0001703301-22-000005.txt : 20221104
0001703301-22-000005.hdr.sgml : 20221104
20221104112407
ACCESSION NUMBER: 0001703301-22-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220930
FILED AS OF DATE: 20221104
DATE AS OF CHANGE: 20221104
EFFECTIVENESS DATE: 20221104
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SpiderRock Advisors, LLC
CENTRAL INDEX KEY: 0001703301
IRS NUMBER: 461932846
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18017
FILM NUMBER: 221360933
BUSINESS ADDRESS:
STREET 1: 300 S. WACKER DRIVE
STREET 2: SUITE 2840
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: (312) 256-9663
MAIL ADDRESS:
STREET 1: 300 S. WACKER DRIVE
STREET 2: SUITE 2840
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: SpiderRock Advisors LLC
DATE OF NAME CHANGE: 20170420
FORMER COMPANY:
FORMER CONFORMED NAME: Spiderrock Advisors LLC
DATE OF NAME CHANGE: 20170410
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001703301
XXXXXXXX
09-30-2022
09-30-2022
SpiderRock Advisors, LLC
300 S. WACKER DRIVE
SUITE 2840
CHICAGO
IL
60606
13F HOLDINGS REPORT
028-18017
N
E. Bruce Mumford
Chief Financial Officer/ Chief Compliance Officer
312-847-0240
E. Bruce Mumford
Chicago
IL
11-04-2022
0
160
1151769
false
INFORMATION TABLE
2
2022Q3SRA13f.xml
Agilent Technologies
Ordinary Shares
00846U101
760
8000
PRN
Put
SOLE
8000
0
0
Apple Inc
Ordinary Shares
037833100
50858
394300
PRN
Put
SOLE
394300
0
0
Abbvie Inc
Ordinary Shares
00287Y109
346
2700
PRN
Put
SOLE
2700
0
0
Airbnb Inc
Ordinary Shares
009066101
4700
40000
PRN
Put
SOLE
40000
0
0
Abbott Laboratories
Ordinary Shares
002824100
57
500
PRN
Put
SOLE
500
0
0
Accenture plc
Ordinary Shares
G1151C101
1496
4700
PRN
Put
SOLE
4700
0
0
Adobe Inc
Ordinary Shares
00724F101
838
1900
PRN
Put
SOLE
1900
0
0
Analog Devices Inc
Ordinary Shares
032654105
968
6500
PRN
Put
SOLE
6500
0
0
Albemarle Corp
Ordinary Shares
012653101
222
1200
PRN
Put
SOLE
1200
0
0
Amcor Plc
Ordinary Shares
G0250X107
460
43600
PRN
Put
SOLE
43600
0
0
Ametek Inc
Ordinary Shares
031100100
878
8100
PRN
Put
SOLE
8100
0
0
AMGEN Inc
Ordinary Shares
031162100
1192
6700
PRN
Put
SOLE
6700
0
0
ALPS Fund Services
Alerian MLP ETF
00162Q452
11244
371400
PRN
Put
SOLE
371400
0
0
Amazoncom Inc
Ordinary Shares
023135106
9300
91200
PRN
Put
SOLE
91200
0
0
Aon plc
Ordinary Shares
G0403H108
1187
4900
PRN
Put
SOLE
4900
0
0
Apollo Global Manage
Ordinary Shares
03769M106
630
10500
PRN
Put
SOLE
10500
0
0
Ares Capital Corp
Ordinary Shares
04010L103
681
39500
PRN
Put
SOLE
39500
0
0
ARK Investment Manag
ARK Innovation
00214Q104
652
10700
PRN
Put
SOLE
10700
0
0
Ashland Inc
Ordinary Shares
044186104
266
2800
PRN
Put
SOLE
2800
