0001718218-22-000004.txt : 20221109
0001718218-22-000004.hdr.sgml : 20221109
20221109203901
ACCESSION NUMBER: 0001718218-22-000004
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221108
FILED AS OF DATE: 20221109
DATE AS OF CHANGE: 20221109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brombach Theodore J
CENTRAL INDEX KEY: 0001718218
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-23247
FILM NUMBER: 221374559
MAIL ADDRESS:
STREET 1: 321 N. CLARK STREET
CITY: CHICAGO
STATE: IL
ZIP: 60054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: XAI Octagon Floating Rate & Alternative Income Term Trust
CENTRAL INDEX KEY: 0001703079
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 321 NORTH CLARK STREET #2430
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: (312) 374-6930
MAIL ADDRESS:
STREET 1: 321 NORTH CLARK STREET #2430
CITY: CHICAGO
STATE: IL
ZIP: 60654
FORMER COMPANY:
FORMER CONFORMED NAME: XAI Octagon Floating Rate Alternative Income Term Trust
DATE OF NAME CHANGE: 20170714
FORMER COMPANY:
FORMER CONFORMED NAME: XAI Octagon Floating Rate Income & Credit Alternative Trust
DATE OF NAME CHANGE: 20170406
4/A
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4/A
2022-11-08
2022-11-09
0
0001703079
XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT
0001718218
Brombach Theodore J
321 N. CLARK STREET
CHICAGO
IL
60054
0
1
0
0
President & CEO
Common Shares of Beneficial Ownership
2022-11-08
4
P
0
100
6.38
A
4100
I
XMS Holdings LLC
Common Shares of Beneficial Ownership
2022-11-08
4
P
0
2100
6.49
A
6200
I
XMS Holdings LLC
Common Shares of Beneficial Ownership
2022-11-08
4
P
0
1800
6.5
A
8000
I
XMS Holdings LLC
Common Shares of Beneficial Ownership
2022-11-09
4
P
0
1082
6.53
A
9082
I
XMS Holdings LLC
Common Shares of Beneficial Ownership
2022-11-09
4
P
0
918
6.56
A
10000
I
XMS Holdings LLC
Common Shares of Beneficial Ownership
10205
I
XA Investments LLC
Common Shares of Beneficial Ownership
484646
D
XA Investments is a subsidiary of XMS Holdings LLC.
/s/ Theodore Brombach
2022-11-09