Chief Financial Officer/ Chief Compliance Officer

0001703301-22-000004.txt : 20220803 0001703301-22-000004.hdr.sgml : 20220803 20220803103123 ACCESSION NUMBER: 0001703301-22-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220803 DATE AS OF CHANGE: 20220803 EFFECTIVENESS DATE: 20220803 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SpiderRock Advisors, LLC CENTRAL INDEX KEY: 0001703301 IRS NUMBER: 461932846 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18017 FILM NUMBER: 221131318 BUSINESS ADDRESS: STREET 1: 300 S. WACKER DRIVE STREET 2: SUITE 2840 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 256-9663 MAIL ADDRESS: STREET 1: 300 S. WACKER DRIVE STREET 2: SUITE 2840 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: SpiderRock Advisors LLC DATE OF NAME CHANGE: 20170420 FORMER COMPANY: FORMER CONFORMED NAME: Spiderrock Advisors LLC DATE OF NAME CHANGE: 20170410 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001703301 XXXXXXXX 06-30-2022 06-30-2022 SpiderRock Advisors, LLC

300 S. WACKER DRIVE SUITE 2840 CHICAGO IL 60606

13F HOLDINGS REPORT 028-18017 N E. Bruce Mumford Chief Financial Officer/ Chief Compliance Officer 312-847-0240 E. Bruce Mumford Chicago IL 08-03-2022 0 167 918244 false INFORMATION TABLE 2 2022Q2SRA13f.xml Agilent Technologies Ordinary Shares 00846U101 760 8000 PRN Put SOLE 8000 0 0 Apple Inc Ordinary Shares 037833100 47670 367700 PRN Put SOLE 367700 0 0 Abbvie Inc Ordinary Shares 00287Y109 346 2700 PRN Put SOLE 2700 0 0 Airbnb Inc Ordinary Shares 009066101 4700 40000 PRN Put SOLE 40000 0 0 Abbott Laboratories Ordinary Shares 002824100 60 500 PRN Put SOLE 500 0 0 Accenture plc Ordinary Shares G1151C101 1535 4700 PRN Put SOLE 4700 0 0 Adobe Inc Ordinary Shares 00724F101 1004 1900 PRN Put SOLE 1900 0 0 Analog Devices Inc Ordinary Shares 032654105 968 6500 PRN Put SOLE 6500 0 0 Albemarle Corp Ordinary Shares 012653101 222 1200 PRN Put SOLE 1200 0 0 Applied Materials In Ordinary Shares 038222105 12 100 PRN Call SOLE 100 0 0 Amcor Plc Ordinary Shares G0250X107 673 63400 PRN Put SOLE 63400 0 0 AMGEN Inc Ordinary Shares 031162100 1192 6700 PRN Put SOLE 6700 0 0 ALPS Fund Services Alerian MLP ETF 00162Q452 13424 451100 PRN Put SOLE 451100 0 0 Amazoncom Inc Ordinary Shares 023135106 9277 90100 PRN Put SOLE 90100 0 0 Aon plc Ordinary Shares G0403H108 875 3700 PRN Put SOLE 3700 0 0 Apollo Global Manage Ordinary Shares 03769M106 666 11100 PRN Put SOLE 11100 0 0 Ares Capital Corp Ordinary Shares 04010L103 681 39500 PRN Put SOLE 39500 0 0 ARK Investment Manag ARK Innovation 00214Q104 567 8700 PRN Put SOLE 8700 0 0 Ashland Global Holdi Ordinary Shares 044186104 266 2800 PRN Put SOLE 2800 0 0 DBX ETF Trust Xtrackers Harve 233051879 21 600 PRN Call SOLE 600 0 