0
0
AeroVironment Inc
Ordinary Shares
008073108
165
2200
PRN
Put
SOLE
2200
0
0
Bank Of America Corp
Ordinary Shares
060505104
274
11900
PRN
Put
SOLE
11900
0
0
Becton, Dickinson And Co
Ordinary Shares
075887109
16332
78000
PRN
Put
SOLE
78000
0
0
Berry Global Group I
Ordinary Shares
08579W103
273
5200
PRN
Put
SOLE
5200
0
0
Bank of Montreal
Ordinary Shares
063671101
2335
30800
PRN
Put
SOLE
30800
0
0
Biomarin Pharmaceuti
Registered Shar
09061G101
548
7300
PRN
Put
SOLE
7300
0
0
Bristol-Myers Squibb
Ordinary Shares
110122108
542
8500
PRN
Put
SOLE
8500
0
0
Berkshire Hathaway I
Ordinary Shares
084670702
795
3000
PRN
Put
SOLE
3000
0
0
Boyd Gaming Corp
Ordinary Shares
103304101
20967
500000
PRN
Put
SOLE
500000
0
0
Beyond Meat Inc
Ordinary Shares
08862E109
38
2500
PRN
Put
SOLE
2500
0
0
Credit Acceptance Co
Ordinary Shares
225310101
1331
3300
PRN
Put
SOLE
3300
0
0
Cincinnati Financial
Ordinary Shares
172062101
128
1500
PRN
Put
SOLE
1500
0
0
Comcast Corp
Ordinary Shares
20030N101
203
5100
PRN
Put
SOLE
5100
0
0
CME Group Inc
Ordinary Shares
12572Q105
1764
9900
PRN
Put
SOLE
9900
0
0
Coinbase Global Inc
Ordinary Shares
19260Q107
25692
214700
PRN
Put
SOLE
214700
0
0
S&P500 Index
S&P500 Index
648815108
379020
97700
PRN
Put
SOLE
97700
0
0
Costco Wholesale Cor
Ordinary Shares
22160K105
4048
10000
PRN
Put
SOLE
10000
0
0
Crowdstrike Holdings
Ordinary Shares
22788C105
740
4000
PRN
Put
SOLE
4000
0
0
Cisco Systems, Inc
Ordinary Shares
17275R102
236
5700
PRN
Put
SOLE
5700
0
0
Chevron Corp
Ordinary Shares
166764100
2674
19500
PRN
Put
SOLE
19500
0
0
Dow Inc
Ordinary Shares
260557103
48
1000
PRN
Put
SOLE
1000
0
0
Duke Energy Corp
Ordinary Shares
26441C204
71
800
PRN
Put
SOLE
800
0
0
Dexcom Inc
Ordinary Shares
252131107
2120
31300
PRN
Put
SOLE
31300
0
0
Ecolab, Inc
Ordinary Shares
278865100
1088
5600
PRN
Put
SOLE
5600
0
0
BlackRock Institutio
iShares MSCI Em
464287234
192
3200
PRN
Call
SOLE
3200
0
0
BlackRock Institutio
iShares MSCI Em
464287234
78
2200
PRN
Put
SOLE
2200
0
0
BlackRock Institutio
iShares MSCI EA
464287465
533
6200
PRN
Call
SOLE
6200
0
0
BlackRock Institutio
iShares MSCI EA
464287465
2569
34900
PRN
Put
SOLE
34900
0
0
Estee Lauder Cos, I
Ordinary Shares
518439104
780
2800
PRN
Put
SOLE
2800
0
0
Elevance Health Inc
Ordinary Shares
036752103
148
400
PRN
Put
SOLE
400
0
0
Emerson Electric Co
Ordinary Shares
291011104
42
500
PRN
Put
SOLE
500
0
0
Edwards Lifesciences
Ordinary Shares
28176E108
366
4300
PRN
Put
SOLE
4300
0
0
Expeditors Internati
Ordinary Shares
302130109
216
2400
PRN
Put
SOLE
2400
0
0
Diamondback Energy I
Ordinary Shares
25278X109
385
4600
PRN
Put
SOLE
4600
0
0
Fidelity National In
Ordinary Shares
