Chief Financial Officer/ Chief Compliance Officer

0001703301-23-000001.txt : 20230207 0001703301-23-000001.hdr.sgml : 20230207 20230207100109 ACCESSION NUMBER: 0001703301-23-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230207 DATE AS OF CHANGE: 20230207 EFFECTIVENESS DATE: 20230207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SpiderRock Advisors, LLC CENTRAL INDEX KEY: 0001703301 IRS NUMBER: 461932846 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18017 FILM NUMBER: 23593156 BUSINESS ADDRESS: STREET 1: 300 S. WACKER DRIVE STREET 2: SUITE 2840 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 256-9663 MAIL ADDRESS: STREET 1: 300 S. WACKER DRIVE STREET 2: SUITE 2840 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: SpiderRock Advisors LLC DATE OF NAME CHANGE: 20170420 FORMER COMPANY: FORMER CONFORMED NAME: Spiderrock Advisors LLC DATE OF NAME CHANGE: 20170410 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001703301 XXXXXXXX 12-31-2022 12-31-2022 SpiderRock Advisors, LLC

300 S. WACKER DRIVE SUITE 2840 CHICAGO IL 60606

13F HOLDINGS REPORT 028-18017 000171992 N E. Bruce Mumford Chief Financial Officer/ Chief Compliance Officer 312-847-0240 E. Bruce Mumford Chicago IL 02-07-2023 0 159 1086278 false INFORMATION TABLE 2 2022Q4SRA13f.xml Agilent Technologies Ordinary Shares 00846U101 760 8000 PRN Put SOLE 8000 0 0 Apple Inc Ordinary Shares 037833100 108 600 PRN Call SOLE 600 0 0 Apple Inc Ordinary Shares 037833100 58328 453900 PRN Put SOLE 453900 0 0 Abbvie Inc Ordinary Shares 00287Y109 340 2600 PRN Put SOLE 2600 0 0 Airbnb Inc Ordinary Shares 009066101 4200 40000 PRN Put SOLE 40000 0 0 Abbott Laboratories Ordinary Shares 002824100 57 500 PRN Put SOLE 500 0 0 Accenture plc Ordinary Shares G1151C101 1470 4700 PRN Put SOLE 4700 0 0 Adobe Inc Ordinary Shares 00724F101 838 1900 PRN Put SOLE 1900 0 0 Analog Devices Inc Ordinary Shares 032654105 980 6500 PRN Put SOLE 6500 0 0 Albemarle Corp Ordinary Shares 012653101 221 1200 PRN Put SOLE 1200 0 0 Amcor Plc Ordinary Shares G0250X107 460 43600 PRN Put SOLE 43600 0 0 Ametek Inc Ordinary Shares 031100100 878 8100 PRN Put SOLE 8100 0 0 AMGEN Inc Ordinary Shares 031162100 5175 22800 PRN Put SOLE 22800 0 0 ALPS Fund Services Alerian MLP ETF 00162Q452 11995 381300 PRN Put SOLE 381300 0 0 Amazoncom Inc Ordinary Shares 023135106 8909 89100 PRN Put SOLE 89100 0 0 Aon plc Ordinary Shares G0403H108 1187 4900 PRN Put SOLE 4900 0 0 Apollo Global Manage Ordinary Shares 03769M106 585 10000 PRN Put SOLE 10000 0 0 ARK Investment Manag ARK Innovation 00214Q104 569 9200 PRN Put SOLE 9200 0 0 Ashland Inc Ordinary Shares 044186104 280 2800 PRN Put SOLE 2800 0 0 AeroVironment Inc Ordinary Shares 008073108 165 2200 PRN Put SOLE 2200 0 0 Bank Of America Corp Ordinary Shares 060505104 304 11900 PRN Put SOLE 11900 0 0 Becton, Dickinson An Ordinary Shares 075887109 16524 79400 PRN Put SOLE 79400 0 0 Bank of Montreal Ordinary Shares 063671101 2335 30800 PRN Put SOLE 30800 0 0 Biomarin Pharmaceuti Registered Shar 09061G101 518 6900 PRN Put SOLE 6900 0 0 Bristol-Myers Squibb Ordinary Shares 110122108 542 8500 PRN Put SOLE 8500 0 0 Berkshire Hathaway I Ordinary Shares 084670702 795 3000 PRN Put SOLE 3000 0 0 Boyd Gaming Corp Ordinary Shares 103304101 21239 500000 PRN Put SOLE 500000 0 0 Beyond