0001718133-24-000003.txt : 20240523
0001718133-24-000003.hdr.sgml : 20240523
20240523163708
ACCESSION NUMBER: 0001718133-24-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240521
FILED AS OF DATE: 20240523
DATE AS OF CHANGE: 20240523
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Spence John Yogi
CENTRAL INDEX KEY: 0001718133
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-23247
FILM NUMBER: 24978946
MAIL ADDRESS:
STREET 1: 321 N. CLARK STREET
CITY: CHICAGO
STATE: IL
ZIP: 60054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: XAI Octagon Floating Rate & Alternative Income Trust
CENTRAL INDEX KEY: 0001703079
ORGANIZATION NAME:
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 321 NORTH CLARK STREET #2430
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: (312) 374-6930
MAIL ADDRESS:
STREET 1: 321 NORTH CLARK STREET #2430
CITY: CHICAGO
STATE: IL
ZIP: 60654
FORMER COMPANY:
FORMER CONFORMED NAME: XAI Octagon Floating Rate & Alternative Income Term Trust
DATE OF NAME CHANGE: 20170901
FORMER COMPANY:
FORMER CONFORMED NAME: XAI Octagon Floating Rate Alternative Income Term Trust
DATE OF NAME CHANGE: 20170714
FORMER COMPANY:
FORMER CONFORMED NAME: XAI Octagon Floating Rate Income & Credit Alternative Trust
DATE OF NAME CHANGE: 20170406
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0508
4
2024-05-21
0
0001703079
XAI Octagon Floating Rate & Alternative Income Trust
XFLT
0001718133
Spence John Yogi
321 N. CLARK STREET
CHICAGO
IL
60054
0
0
0
1
Adviser Personnel
0
Common Shares of Beneficial Ownership
2024-05-21
4
G
0
6000
0
D
531763.098
D
Common Shares of Beneficial Ownership
27400.74
I
XMS Holdings LLC
Common Shares of Beneficial Ownership
10250
I
XA Investments LLC
Common Shares of Beneficial Ownership
716.794
I
By Spouse
John Yogi Spence
2024-05-23