31620M106
48
500
PRN
Put
SOLE
500
0
0
Fiserv, Inc
Ordinary Shares
337738108
54
600
PRN
Put
SOLE
600
0
0
Fortress Transportat
Ordinary Shares
34960P101
2089
133500
PRN
Put
SOLE
133500
0
0
VanEck ETF Trust
VanEck Gold Min
92189F106
879
24800
PRN
Call
SOLE
24800
0
0
SSgA Active Trust
SPDR Gold Share
78463V107
940
5000
PRN
Call
SOLE
5000
0
0
General Motors Compa
Ordinary Shares
37045V100
329
7000
PRN
Put
SOLE
7000
0
0
Alphabet Inc
Ordinary Shares
02079K107
1666
14000
PRN
Put
SOLE
14000
0
0
Alphabet Inc
Ordinary Shares
02079K305
1131
10200
PRN
Put
SOLE
10200
0
0
Group 1 Automotive,
Ordinary Shares
398905109
120
800
PRN
Put
SOLE
800
0
0
Home Depot, Inc
Ordinary Shares
437076102
5485
18900
PRN
Put
SOLE
18900
0
0
Heico Corp
Ordinary Shares
422806109
124
900
PRN
Put
SOLE
900
0
0
Helen of Troy Ltd
Ordinary Shares
G4388N106
1137
7600
PRN
Put
SOLE
7600
0
0
Honeywell Internatio
Ordinary Shares
438516106
3604
21400
PRN
Put
SOLE
21400
0
0
BlackRock Institutio
iShares iBoxx U
464288513
9060
121700
PRN
Put
SOLE
121700
0
0
BlackRock Institutio
iShares Biotech
464287556
8088
62700
PRN
Put
SOLE
62700
0
0
Idexx Laboratories,
Ordinary Shares
45168D104
2052
5000
PRN
Put
SOLE
5000
0
0
Illumina Inc
Ordinary Shares
452327109
186
600
PRN
Put
SOLE
600
0
0
Intel Corp
Ordinary Shares
458140100
156
3900
PRN
Put
SOLE
3900
0
0
Intuitive Surgical I
Ordinary Shares
46120E602
522
1800
PRN
Put
SOLE
1800
0
0
BlackRock Institutio
iShares Russell
464287655
315
1300
PRN
Call
SOLE
1300
0
0
BlackRock Institutio
iShares Russell
464287655
3208
16800
PRN
Put
SOLE
16800
0
0
John Bean Technologi
Ordinary Shares
477839104
437
4600
PRN
Put
SOLE
4600
0
0
Johnson & Johnson
Ordinary Shares
478160104
532
3300
PRN
Put
SOLE
3300
0
0
Kimberly-Clark Corp
Ordinary Shares
494368103
115
1000
PRN
Put
SOLE
1000
0
0
Coca-Cola Co
Ordinary Shares
191216100
2088
44700
PRN
Put
SOLE
44700
0
0
Kohl`s Corp
Ordinary Shares
500255104
140
4000
PRN
Call
SOLE
4000
0
0
Linde Plc
Ordinary Shares
G5494J103
57
200
PRN
Put
SOLE
200
0
0
Lilly(Eli) & Co
Ordinary Shares
532457108
15189
66900
PRN
Put
SOLE
66900
0
0
Lam Research Corp
Ordinary Shares
512807108
483
900
PRN
Put
SOLE
900
0
0
McDonald`s Corp
Ordinary Shares
580135101
63
300
PRN
Put
SOLE
300
0
0
Mckesson Corporation
Ordinary Shares
58155Q103
1534
5900
PRN
Put
SOLE
5900
0
0
Mondelez Internation
Ordinary Shares
609207105
452
8600
PRN
Put
SOLE
8600
0
0
Meta Platforms Inc
Ordinary Shares
30303M102
1262
6300
PRN
Put
SOLE
6300
0
0
MGM Resorts Internat
Ordinary Shares
552953101
700
20000
PRN
Put
SOLE
20000
0
0
3M Co
Ordinary Shares
88579Y101
618
4200
PRN
Put
SOLE
4200
0
0
MP Materials Corpora
Ordinary Shares
553368101
5139