0 AeroVironment Inc Ordinary Shares 008073108 166 2200 PRN Put SOLE 2200 0 0 Bank Of America Corp Ordinary Shares 060505104 274 11900 PRN Put SOLE 11900 0 0 Becton, Dickinson And Co Ordinary Shares 075887109 16332 78000 PRN Put SOLE 78000 0 0 Berry Global Group I Ordinary Shares 08579W103 273 5200 PRN Put SOLE 5200 0 0 Biomarin Pharmaceuti Registered Shar 09061G101 592 7900 PRN Put SOLE 7900 0 0 Berkshire Hathaway I Ordinary Shares 084670702 795 3000 PRN Put SOLE 3000 0 0 Beyond Meat Inc Ordinary Shares 08862E109 30 1000 PRN Put SOLE 1000 0 0 Cboe Global Markets Ordinary Shares 12503M108 343 3200 PRN Put SOLE 3200 0 0 Cincinnati Financial Ordinary Shares 172062101 188 1500 PRN Put SOLE 1500 0 0 Comcast Corp Ordinary Shares 20030N101 212 5100 PRN Put SOLE 5100 0 0 CME Group Inc Ordinary Shares 12572Q105 2082 11600 PRN Put SOLE 11600 0 0 Coinbase Global Inc Ordinary Shares 19260Q107 26864 179900 PRN Put SOLE 179900 0 0 Costco Wholesale Cor Ordinary Shares 22160K105 4048 10000 PRN Put SOLE 10000 0 0 Crowdstrike Holdings Ordinary Shares 22788C105 740 4000 PRN Put SOLE 4000 0 0 Cisco Systems, Inc Ordinary Shares 17275R102 239 5700 PRN Put SOLE 5700 0 0 CSX Corp Ordinary Shares 126408103 300 10500 PRN Put SOLE 10500 0 0 Chevron Corp Ordinary Shares 166764100 595 4100 PRN Put SOLE 4100 0 0 Dicks Sporting Goods Ordinary Shares 253393102 128 1500 PRN Put SOLE 1500 0 0 Dow Inc Ordinary Shares 260557103 48 1000 PRN Put SOLE 1000 0 0 Duke Energy Corp Ordinary Shares 26441C204 178 2100 PRN Put SOLE 2100 0 0 Dexcom Inc Ordinary Shares 252131107 119 1200 PRN Put SOLE 1200 0 0 Ecolab, Inc Ordinary Shares 278865100 1092 5600 PRN Put SOLE 5600 0 0 Consolidated Edison, Ordinary Shares 209115104 168 2400 PRN Put SOLE 2400 0 0 BlackRock Institutio iShares MSCI Em 464287234 192 3200 PRN Call SOLE 3200 0 0 BlackRock Institutio iShares MSCI EA 464287465 533 6200 PRN Call SOLE 6200 0 0 BlackRock Institutio iShares MSCI EA 464287465 2569 34900 PRN Put SOLE 34900 0 0 Estee Lauder Cos, I Ordinary Shares 518439104 840 2800 PRN Put SOLE 2800 0 0 Elevance Health Inc Ordinary Shares 036752103 148 400 PRN Put SOLE 400 0 0 Emerson Electric Co Ordinary Shares 291011104 42 500 PRN Put SOLE 500 0 0 Expeditors Internati Ordinary Shares 302130109 216 2400 PRN Put SOLE 2400 0 0 Diamondback Energy I Ordinary Shares 25278X109 396 4600 PRN Put SOLE 4600 0 0 Fidelity National In Ordinary Shares 31620M106 48 500 PRN Put SOLE 500 0 0 Fiserv, Inc Ordinary Shares 337738108 54 600 PRN Put SOLE 600 0 0 Fortress Transportat Ordinary Shares 34960P101 1878 118500 PRN Put SOLE 118500 0 0 VanEck ETF Trust VanEck Gold Min 92189F106 779 20800 PRN Call SOLE 20800 0 0 SSgA Active Trust SPDR Gold Share 78463V107 370 2000 PRN Call SOLE 2000 0 0 General