0001706902-18-000005.txt : 20180913 0001706902-18-000005.hdr.sgml : 20180913 20180913121303 ACCESSION NUMBER: 0001706902-18-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180912 FILED AS OF DATE: 20180913 DATE AS OF CHANGE: 20180913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cupps Danielle CENTRAL INDEX KEY: 0001706902 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23247 FILM NUMBER: 181068425 MAIL ADDRESS: STREET 1: 1290 BROADWAY SUITE 1100 CITY: DENVER STATE: CO ZIP: 80203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XAI Octagon Floating Rate & Alternative Income Term Trust CENTRAL INDEX KEY: 0001703079 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 321 NORTH CLARK STREET #2430 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: (312) 374-6930 MAIL ADDRESS: STREET 1: 321 NORTH CLARK STREET #2430 CITY: CHICAGO STATE: IL ZIP: 60654 FORMER COMPANY: FORMER CONFORMED NAME: XAI Octagon Floating Rate Alternative Income Term Trust DATE OF NAME CHANGE: 20170714 FORMER COMPANY: FORMER CONFORMED NAME: XAI Octagon Floating Rate Income & Credit Alternative Trust DATE OF NAME CHANGE: 20170406 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-09-12 0 0001703079 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT 0001706902 Cupps Danielle C/O XA INVESTMENTS 1290 BROADWAY SUITE 1100 DENVER CO 80203 0 0 0 1 Trustee Common Shares of Beneficial Interest 2018-09-12 4 P 0 2000 9.89 A 26000 D Common Shares of Beneficial Interest 2018-09-12 4 P 0 100 9.85 A 26100 D Common Shares of Beneficial Interest 2018-09-12 4 P 0 1955 9.89 A 28055 D /s/ Danielle Cupps 2018-09-13