160300
PRN
Put
SOLE
160300
0
0
Merck & Co Inc
Ordinary Shares
58933Y105
26
400
PRN
Put
SOLE
400
0
0
Mini Russell 2000
Mini Index
12510L101
562
2400
PRN
Call
SOLE
2400
0
0
MSCI Inc
Ordinary Shares
55354G100
464
900
PRN
Put
SOLE
900
0
0
Microsoft Corporatio
Ordinary Shares
594918104
20468
74800
PRN
Put
SOLE
74800
0
0
Nasdaq-100 Index
Nasdaq-100 Inde
12490H104
21398
1900
PRN
Put
SOLE
1900
0
0
Northrop Grumman Cor
Ordinary Shares
666807102
2160
6400
PRN
Put
SOLE
6400
0
0
NVIDIA Corp
Ordinary Shares
67066G104
1158
5500
PRN
Put
SOLE
5500
0
0
Oge Energy Corp
Ordinary Shares
670837103
52
1500
PRN
Put
SOLE
1500
0
0
Opendoor Technologie
Ordinary Shares
683712103
654
53500
PRN
Put
SOLE
53500
0
0
Paychex Inc
Ordinary Shares
704326107
200
2000
PRN
Put
SOLE
2000
0
0
Procter & Gamble Co
Ordinary Shares
742718109
1935
13900
PRN
Put
SOLE
13900
0
0
Planet Fitness Inc
Ordinary Shares
72703H101
75
1000
PRN
Put
SOLE
1000
0
0
Palantir Technologie
Ordinary Shares
69608A108
378
30200
PRN
Put
SOLE
30200
0
0
Prudential Financial
Ordinary Shares
744320102
366
4300
PRN
Put
SOLE
4300
0
0
PayPal Holdings Inc
Ordinary Shares
70450Y103
60
700
PRN
Put
SOLE
700
0
0
Qualcomm, Inc
Ordinary Shares
747525103
422
3000
PRN
Put
SOLE
3000
0
0
Invesco Capital Mana
Invesco QQQ Tru
46090E103
1187
4200
PRN
Put
SOLE
4200
0
0
Regeneron Pharmaceut
Ordinary Shares
75886F107
1500
2500
PRN
Put
SOLE
2500
0
0
Ryman Hospitality Pr
Ordinary Shares
78377T107
119
1700
PRN
Put
SOLE
1700
0
0
Rithm Capital Corpor
Ordinary Shares
64828T201
2266
285700
PRN
Put
SOLE
285700
0
0
RingCentral Inc
Ordinary Shares
76680R206
915
8700
PRN
Put
SOLE
8700
0
0
Rapid7 Inc
Ordinary Shares
753422104
80
1000
PRN
Put
SOLE
1000
0
0
Royalty Pharma plc
Ordinary Shares
G7709Q104
8687
240000
PRN
Put
SOLE
240000
0
0
Raytheon Technologie
Ordinary Shares
75513E101
488
6500
PRN
Put
SOLE
6500
0
0
Russell 2000 Index
Russell 2000 In
124835109
1431
800
PRN
Put
SOLE
800
0
0
Safehold Inc
Ordinary Shares
78645L100
446
9200
PRN
Put
SOLE
9200
0
0
Starbucks Corp
Ordinary Shares
855244109
4528
59400
PRN
Put
SOLE
59400
0
0
Sherwin-Williams Co
Ordinary Shares
824348106
188
700
PRN
Put
SOLE
700
0
0
BlackRock Institutio
iShares Silver
46428Q109
6050
209400
PRN
Call
SOLE
209400
0
0
Snowflake Inc
Ordinary Shares
833445109
1634
8200
PRN
Put
SOLE
8200
0
0
Southern Company
Ordinary Shares
842587107
52
1000
PRN
Put
SOLE
1000
0
0
S&P Global Inc
Ordinary Shares
78409V104
1812
4800
PRN
Put
SOLE
4800
0
0
SSgA Active Trust
S&P 500 ETF TRU
78462F103
147021
326300
PRN
Call
SOLE
326300
0
0
SSgA Active Trust
S&P 500 ETF TRU
78462F103
216133
538300
PRN
Put
SOLE
538300
0
0
Block Inc
Ordinary Shares
852234103