Motors Compa Ordinary Shares 37045V100 329 7000 PRN Put SOLE 7000 0 0 Alphabet Inc Ordinary Shares 02079K107 5755 2300 PRN Put SOLE 2300 0 0 Alphabet Inc Ordinary Shares 02079K305 1985 800 PRN Put SOLE 800 0 0 Group 1 Automotive, Ordinary Shares 398905109 120 800 PRN Put SOLE 800 0 0 WW Grainger Inc Ordinary Shares 384802104 44 100 PRN Put SOLE 100 0 0 Home Depot, Inc Ordinary Shares 437076102 5071 17200 PRN Put SOLE 17200 0 0 Heico Corp Ordinary Shares 422806109 112 900 PRN Put SOLE 900 0 0 Helen of Troy Ltd Ordinary Shares G4388N106 1298 7600 PRN Put SOLE 7600 0 0 Honeywell Internatio Ordinary Shares 438516106 3616 21400 PRN Put SOLE 21400 0 0 BlackRock Institutio iShares iBoxx U 464288513 82 1000 PRN Call SOLE 1000 0 0 BlackRock Institutio iShares iBoxx U 464288513 1372 19200 PRN Put SOLE 19200 0 0 BlackRock Institutio iShares Biotech 464287556 10780 83100 PRN Put SOLE 83100 0 0 Idexx Laboratories, Ordinary Shares 45168D104 2449 5000 PRN Put SOLE 5000 0 0 Illumina Inc Ordinary Shares 452327109 186 600 PRN Put SOLE 600 0 0 Intel Corp Ordinary Shares 458140100 162 3900 PRN Put SOLE 3900 0 0 Intuitive Surgical I Ordinary Shares 46120E602 522 1800 PRN Put SOLE 1800 0 0 BlackRock Institutio iShares Russell 464287655 280 1100 PRN Call SOLE 1100 0 0 BlackRock Institutio iShares Russell 464287655 3445 18000 PRN Put SOLE 18000 0 0 John Bean Technologi Ordinary Shares 477839104 529 4600 PRN Put SOLE 4600 0 0 Johnson & Johnson Ordinary Shares 478160104 532 3300 PRN Put SOLE 3300 0 0 JPMorgan Chase & Co Ordinary Shares 46625H100 318 2400 PRN Put SOLE 2400 0 0 Kimberly-Clark Corp Ordinary Shares 494368103 115 1000 PRN Put SOLE 1000 0 0 Coca-Cola Co Ordinary Shares 191216100 2073 44700 PRN Put SOLE 44700 0 0 Kohl`s Corp Ordinary Shares 500255104 140 4000 PRN Call SOLE 4000 0 0 Linde Plc Ordinary Shares G5494J103 57 200 PRN Put SOLE 200 0 0 Lilly(Eli) & Co Ordinary Shares 532457108 17094 76200 PRN Put SOLE 76200 0 0 Lam Research Corp Ordinary Shares 512807108 534 900 PRN Put SOLE 900 0 0 McDonald`s Corp Ordinary Shares 580135101 63 300 PRN Put SOLE 300 0 0 Mckesson Corporation Ordinary Shares 58155Q103 1534 5900 PRN Put SOLE 5900 0 0 Mondelez Internation Ordinary Shares 609207105 452 8600 PRN Put SOLE 8600 0 0 Meta Platforms Inc Ordinary Shares 30303M102 1262 6300 PRN Put SOLE 6300 0 0 MGM Resorts Internat Ordinary Shares 552953101 700 20000 PRN Put SOLE 20000 0 0 Magnite Inc Ordinary Shares 55955D100 245 12000 PRN Put SOLE 12000 0 0 3M Co Ordinary Shares 88579Y101 651 4200 PRN Put SOLE 4200 0 0 Altria Group Inc Ordinary Shares 02209S103 157 3800 PRN Put SOLE 3800 0 0 MP Materials Corpora Ordinary Shares 553368101 5139 160300 PRN Put SOLE 160300 0 0 Merck & Co Inc Ordinary Shares 58933Y105 158 2600 PRN Put