Meat Inc Ordinary Shares 08862E109 26 1700 PRN Put SOLE 1700 0 0 Credit Acceptance Co Ordinary Shares 225310101 1331 3300 PRN Put SOLE 3300 0 0 Cincinnati Financial Ordinary Shares 172062101 128 1500 PRN Put SOLE 1500 0 0 Comcast Corp Ordinary Shares 20030N101 203 5100 PRN Put SOLE 5100 0 0 CME Group Inc Ordinary Shares 12572Q105 808 4900 PRN Put SOLE 4900 0 0 Coinbase Global Inc Ordinary Shares 19260Q107 25844 219800 PRN Put SOLE 219800 0 0 Conoco Phillips Ordinary Shares 20825C104 462 4300 PRN Put SOLE 4300 0 0 Costco Wholesale Cor Ordinary Shares 22160K105 4048 10000 PRN Put SOLE 10000 0 0 Crowdstrike Holdings Ordinary Shares 22788C105 636 4000 PRN Put SOLE 4000 0 0 Cisco Systems, Inc Ordinary Shares 17275R102 234 5700 PRN Put SOLE 5700 0 0 Chevron Corp Ordinary Shares 166764100 3082 22200 PRN Put SOLE 22200 0 0 Dish Network Corp Ordinary Shares 25470M109 6 200 PRN Call SOLE 200 0 0 Duke Energy Corp Ordinary Shares 26441C204 69 800 PRN Put SOLE 800 0 0 Ecolab, Inc Ordinary Shares 278865100 66 400 PRN Put SOLE 400 0 0 BlackRock Institutio iShares MSCI Em 464287234 192 3200 PRN Call SOLE 3200 0 0 BlackRock Institutio iShares MSCI Em 464287234 966 29500 PRN Put SOLE 29500 0 0 BlackRock Institutio iShares MSCI EA 464287465 533 6200 PRN Call SOLE 6200 0 0 BlackRock Institutio iShares MSCI EA 464287465 5274 84200 PRN Put SOLE 84200 0 0 Estee Lauder Cos, I Ordinary Shares 518439104 780 2800 PRN Put SOLE 2800 0 0 Elevance Health Inc Ordinary Shares 036752103 148 400 PRN Put SOLE 400 0 0 Emerson Electric Co Ordinary Shares 291011104 42 500 PRN Put SOLE 500 0 0 Edwards Lifesciences Ordinary Shares 28176E108 546 7300 PRN Put SOLE 7300 0 0 Expeditors Internati Ordinary Shares 302130109 229 2400 PRN Put SOLE 2400 0 0 Diamondback Energy I Ordinary Shares 25278X109 378 4600 PRN Put SOLE 4600 0 0 Fidelity National In Ordinary Shares 31620M106 40 500 PRN Put SOLE 500 0 0 Fiserv, Inc Ordinary Shares 337738108 54 600 PRN Put SOLE 600 0 0 Fortress Transportat Ordinary Shares 34960P101 2089 133500 PRN Put SOLE 133500 0 0 VanEck ETF Trust VanEck Gold Min 92189F106 779 20800 PRN Call SOLE 20800 0 0 SSgA Active Trust SPDR Gold Share 78463V107 3638 20400 PRN Call SOLE 20400 0 0 General Motors Compa Ordinary Shares 37045V100 315 7000 PRN Put SOLE 7000 0 0 Alphabet Inc Ordinary Shares 02079K107 1551 14000 PRN Put SOLE 14000 0 0 Alphabet Inc Ordinary Shares 02079K305 1019 10000 PRN Put SOLE 10000 0 0 Group 1 Automotive, Ordinary Shares 398905109 128 800 PRN Put SOLE 800 0 0 Gitlab Inc Ordinary Shares 37637K108 254 7100 PRN Put SOLE 7100 0 0 Home Depot, Inc Ordinary Shares 437076102 5485 18900 PRN Put SOLE 18900 0 0 Heico Corp Ordinary Shares 422806109 124 900 PRN Put SOLE 900 0 0 Helen of Troy Ltd Ordinary Shares G4388N106 654 7600 PRN Put SOLE 7600 0 0 Honeywell Internatio Ordinary Shares 438516106 3321 19500 PRN Put SOLE 19500 0 0 BlackRock Institutio iShares iBoxx U 464288513 20929 278800 PRN Put SOLE 278800 0 0 BlackRock Institutio iShares Biotech 464287556 8062 62700 PRN Put SOLE 62700 0 0 Idexx Laboratories, Ordinary Shares 45168D104 1758 5000 PRN Put SOLE 5000 0 0 Illumina Inc Ordinary Shares 452327109 148 600 PRN Put SOLE 600 0 0 Intel Corp Ordinary Shares 458140100 156 3900 PRN Put SOLE 3900 0 0 Intuitive Surgical I Ordinary Shares 46120E602 522 1800 