162
3600
PRN
Put
SOLE
3600
0
0
Sempra Energy
Ordinary Shares
816851109
80
800
PRN
Put
SOLE
800
0
0
iStar Inc
Ordinary Shares
45031U101
476
23800
PRN
Put
SOLE
23800
0
0
Skyworks Solutions,
Ordinary Shares
83088M102
493
4100
PRN
Put
SOLE
4100
0
0
Stryker Corp
Ordinary Shares
863667101
584
3100
PRN
Put
SOLE
3100
0
0
AT&T, Inc
Ordinary Shares
00206R102
107
5500
PRN
Put
SOLE
5500
0
0
Teradyne, Inc
Ordinary Shares
880770102
928
11600
PRN
Put
SOLE
11600
0
0
Truist Financial Cor
Ordinary Shares
89832Q109
2140
42900
PRN
Put
SOLE
42900
0
0
Target Corp
Ordinary Shares
87612E106
1638
8100
PRN
Put
SOLE
8100
0
0
BlackRock Institutio
iShares 20+ Yea
464287432
50
400
PRN
Call
SOLE
400
0
0
Thermo Fisher Scient
Ordinary Shares
883556102
641
1300
PRN
Put
SOLE
1300
0
0
Tractor Supply Co
Ordinary Shares
892356106
1066
5400
PRN
Put
SOLE
5400
0
0
Tesla Inc
Ordinary Shares
88160R101
2361
10100
PRN
Put
SOLE
10100
0
0
Twilio Inc
Ordinary Shares
90138F102
422
6500
PRN
Put
SOLE
6500
0
0
Twitter Inc
Ordinary Shares
90184L102
141
3000
PRN
Call
SOLE
3000
0
0
Texas Instruments In
Ordinary Shares
882508104
5778
42800
PRN
Put
SOLE
42800
0
0
Textron Inc
Ordinary Shares
883203101
390
6000
PRN
Put
SOLE
6000
0
0
Unity Software Inc
Ordinary Shares
91332U101
16460
193200
PRN
Put
SOLE
193200
0
0
Unitedhealth Group I
Ordinary Shares
91324P102
1358
3200
PRN
Put
SOLE
3200
0
0
United Parcel Servic
Ordinary Shares
911312106
1097
7600
PRN
Put
SOLE
7600
0
0
Visa Inc
Ordinary Shares
92826C839
338
1800
PRN
Put
SOLE
1800
0
0
Valley National Banc
Ordinary Shares
919794107
452
45200
PRN
Put
SOLE
45200
0
0
Vmware Inc
Ordinary Shares
928563402
146
1500
PRN
Put
SOLE
1500
0
0
Verisign Inc
Ordinary Shares
92343E102
1500
9300
PRN
Put
SOLE
9300
0
0
Verizon Communicatio
Ordinary Shares
92343V104
48
1200
PRN
Put
SOLE
1200
0
0
VIZIO Holding Corp
Ordinary Shares
92858V101
1196
150000
PRN
Put
SOLE
150000
0
0
Walgreens Boots Alli
Ordinary Shares
931427108
636
16200
PRN
Put
SOLE
16200
0
0
Warner Bros Discove
Ordinary Shares
934423104
2
200
PRN
Put
SOLE
200
0
0
Weber Inc
Ordinary Shares
94770D102
30
3000
PRN
Put
SOLE
3000
0
0
Waste Management, In
Ordinary Shares
94106L109
145
1000
PRN
Put
SOLE
1000
0
0
West Pharmaceutical
Ordinary Shares
955306105
1584
5400
PRN
Put
SOLE
5400
0
0
SSgA Active Trust
Health Care Sel
81369Y209
19304
160500
PRN
Put
SOLE
160500
0
0
Exxon Mobil Corp
Ordinary Shares
30231G102
20034
275100
PRN
Put
SOLE
275100
0
0
SPDR Series Trust
SPDR Oil & Gas
78468R556
938
7500
PRN
Call
SOLE
7500
0
0
CBOE MINI SPX INDEX
S&P500 Mini SPX Opti
12505Q107
462
1100
PRN
Put
SOLE
1100
0
0
Zendesk Inc
Ordinary Shares
98936J101
189
1900
PRN
Put
SOLE
1900
0
0