SOLE 2600 0 0 Mini Russell 2000 Mini Index 12510L101 562 2400 PRN Call SOLE 2400 0 0 MSCI Inc Ordinary Shares 55354G100 464 900 PRN Put SOLE 900 0 0 Microsoft Corporatio Ordinary Shares 594918104 19685 71100 PRN Put SOLE 71100 0 0 Nasdaq-100 Index Nasdaq-100 Inde 12490H104 21398 1900 PRN Put SOLE 1900 0 0 Northrop Grumman Cor Ordinary Shares 666807102 2160 6400 PRN Put SOLE 6400 0 0 New Residential Inve Ordinary Shares 64828T201 1966 245700 PRN Put SOLE 245700 0 0 NVIDIA Corp Ordinary Shares 67066G104 1270 5500 PRN Put SOLE 5500 0 0 Oge Energy Corp Ordinary Shares 670837103 52 1500 PRN Put SOLE 1500 0 0 Organon & Co Ordinary Shares 68622V106 5 200 PRN Put SOLE 200 0 0 Opendoor Technologie Ordinary Shares 683712103 719 53500 PRN Put SOLE 53500 0 0 Paychex Inc Ordinary Shares 704326107 200 2000 PRN Put SOLE 2000 0 0 Procter & Gamble Co Ordinary Shares 742718109 1935 13900 PRN Put SOLE 13900 0 0 Planet Fitness Inc Ordinary Shares 72703H101 112 1500 PRN Put SOLE 1500 0 0 Palantir Technologie Ordinary Shares 69608A108 378 30200 PRN Put SOLE 30200 0 0 Prudential Financial Ordinary Shares 744320102 366 4300 PRN Put SOLE 4300 0 0 Peloton Interactive Ordinary Shares 70614W100 64 2000 PRN Call SOLE 2000 0 0 PayPal Holdings Inc Ordinary Shares 70450Y103 172 1400 PRN Put SOLE 1400 0 0 Qualcomm, Inc Ordinary Shares 747525103 422 3000 PRN Put SOLE 3000 0 0 Invesco Capital Mana Invesco QQQ Tru 46090E103 176 600 PRN Call SOLE 600 0 0 Invesco Capital Mana Invesco QQQ Tru 46090E103 664 2000 PRN Put SOLE 2000 0 0 Regeneron Pharmaceut Ordinary Shares 75886F107 1500 2500 PRN Put SOLE 2500 0 0 Ryman Hospitality Pr Ordinary Shares 78377T107 119 1700 PRN Put SOLE 1700 0 0 RingCentral Inc Ordinary Shares 76680R206 1101 9900 PRN Put SOLE 9900 0 0 Rapid7 Inc Ordinary Shares 753422104 80 1000 PRN Put SOLE 1000 0 0 Royalty Pharma plc Ordinary Shares G7709Q104 1369 36500 PRN Put SOLE 36500 0 0 Raytheon Technologie Ordinary Shares 75513E101 488 6500 PRN Put SOLE 6500 0 0 Russell 2000 Index Russell 2000 In 124835109 8186 4900 PRN Put SOLE 4900 0 0 Safehold Inc Ordinary Shares 78645L100 469 9200 PRN Put SOLE 9200 0 0 Starbucks Corp Ordinary Shares 855244109 4514 59400 PRN Put SOLE 59400 0 0 Sherwin-Williams Co Ordinary Shares 824348106 205 700 PRN Put SOLE 700 0 0 BlackRock Institutio iShares Silver 46428Q109 6050 209400 PRN Call SOLE 209400 0 0 Snowflake Inc Ordinary Shares 833445109 1634 8200 PRN Put SOLE 8200 0 0 Southern Company Ordinary Shares 842587107 52 1000 PRN Put SOLE 1000 0 0 S&P Global Inc Ordinary Shares 78409V104 1812 4800 PRN Put SOLE 4800 0 0 S&P500 Index S&P500 Index 648815108 2037899 104400 PRN Put SOLE 104400 0 0 SSgA Active Trust S&P 500 ETF TRU 78462F103 136668 296200 PRN Call SOLE 296200 0 0 SSgA Active