PRN Put SOLE 1800 0 0 BlackRock Institutio iShares Russell 464287655 280 1100 PRN Call SOLE 1100 0 0 BlackRock Institutio iShares Russell 464287655 2607 15600 PRN Put SOLE 15600 0 0 John Bean Technologi Ordinary Shares 477839104 437 4600 PRN Put SOLE 4600 0 0 Johnson & Johnson Ordinary Shares 478160104 532 3300 PRN Put SOLE 3300 0 0 Kimberly-Clark Corp Ordinary Shares 494368103 115 1000 PRN Put SOLE 1000 0 0 Coca-Cola Co Ordinary Shares 191216100 2141 44700 PRN Put SOLE 44700 0 0 Linde Plc Ordinary Shares G5494J103 59 200 PRN Put SOLE 200 0 0 Lilly(Eli) & Co Ordinary Shares 532457108 4703 18600 PRN Put SOLE 18600 0 0 Lam Research Corp Ordinary Shares 512807108 483 900 PRN Put SOLE 900 0 0 McDonald`s Corp Ordinary Shares 580135101 63 300 PRN Put SOLE 300 0 0 Mckesson Corporation Ordinary Shares 58155Q103 1666 5400 PRN Put SOLE 5400 0 0 Mondelez Internation Ordinary Shares 609207105 1492 30500 PRN Put SOLE 30500 0 0 Meta Platforms Inc Ordinary Shares 30303M102 1860 16300 PRN Put SOLE 16300 0 0 MGM Resorts Internat Ordinary Shares 552953101 675 20000 PRN Put SOLE 20000 0 0 ETF Managers Group L ETFMG Alternati 26924G508 14 2000 PRN Call SOLE 2000 0 0 Marsh & McLennan Cos Ordinary Shares 571748102 330 2200 PRN Put SOLE 2200 0 0 Altria Group Inc Ordinary Shares 02209S103 996 31400 PRN Put SOLE 31400 0 0 MP Materials Corpora Ordinary Shares 553368101 5100 160300 PRN Put SOLE 160300 0 0 Merck & Co Inc Ordinary Shares 58933Y105 37 400 PRN Put SOLE 400 0 0 Mini Russell 2000 Mini Index 12510L101 566 2900 PRN Call SOLE 2900 0 0 MSCI Inc Ordinary Shares 55354G100 378 900 PRN Put SOLE 900 0 0 Microsoft Corporatio Ordinary Shares 594918104 18872 75300 PRN Put SOLE 75300 0 0 Advisorshares Trust AdvisorShares 00768Y453 10 700 PRN Call SOLE 700 0 0 NextEra Energy Inc Ordinary Shares 65339F101 1578 24800 PRN Put SOLE 24800 0 0 Northrop Grumman Cor Ordinary Shares 666807102 2592 6400 PRN Put SOLE 6400 0 0 NVIDIA Corp Ordinary Shares 67066G104 1144 5500 PRN Put SOLE 5500 0 0 Oge Energy Corp Ordinary Shares 670837103 52 1500 PRN Put SOLE 1500 0 0 VanEck ETF Trust VanEck Oil ETF 92189H607 992 3100 PRN Call SOLE 3100 0 0 Opendoor Technologie Ordinary Shares 683712103 654 53500 PRN Put SOLE 53500 0 0 Paychex Inc Ordinary Shares 704326107 200 2000 PRN Put SOLE 2000 0 0 Procter & Gamble Co Ordinary Shares 742718109 1915 13900 PRN Put SOLE 13900 0 0 Palantir Technologie Ordinary Shares 69608A108 378 30200 PRN Put SOLE 30200 0 0 Philip Morris Intern Ordinary Shares 718172109 1925 27500 PRN Put SOLE 27500 0 0 Prudential Financial Ordinary Shares 744320102 357 4200 PRN Put SOLE 4200 0 0 PayPal Holdings Inc Ordinary Shares 70450Y103 60 700 PRN Put SOLE 700 0 0 Qualcomm, Inc Ordinary Shares 747525103 830 7300 PRN Put SOLE 7300 0 0 Invesco Capital Mana Invesco QQQ Tru 46090E103 2278 8700 PRN Put SOLE 8700 0 0 Regeneron Pharmaceut Ordinary Shares 75886F107 1500 2500 PRN Put SOLE 2500 0 0 Ryman Hospitality Pr Ordinary Shares 78377T107 120 1600 PRN Put SOLE 1600 0 0 Rithm Capital Corpor Ordinary Shares 64828T201 23 2300 PRN Call SOLE 2300 0 0 Rithm Capital Corpor Ordinary Shares 64828T201 2222 280200 PRN Put SOLE 280200 0 0 RingCentral Inc Ordinary Shares 76680R206 357 5100 PRN Put SOLE 5100 0 0 Royalty Pharma plc Ordinary Shares G7709Q104 6689 186500 PRN Put SOLE 186500 0 