0001703033-20-000002.txt : 20200406 0001703033-20-000002.hdr.sgml : 20200406 20200406110713 ACCESSION NUMBER: 0001703033-20-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20200406 DATE AS OF CHANGE: 20200406 EFFECTIVENESS DATE: 20200406 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ariel International DM/EM LLC CENTRAL INDEX KEY: 0001703033 IRS NUMBER: 814659374 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-284273 FILM NUMBER: 20776196 BUSINESS ADDRESS: STREET 1: 200 EAST RANDOLPH STREET STREET 2: SUITE 2900 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-612-2600 MAIL ADDRESS: STREET 1: 200 EAST RANDOLPH STREET STREET 2: SUITE 2900 CITY: CHICAGO STATE: IL ZIP: 60601 D/A 1 primary_doc.xml X0708 D/A LIVE 0001703033 Ariel International DM/EM LLC 200 EAST RANDOLPH STREET SUITE 2900 CHICAGO IL ILLINOIS 60601 312-612-2600 DELAWARE None None Limited Liability Company true 2016 n/a (entity) Ariel Investments, LLC 200 E Randolph St Suite 2900 Chicago IL ILLINOIS 60601 Director Ariel Investments, LLC is the managing member of the issuer. n/a (entity) Ariel Distributors, LLC 200 E Randolph St Suite 2900 Chicago IL ILLINOIS 60601 Promoter Ariel Distributors, LLC, a wholly-owned subsidiary of Ariel Investments, LLC, acts as placement agent. Ariel Distributors, LLC receives no compensation for its services as placement agent. Pooled Investment Fund Other Investment Fund false Over $100,000,000 06c 3C 3C.7 true 0001703033-19-000001 2017-03-31 true true false 5000000 Indefinite 414244993 Indefinite Total amount sold represents all subscriptions gross of redemptions. Redemptions total 20,527,833, resulting in net subscriptions of 393,717,160. false 11 0 0 Ariel Distributors, LLC (CRD 38333), a wholly-owned subsidiary of Ariel Investments, LLC, acts as placement agent and receives no compensation therefor. 0 None of the gross proceeds will be paid to any person. Ariel Investments, LLC receives a management fee paid by investors for investment management services provided to the issuer. The asset-based fee is paid in arrears on a monthly basis. false Ariel International DM/EM LLC Susan L Schoenberger Susan L Schoenberger Vice President, Legal Counsel of Ariel Investments, LLC 2020-04-06