Chief Financial Officer/ Chief Compliance Officer

0001703301-22-000001.txt : 20220208 0001703301-22-000001.hdr.sgml : 20220208 20220208163355 ACCESSION NUMBER: 0001703301-22-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220208 DATE AS OF CHANGE: 20220208 EFFECTIVENESS DATE: 20220208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SpiderRock Advisors, LLC CENTRAL INDEX KEY: 0001703301 IRS NUMBER: 461932846 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18017 FILM NUMBER: 22602099 BUSINESS ADDRESS: STREET 1: 300 S. WACKER DRIVE STREET 2: SUITE 2840 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 256-9663 MAIL ADDRESS: STREET 1: 300 S. WACKER DRIVE STREET 2: SUITE 2840 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: SpiderRock Advisors LLC DATE OF NAME CHANGE: 20170420 FORMER COMPANY: FORMER CONFORMED NAME: Spiderrock Advisors LLC DATE OF NAME CHANGE: 20170410 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001703301 XXXXXXXX 12-31-2021 12-31-2021 SpiderRock Advisors, LLC

300 S. WACKER DRIVE SUITE 2840 CHICAGO IL 60606

13F HOLDINGS REPORT 028-18017 N Edwin Bruce Mumford Chief Financial Officer/ Chief Compliance Officer 312-847-0240 E. Bruce Mumford Chicago IL 02-08-2022 0 155 901806 false INFORMATION TABLE 2 form13F2021Q4SRA.xml Apple Inc Ordinary Shares 037833100 16959 127800 PRN Put SOLE 127800 0 0 Abbvie Inc Ordinary Shares 00287Y109 39 500 PRN Put SOLE 500 0 0 Airbnb Inc Ordinary Shares 009066101 3850 30000 PRN Put SOLE 30000 0 0 Abbott Laboratories Ordinary Shares 002824100 60 500 PRN Put SOLE 500 0 0 Accenture plc Ordinary Shares G1151C101 2798 9400 PRN Put SOLE 9400 0 0 Adobe Inc Ordinary Shares 00724F101 939 1900 PRN Put SOLE 1900 0 0 Analog Devices Inc Ordinary Shares 032654105 1094 8000 PRN Put SOLE 8000 0 0 Albemarle Corp Ordinary Shares 012653101 222 1200 PRN Put SOLE 1200 0 0 Amcor Plc Ordinary Shares G0250X107 436 43600 PRN Put SOLE 43600 0 0 AMGEN Inc Ordinary Shares 031162100 954 5300 PRN Put SOLE 5300 0 0 Amazoncom Inc Ordinary Shares 023135106 595 200 PRN Put SOLE 200 0 0 Anthem Inc Ordinary Shares 036752103 128 400 PRN Put SOLE 400 0 0 Aon plc Ordinary Shares G0403H108 346 1400 PRN Put SOLE 1400 0 0 Apollow Global Mgmt Class A 30769M109 726 12100 PRN Put SOLE 12100 0 0 Ares Capital Corp Ordinary Shares 04010L103 472 31500 PRN Put SOLE 31500 0 0 ARK Investment Manag ARK Innovation 00214Q104 7801 72400 PRN Put SOLE 72400 0 0 Ashland Global Holdi Ordinary Shares 044186104 238 2800 PRN Put SOLE 2800 0 0 AeroVironment Inc Ordinary Shares 008073108 166 2200 PRN Put SOLE 2200 0 0 Bank Of America Corp Ordinary Shares 060505104 274 11900 PRN Put SOLE 11900 0 0 Becton Dickinson An Ordinary Shares 075887109 23225 113200 PRN Put SOLE 113200 0 0 Berry Global Group I Ordinary Shares 08579W103 286 5200 PRN Put SOLE 5200 0 0 Biomarin Pharmaceuti Registered Shar 09061G101 542 8100 PRN Put SOLE 8100 0 0 Berkshire Hathaway I Ordinary Shares 084670702 795 3000 PRN Put SOLE 3000 0 0 Bentley Systems Inc Ordinary Shares 08265T208 420 10000 PRN Put SOLE 10000 0 0 Cboe Global Markets Ordinary Shares 12503M108 460 5000 PRN Put SOLE 5000 0 0 Coca-Cola Europacifi Ordinary Shares 00BDCPN07 801 17800 PRN Put 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02079K107 3805 1500 PRN Put SOLE 1500 0 0 Alphabet Inc Ordinary Shares 02079K305 1985 800 PRN Put SOLE 800 0 0 Group 1 Automotive Ordinary Shares 398905109 120 800 PRN Put SOLE 800 0 0 WW Grainger Inc Ordinary Shares 384802104 44 100 PRN Put SOLE 100 0 0 Home Depot Inc Ordinary Shares 437076102 1351 3900 PRN Put SOLE 3900 0 0 Heico Corp Ordinary Shares 422806109 108 900 PRN Put SOLE 900 0 0 Honeywell Internatio Ordinary Shares 438516106 1116 6200 PRN Put SOLE 6200 0 0 BlackRock Institutio iShares iBoxx U 464288513 1235 15800 PRN Put SOLE 15800 0 0 BlackRock Institutio iShares Biotech 464287556 32984 230500 PRN Put SOLE 230500 0 0 Idexx Laboratories