0001140361-20-013408.txt : 20200609 0001140361-20-013408.hdr.sgml : 20200609 20200609160032 ACCESSION NUMBER: 0001140361-20-013408 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200605 FILED AS OF DATE: 20200609 DATE AS OF CHANGE: 20200609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Next Alt S.a.r.l. CENTRAL INDEX KEY: 0001709662 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38126 FILM NUMBER: 20951794 BUSINESS ADDRESS: STREET 1: 5, RUE EUGENE RUPPERT CITY: GRAND DUCHY OF LUXEMBOURG STATE: N4 ZIP: L-2453 BUSINESS PHONE: 352 27 380 801 MAIL ADDRESS: STREET 1: 5, RUE EUGENE RUPPERT CITY: GRAND DUCHY OF LUXEMBOURG STATE: N4 ZIP: L-2453 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Drahi Patrick CENTRAL INDEX KEY: 0001709689 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38126 FILM NUMBER: 20951795 MAIL ADDRESS: STREET 1: WIESTISTRASSE 14 CITY: ZERMATT STATE: V8 ZIP: 3920 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: A4 S.A. CENTRAL INDEX KEY: 0001709665 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38126 FILM NUMBER: 20951796 BUSINESS ADDRESS: STREET 1: 5, RUE EUGENE RUPPERT CITY: GRAND DUCHY OF LUXEMBOURG STATE: N4 ZIP: L-2453 BUSINESS PHONE: 352 27 380 801 MAIL ADDRESS: STREET 1: 5, RUE EUGENE RUPPERT CITY: GRAND DUCHY OF LUXEMBOURG STATE: N4 ZIP: L-2453 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Altice USA, Inc. CENTRAL INDEX KEY: 0001702780 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 383980194 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 COURT SQUARE WEST CITY: LONG ISLAND CITY STATE: NY ZIP: 11101 BUSINESS PHONE: (516) 803-2300 MAIL ADDRESS: STREET 1: 1 COURT SQUARE WEST CITY: LONG ISLAND CITY STATE: NY ZIP: 11101 4 1 form4.xml FORM 4 X0306 4 2020-06-05 0001702780 Altice USA, Inc. ATUS 0001709662 Next Alt S.a.r.l. 5, RUE EUGENE RUPPERT GRAND DUCHY OF LUXEMBOURG N4 L-2453 LUXEMBOURG true true 0001709689 Drahi Patrick 5 RUE EUGENE RUPPERT GRAND DUCHY OF LUXEMBOURG N4 L-2453 LUXEMBOURG true true 0001709665 A4 S.A. 5, RUE EUGENE RUPPERT GRAND DUCHY OF LUXEMBOURG N4 L-2453 LUXEMBOURG true Class A common stock 41369305 D Class A common stock 2020-06-05 4 S 0 382900 26.07 D 23711295 I Altice CVC Lux S.a r.l. Class A common stock 2020-06-08 4 S 0 790000 26.29 D 22921295 I Altice CVC Lux S.a r.l. Class A common stock 6030897 I Uppernext S.C.Sp Class A common stock 1000 I A4 S.A. Represents the weighted average sale price. The highest price at which shares were sold was $26.36 and the lowest price at which shares were sold was $25.75. The Reporting Person undertakes to provide any security holder of Altice USA, Inc. or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each specific price. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by Altice CVC Lux S.a r.l. ("Altice CVC Lux") on June 3, 2020. Represents the weighted average sale price. The highest price at which shares were sold was $26.62 and the lowest price at which shares were sold was $25.73. The Reporting Person undertakes to provide any security holder of Altice USA, Inc. or the staff of the SEC, upon request, full information regarding the number of shares sold at each specific price. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by Altice CVC Lux on June 3, 2020. Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt directly and indirectly owns 77.58% of the share capital and voting rights of Altice Europe N.V. Altice Europe N.V. maintains a one-tier board of four executive board members, one of whom is Mr. Drahi, and four non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Altice CVC Lux is an indirect wholly owned subsidiary of Altice Europe N.V. Mr. Drahi, Next Alt and Altice Europe N.V. may each be deemed to beneficially own the shares of the Issuer owned by Altice CVC Lux. Mr. Drahi is the sole controlling shareholder of Uppernext S.C.Sp ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. A4 S.A., which is controlled by the family of Mr. Drahi, is an executive board member of Altice Europe N.V. Mr. Drahi is a director of the Issuer and Next Alt and A4 S.A. are parties to a stockholders agreement with the Issuer pursuant to which they have certain rights to appoint directors of the Issuer. Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. /s/ Gary Simon, Attorney-in-Fact for Next Alt S.a r.l. 2020-06-09 /s/ Gary Simon, Attorney-in-Fact for Patrick Drahi 2020-06-09 /s/ Gary Simon, Attorney-in-Fact for A4 S.A. 2020-06-09