0001718133-24-000002.txt : 20240510
0001718133-24-000002.hdr.sgml : 20240510
20240510163725
ACCESSION NUMBER: 0001718133-24-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240509
FILED AS OF DATE: 20240510
DATE AS OF CHANGE: 20240510
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Spence John Yogi
CENTRAL INDEX KEY: 0001718133
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-23247
FILM NUMBER: 24935566
MAIL ADDRESS:
STREET 1: 321 N. CLARK STREET
CITY: CHICAGO
STATE: IL
ZIP: 60054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: XAI Octagon Floating Rate & Alternative Income Trust
CENTRAL INDEX KEY: 0001703079
ORGANIZATION NAME:
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 321 NORTH CLARK STREET #2430
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: (312) 374-6930
MAIL ADDRESS:
STREET 1: 321 NORTH CLARK STREET #2430
CITY: CHICAGO
STATE: IL
ZIP: 60654
FORMER COMPANY:
FORMER CONFORMED NAME: XAI Octagon Floating Rate & Alternative Income Term Trust
DATE OF NAME CHANGE: 20170901
FORMER COMPANY:
FORMER CONFORMED NAME: XAI Octagon Floating Rate Alternative Income Term Trust
DATE OF NAME CHANGE: 20170714
FORMER COMPANY:
FORMER CONFORMED NAME: XAI Octagon Floating Rate Income & Credit Alternative Trust
DATE OF NAME CHANGE: 20170406
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0508
4
2024-05-09
0
0001703079
XAI Octagon Floating Rate & Alternative Income Trust
XFLT
0001718133
Spence John Yogi
321 N. CLARK STREET
CHICAGO
IL
60054
0
0
0
1
Advisor Personnel
0
Common Shares of Beneficial Ownership
2024-05-09
4
P
0
3417
7.13
A
23950.74
I
XMS Holdings LLC
Common Shares of Beneficial Ownership
2024-05-10
4
P
0
3450
7.13
A
27400.74
I
XMS Holdings LLC
Common Shares of Beneficial Ownership
537763.098
D
Common Shares of Beneficial Ownership
716.794
I
By Spouse
Common Shares of Beneficial Ownership
10250
I
XA Investments LLC
Includes 1,207.18 shares acquired under the XFLT dividend reinvestment plan for XMS Holdings LLC
Includes 3,744.21 shares acquired under the XFLT dividend reinvestment plan for John Yogi Spence
Includes 42.141 shares acquired under the XFLT dividend reinvestment plan for spouse of John Yogi Spence
/s/ John Yogi Spence
2024-05-10