0001702510-22-000060.txt : 20220919 0001702510-22-000060.hdr.sgml : 20220919 20220919162157 ACCESSION NUMBER: 0001702510-22-000060 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220914 ITEM INFORMATION: Unregistered Sales of Equity Securities ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers FILED AS OF DATE: 20220919 DATE AS OF CHANGE: 20220919 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carlyle Credit Solutions, Inc. CENTRAL INDEX KEY: 0001702510 IRS NUMBER: 815320146 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 814-01248 FILM NUMBER: 221250847 BUSINESS ADDRESS: STREET 1: ONE VANDERBILT AVENUE STREET 2: SUITE 3400 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-813-4900 MAIL ADDRESS: STREET 1: ONE VANDERBILT AVENUE STREET 2: SUITE 3400 CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: TCG BDC II, Inc. DATE OF NAME CHANGE: 20170330 8-K 1 cars_20220914xcapcalldaapp.htm 8-K Document


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM 8-K

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): September 14, 2022

Carlyle Credit Solutions, Inc.
(Exact Name of Registrant as Specified in Charter)

Maryland No. 814-01248 81- 5320146
(State or Other Jurisdiction
of Incorporation)		 (Commission
File Number)		 (I.R.S. Employer
Identification No.)
One Vanderbilt Avenue, Suite 3400
New York, New York		 10017
(Address of Principal Executive Offices) (Zip Code)

Registrant’s telephone number, including area code: (212) 813-4900
N/A
(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2.):
☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of each class:Trading Symbol(s)Name of each exchange on which registered:
N/AN/AN/A

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.☒



Item 3.02 – Unregistered Sales of Equity Securities.
On September 16, 2022, Carlyle Credit Solutions, Inc. (the “Company”) delivered a capital drawdown notice to its investors relating to the issuance of 2,274,320 shares of the Company’s common stock, par value $0.01 per share (the “Common Stock”), for an aggregate offering price of approximately $45.2 million. The shares are expected to be issued on or around September 28, 2022. Following this issuance of Common Stock, the total number of shares of Common Stock outstanding will be 60,509,531.
The issuance of Common Stock is being made pursuant to subscription agreements (“Subscription Agreement”) entered into by the Company and its investors. Under the terms of the Subscription Agreement, investors are required to fund drawdowns to purchase shares of Common Stock up to the amount of their respective capital commitments on an as-needed basis with a minimum of eight business days’ prior notice to investors.
The issuance and sale of the Common Stock is exempt from the registration requirements of the Securities Act of 1933, as amended, pursuant to Section 4(2) thereof and Regulation D and Regulation S thereunder.

Item 5.02 – Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On September 14, 2022, the Board of Directors of the Company appointed Desiree Annunziato as the Company’s Treasurer and principal accounting officer, effective September 16, 2022, upon the previously announced resignation of Peter Gaunt from such positions. Ms. Annunziato, 35, is currently a Vice President of Global Credit Fund Management at The Carlyle Group Inc. (“Carlyle”) and has been a member of the Direct Lending team since joining Carlyle in 2020. Prior to joining Carlyle, Ms. Annunziato was a Vice President at Fortress Investment Group, where she served as Assistant Controller for Rithm Capital (formerly, New Residential Investment Corp.).







SIGNATURE

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


                    
Carlyle Credit Solutions, Inc.
By:/s/ Joshua Lefkowitz
Name:Joshua Lefkowitz
Title:Secretary

Date: September 19, 2022