0001718133-23-000001.txt : 20230726
0001718133-23-000001.hdr.sgml : 20230726
20230726162223
ACCESSION NUMBER: 0001718133-23-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230724
FILED AS OF DATE: 20230726
DATE AS OF CHANGE: 20230726
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Spence John Yogi
CENTRAL INDEX KEY: 0001718133
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-23247
FILM NUMBER: 231113900
MAIL ADDRESS:
STREET 1: 321 N. CLARK STREET
CITY: CHICAGO
STATE: IL
ZIP: 60054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: XAI Octagon Floating Rate & Alternative Income Term Trust
CENTRAL INDEX KEY: 0001703079
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 321 NORTH CLARK STREET #2430
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: (312) 374-6930
MAIL ADDRESS:
STREET 1: 321 NORTH CLARK STREET #2430
CITY: CHICAGO
STATE: IL
ZIP: 60654
FORMER COMPANY:
FORMER CONFORMED NAME: XAI Octagon Floating Rate Alternative Income Term Trust
DATE OF NAME CHANGE: 20170714
FORMER COMPANY:
FORMER CONFORMED NAME: XAI Octagon Floating Rate Income & Credit Alternative Trust
DATE OF NAME CHANGE: 20170406
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0508
4
2023-07-24
0
0001703079
XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT
0001718133
Spence John Yogi
321 N. CLARK STREET
CHICAGO
IL
60054
0
0
0
1
Adviser Personnel
0
Common Shares of Beneficial Ownership
2023-07-24
4
G
0
4000
0
D
520284.58
D
Common Shares of Beneficial Ownership
10205
I
XA Investments LLC
Common Shares of Beneficial Ownership
15050
I
XMS Holdings LLC
Common Shares of Beneficial Ownership
633.173
I
By Spouse
Includes 8,787.78 shares acquired under the XFLT dividend reinvestment plan for John Yogi Spence.
Also includes 50.353 shares acquired under the XFLT dividend reinvestment plan for his spouse.
Also includes 500 shares disposed via gifts on 12/27/22.
/s/ John Yogi Spence
2023-07-26