Trust S&P 500 ETF TRU 78462F103 196581 477600 PRN Put SOLE 477600 0 0 Block Inc Ordinary Shares 852234103 162 3600 PRN Put SOLE 3600 0 0 Sempra Energy Ordinary Shares 816851109 80 800 PRN Put SOLE 800 0 0 iStar Inc Ordinary Shares 45031U101 476 23800 PRN Put SOLE 23800 0 0 Skyworks Solutions, Ordinary Shares 83088M102 493 4100 PRN Put SOLE 4100 0 0 Stryker Corp Ordinary Shares 863667101 230 1000 PRN Put SOLE 1000 0 0 AT&T Inc Ordinary Shares 00206R102 240 12000 PRN Put SOLE 12000 0 0 Teradyne, Inc Ordinary Shares 880770102 928 11600 PRN Put SOLE 11600 0 0 Truist Financial Cor Ordinary Shares 89832Q109 2140 42900 PRN Put SOLE 42900 0 0 Target Corp Ordinary Shares 87612E106 1701 8100 PRN Put SOLE 8100 0 0 BlackRock Institutio iShares 20+ Yea 464287432 51 400 PRN Call SOLE 400 0 0 Thermo Fisher Scient Ordinary Shares 883556102 641 1300 PRN Put SOLE 1300 0 0 Tractor Supply Co Ordinary Shares 892356106 1066 5400 PRN Put SOLE 5400 0 0 Tesla Inc Ordinary Shares 88160R101 1603 2100 PRN Put SOLE 2100 0 0 Taiwan Semiconductor ADR 874039100 1311 11400 PRN Put SOLE 11400 0 0 Textron Inc Ordinary Shares 883203101 390 6000 PRN Put SOLE 6000 0 0 Unity Software Inc Ordinary Shares 91332U101 36152 408200 PRN Put SOLE 408200 0 0 Unitedhealth Group I Ordinary Shares 91324P102 1358 3200 PRN Put SOLE 3200 0 0 United Parcel Servic Ordinary Shares 911312106 495 3300 PRN Put SOLE 3300 0 0 Visa Inc Ordinary Shares 92826C839 338 1800 PRN Put SOLE 1800 0 0 30D IVol S&P500 Dail 30D IVol S&P500 12497K100 75 3000 PRN Call SOLE 3000 0 0 Valley National Banc Ordinary Shares 919794107 520 45200 PRN Put SOLE 45200 0 0 Vmware Inc Ordinary Shares 928563402 146 1500 PRN Put SOLE 1500 0 0 Vanguard Group, Inc Vanguard S&P 50 922908363 968 2800 PRN Put SOLE 2800 0 0 Verisign Inc Ordinary Shares 92343E102 1500 9300 PRN Put SOLE 9300 0 0 Barclays Bank PLC ZC SP ETN REDEE 06747R477 3 100 PRN Call SOLE 100 0 0 Verizon Communicatio Ordinary Shares 92343V104 201 4600 PRN Put SOLE 4600 0 0 VIZIO Holding Corp Ordinary Shares 92858V101 1156 150000 PRN Put SOLE 150000 0 0 Walgreens Boots Alli Ordinary Shares 931427108 636 16200 PRN Put SOLE 16200 0 0 Waste Management, In Ordinary Shares 94106L109 145 1000 PRN Put SOLE 1000 0 0 West Pharmaceutical Ordinary Shares 955306105 1782 5400 PRN Put SOLE 5400 0 0 SSgA Active Trust The Energy Sele 81369Y506 46 500 PRN Call SOLE 500 0 0 SSgA Active Trust Health Care Sel 81369Y209 23559 195500 PRN Put SOLE 195500 0 0 Exxon Mobil Corp Ordinary Shares 30231G102 505 8100 PRN Put SOLE 8100 0 0 SPDR Series Trust SPDR Oil & Gas 78468R556 938 7500 PRN Call SOLE 7500 0 0 S&P500 Mini SPX Opti S&P500 Mini SPX 12505Q107 462 1100 PRN Put SOLE 1100 0 0 Zendesk Inc Ordinary Shares 98936J101 200 1900 PRN Put SOLE 1900 0 0