0001703033-20-000002.txt : 20200406
0001703033-20-000002.hdr.sgml : 20200406
20200406110713
ACCESSION NUMBER: 0001703033-20-000002
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06c
ITEM INFORMATION: Investment Company Act Section 3(c)
ITEM INFORMATION: Section 3(c)(7)
FILED AS OF DATE: 20200406
DATE AS OF CHANGE: 20200406
EFFECTIVENESS DATE: 20200406
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ariel International DM/EM LLC
CENTRAL INDEX KEY: 0001703033
IRS NUMBER: 814659374
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-284273
FILM NUMBER: 20776196
BUSINESS ADDRESS:
STREET 1: 200 EAST RANDOLPH STREET
STREET 2: SUITE 2900
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 312-612-2600
MAIL ADDRESS:
STREET 1: 200 EAST RANDOLPH STREET
STREET 2: SUITE 2900
CITY: CHICAGO
STATE: IL
ZIP: 60601
D/A
1
primary_doc.xml
X0708
D/A
LIVE
0001703033
Ariel International DM/EM LLC
200 EAST RANDOLPH STREET
SUITE 2900
CHICAGO
IL
ILLINOIS
60601
312-612-2600
DELAWARE
None
None
Limited Liability Company
true
2016
n/a (entity)
Ariel Investments, LLC
200 E Randolph St
Suite 2900
Chicago
IL
ILLINOIS
60601
Director
Ariel Investments, LLC is the managing member of the issuer.
n/a (entity)
Ariel Distributors, LLC
200 E Randolph St
Suite 2900
Chicago
IL
ILLINOIS
60601
Promoter
Ariel Distributors, LLC, a wholly-owned subsidiary of Ariel Investments, LLC, acts as placement agent. Ariel Distributors, LLC receives no compensation for its services as placement agent.
Pooled Investment Fund
Other Investment Fund
false
Over $100,000,000
- 06c
- 3C
- 3C.7
true
0001703033-19-000001
2017-03-31
true
true
false
5000000
Indefinite
414244993
Indefinite
Total amount sold represents all subscriptions gross of redemptions. Redemptions total 20,527,833, resulting in net subscriptions of 393,717,160.
false
11
0
0
Ariel Distributors, LLC (CRD 38333), a wholly-owned subsidiary of Ariel Investments, LLC, acts as placement agent and receives no compensation therefor.
0
None of the gross proceeds will be paid to any person. Ariel Investments, LLC receives a management fee paid by investors for investment management services provided to the issuer. The asset-based fee is paid in arrears on a monthly basis.
false
Ariel International DM/EM LLC
Susan L Schoenberger
Susan L Schoenberger
Vice President, Legal Counsel of Ariel Investments, LLC
2020-04-06