Ordinary Shares 45168D104 4793 8500 PRN Put SOLE 8500 0 0 Illumina Inc Ordinary Shares 452327109 186 600 PRN Put SOLE 600 0 0 Intel Corp Ordinary Shares 458140100 173 3900 PRN Put SOLE 3900 0 0 Intuitive Surgical I Ordinary Shares 46120E602 522 1800 PRN Put SOLE 1800 0 0 BlackRock Institutio iShares Russell 464287655 26451 96300 PRN Call SOLE 96300 0 0 BlackRock Institutio iShares Russell 464287655 3832 17600 PRN Put SOLE 17600 0 0 John Bean Technologi Ordinary Shares 477839104 943 8200 PRN Put SOLE 8200 0 0 ETF Series Solutions ESS USGlobal 26922A842 21 900 PRN Call SOLE 900 0 0 Johnson & Johnson Ordinary Shares 478160104 461 3300 PRN Put SOLE 3300 0 0 Kimberly-Clark Corp Ordinary Shares 494368103 105 1000 PRN Put SOLE 1000 0 0 Coca-Cola Co Ordinary Shares 191216100 3702 79000 PRN Put SOLE 79000 0 0 Lennar Corp Ordinary Shares 526057104 165 2000 PRN Put SOLE 2000 0 0 Linde Plc Ordinary Shares G5494J103 57 200 PRN Put SOLE 200 0 0 Lilly(Eli) & Co Ordinary Shares 532457108 15454 72700 PRN Put SOLE 72700 0 0 Lockheed Martin Corp Ordinary Shares 539830109 232 800 PRN Put SOLE 800 0 0 Lowe's Cos Inc Ordinary Shares 548661107 4666 30100 PRN Put SOLE 30100 0 0 Lam Research Corp Ordinary Shares 512807108 646 1100 PRN Put SOLE 1100 0 0 McDonald's Corp Ordinary Shares 580135101 58 300 PRN Put SOLE 300 0 0 Mondelez Internation Ordinary Shares 609207105 635 12200 PRN Put SOLE 12200 0 0 Metlife Inc Ordinary Shares 59156R108 136 3200 PRN Put SOLE 3200 0 0 MGM Resorts Internat Ordinary Shares 552953101 700 20000 PRN Put SOLE 20000 0 0 Magnite Inc Ordinary Shares 55955D100 225 10000 PRN Put SOLE 10000 0 0 3M Co Ordinary Shares 88579Y101 651 4200 PRN Put SOLE 4200 0 0 Altria Group Inc Ordinary Shares 02209S103 114 3800 PRN Put SOLE 3800 0 0 MP Materials Corpora Ordinary Shares 553368101 5940 183000 PRN Put SOLE 183000 0 0 Mini-Russell 2000 Index 12510L101 562 2400 PRN Call SOLE 2400 0 0 MSCI Inc Ordinary Shares 55354G100 464 900 PRN Put SOLE 900 0 0 Microsoft Corporatio Ordinary Shares 594918104 18193 65200 PRN Put SOLE 65200 0 0 New Relic Inc Ordinary Shares 64829B100 180 3000 PRN Put SOLE 3000 0 0 Nike Inc Ordinary Shares 654106103 1543 12700 PRN Put SOLE 12700 0 0 Northrop Grumman Cor Ordinary Shares 666807102 2582 8400 PRN Put SOLE 8400 0 0 New Residential Inve Ordinary Shares 64828T201 2040 259000 PRN Put 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366 6100 PRN Put SOLE 6100 0 0 Unity Software Inc Ordinary Shares 91332U101 121501 1274300 PRN Put SOLE 1274300 0 0 Unitedhealth Group I Ordinary Shares 91324P102 870 2500 PRN Put SOLE 2500 0 0 Visa Inc Ordinary Shares 92826C839 866 5100 PRN Put SOLE 5100 0 0 CBOE Market Volatil Index 12497K100 33 1500 PRN Call SOLE 1500 0 0 Vmware Inc Ordinary Shares 928563402 146 1500 PRN Put SOLE 1500 0 0 Verisign Inc Ordinary Shares 92343E102 1953 9300 PRN Put SOLE 9300 0 0 Barclays Bank PLC ZC SP ETN REDEE 06747R477 20 800 PRN Call SOLE 800 0 0 Barclays Bank PLC ZC SP ETN REDEE 06747R477 72 8000 PRN Put SOLE 8000 0 0 Verizon Communicatio Ordinary Shares 92343V104 216 4600 PRN Put SOLE 4600 0 0 Walgreens Boots Alli Ordinary Shares 931427108 636 16200 PRN Put SOLE 16200 0 0 WEC Energy Group Inc Ordinary Shares 92939U106 562 6900 PRN Put SOLE 6900 0 0 Waste Management In Ordinary Shares 94106L109 145 1000 PRN Put SOLE 1000 0 0 SSgA Active Trust The Energy Sele 81369Y506 1198 20300 PRN Call SOLE 20300 0 0 SSgA Active Trust Financial Selec 81369Y605 40 1000 PRN Call SOLE 1000 0 0 SSgA Active Trust Health Care Sel 81369Y209 48042 393400 PRN Put SOLE 393400 0 0 Exxon Mobil Corp Ordinary Shares 30231G102 9120 174100 PRN Put SOLE 174100 0 0 SPDR Series Trust SPDR Oil & Gas 78468R556 938 7500 PRN Call SOLE 7500 0 0 CBOE Mini SPX Index Index 12505Q107 2951 6500 PRN Put SOLE 6500 0 0 Zendesk Inc Ordinary Shares 98936J101 200 1900 PRN Put SOLE 1900 0 0 Zuora Inc Ordinary Shares 98983V106 116 7700 PRN Put SOLE 7700 0 0