0001718218-20-000001.txt : 20200113
0001718218-20-000001.hdr.sgml : 20200113
20200113120251
ACCESSION NUMBER: 0001718218-20-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200109
FILED AS OF DATE: 20200113
DATE AS OF CHANGE: 20200113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brombach Theodore J
CENTRAL INDEX KEY: 0001718218
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-23247
FILM NUMBER: 20523263
MAIL ADDRESS:
STREET 1: 321 N. CLARK STREET
CITY: CHICAGO
STATE: IL
ZIP: 60054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: XAI Octagon Floating Rate & Alternative Income Term Trust
CENTRAL INDEX KEY: 0001703079
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 321 NORTH CLARK STREET #2430
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: (312) 374-6930
MAIL ADDRESS:
STREET 1: 321 NORTH CLARK STREET #2430
CITY: CHICAGO
STATE: IL
ZIP: 60654
FORMER COMPANY:
FORMER CONFORMED NAME: XAI Octagon Floating Rate Alternative Income Term Trust
DATE OF NAME CHANGE: 20170714
FORMER COMPANY:
FORMER CONFORMED NAME: XAI Octagon Floating Rate Income & Credit Alternative Trust
DATE OF NAME CHANGE: 20170406
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-01-09
0
0001703079
XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT
0001718218
Brombach Theodore J
321 N. CLARK STREET
CHICAGO
IL
60654
0
1
0
0
President&CEO
Common Shares of Beneficial Interest
2020-01-09
4
P
0
609
8.2
A
418764
D
Common Shares of Beneficial Interest
2020-01-10
4
P
0
612
8.17
A
419376
D
Theodore J Brombach
2020-01-13