary Shares
95040Q104
112
1500
PRN
Put
SOLE
1500
0
0
Waste Management, In
Ordinary Shares
94106L109
957
7100
PRN
Put
SOLE
7100
0
0
SSgA Active Trust
The Energy Sele
81369Y506
217
3100
PRN
Put
SOLE
3100
0
0
SSgA Active Trust
Financial Selec
81369Y605
124
4000
PRN
Put
SOLE
4000
0
0
SSgA Active Trust
Health Care Sel
81369Y209
17450
137400
PRN
Put
SOLE
137400
0
0
Exxon Mobil Corp
Ordinary Shares
30231G102
20670
280400
PRN
Put
SOLE
280400
0
0
CBOE MINI SPX INDEX
S&P500 Mini SPX
12505Q107
402
1100
PRN
Put
SOLE
1100
0
0