0 Raytheon Technologie Ordinary Shares 75513E101 488 6500 PRN Put SOLE 6500 0 0 RUSSELL 2000 INDEX RUSSELL 2000 INDEX 124835109 1274 700 PRN Put SOLE 700 0 0 Safehold Inc Ordinary Shares 78645L100 32 900 PRN Put SOLE 900 0 0 Starbucks Corp Ordinary Shares 855244109 4514 59400 PRN Put SOLE 59400 0 0 Sherwin-Williams Co Ordinary Shares 824348106 2567 12900 PRN Put SOLE 12900 0 0 BlackRock Institutio iShares Silver 46428Q109 5918 203900 PRN Call SOLE 203900 0 0 VanEck ETF Trust VanEck Semicond 92189F676 437 2300 PRN Put SOLE 2300 0 0 Snowflake Inc Ordinary Shares 833445109 1634 8200 PRN Put SOLE 8200 0 0 Southern Company Ordinary Shares 842587107 52 1000 PRN Put SOLE 1000 0 0 S&P Global Inc Ordinary Shares 78409V104 1812 4800 PRN Put SOLE 4800 0 0 CBOE S&P 500 INDEX S&P500 Index 648815108 341991 88700 PRN Put SOLE 88700 0 0 SSgA Active Trust S&P 500 ETF TRU 78462F103 116194 267800 PRN Call SOLE 267800 0 0 SSgA Active Trust S&P 500 ETF TRU 78462F103 224057 587600 PRN Put SOLE 587600 0 0 Block Inc Ordinary Shares 852234103 162 3600 PRN Put SOLE 3600 0 0 Sempra Energy Ordinary Shares 816851109 112 800 PRN Put SOLE 800 0 0 Skyworks Solutions, Ordinary Shares 83088M102 493 4100 PRN Put SOLE 4100 0 0 Stryker Corp Ordinary Shares 863667101 584 3100 PRN Put SOLE 3100 0 0 AT&T, Inc Ordinary Shares 00206R102 109 5500 PRN Put SOLE 5500 0 0 Teradyne, Inc Ordinary Shares 880770102 928 11600 PRN Put SOLE 11600 0 0 Truist Financial Cor Ordinary Shares 89832Q109 2044 42900 PRN Put SOLE 42900 0 0 Target Corp Ordinary Shares 87612E106 1417 8100 PRN Put SOLE 8100 0 0 BlackRock Institutio iShares 20+ Yea 464287432 310 3000 PRN Call SOLE 3000 0 0 Thermo Fisher Scient Ordinary Shares 883556102 646 1300 PRN Put SOLE 1300 0 0 Tractor Supply Co Ordinary Shares 892356106 1066 5400 PRN Put SOLE 5400 0 0 Tesla Inc Ordinary Shares 88160R101 2202 11600 PRN Put SOLE 11600 0 0 Twilio Inc Ordinary Shares 90138F102 422 6500 PRN Put SOLE 6500 0 0 Textron Inc Ordinary Shares 883203101 380 6000 PRN Put SOLE 6000 0 0 Unity Software Inc Ordinary Shares 91332U101 8059 77000 PRN Call SOLE 77000 0 0 Unity Software Inc Ordinary Shares 91332U101 14860 193200 PRN Put SOLE 193200 0 0 Unitedhealth Group I Ordinary Shares 91324P102 1367 3200 PRN Put SOLE 3200 0 0 United Parcel Servic Ordinary Shares 911312106 1116 7600 PRN Put SOLE 7600 0 0 US Bancorp Ordinary Shares 902973304 630 18000 PRN Put SOLE 18000 0 0 Visa Inc Ordinary Shares 92826C839 330 1800 PRN Put SOLE 1800 0 0 Vmware Inc Ordinary Shares 928563402 146 1500 PRN Put SOLE 1500 0 0 Verisign Inc Ordinary Shares 92343E102 1720 9300 PRN Put SOLE 9300 0 0 Verizon Communicatio Ordinary Shares 92343V104 48 1200 PRN Put SOLE 1200 0 0 Warner Bros Discove Ordinary Shares 934423104 2 200 PRN Put SOLE 200 0 0 Welltower Inc Ordinary Shares 95040Q104 105 1500 PRN Put SOLE 1500 0 0 Waste Management, In Ordinary Shares 94106L109 145 1000 PRN Put SOLE 1000 0 0 West Pharmaceutical Ordinary Shares 955306105 1188 5400 PRN Put SOLE 5400 0 0 SSgA Active Trust Health Care Sel 81369Y209 17141 141000 PRN Put SOLE 141000 0 0 Exxon Mobil Corp Ordinary Shares 30231G102 20135 274100 PRN Put SOLE 274100 0 0 SPDR Series Trust SPDR Oil & Gas 78468R556 938 7500 PRN Call SOLE 7500 0 0 CBOE MINI SPX INDEX S&P500 Mini SPX 12505Q107 402 1100 PRN Put SOLE 1100 0 0