FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
TCG BDC II, Inc. [ NONE ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 12/26/2018 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 12/26/2018 | P(1) | 54,681 | A | $20.48 | 1,799,354 | I | See notes(1)(7) | ||
Common Stock | 12/28/2018 | P(2) | 841,233 | A | $20.48 | 2,640,587 | D | |||
Common Stock | 02/15/2019 | P(3) | 273,172 | A | $20.87 | 2,913,759 | D | |||
Common Stock | 02/15/2019 | P(4) | 17,756 | A | $20.87 | 2,931,515 | I | See notes(4)(7) | ||
Common Stock | 03/14/2019 | P(5) | 316,046 | A | $20.61 | 3,247,561 | D | |||
Common Stock | 03/14/2019 | P(6) | 20,543 | A | $20.61 | 3,268,104(7) | I | See notes(6)(7) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. Represents 56,681 shares of common stock of the Issuer acquired by the Joint Filer on December 26, 2018. |
2. Represents 841,233 shares of common stock of the Issuer acquired by the Reporting Person on December 28, 2018. |
3. Represents 273,172 shares of common stock of the Issuer acquired by the Reporting Person on February 15, 2019. |
4. Represents 17,756 shares of common stock of the Issuer acquired by the Joint Filer on February 15, 2019. |
5. Represents 316,046 shares of common stock of the Issuer acquired by the Reporting Person on March 14, 2019. |
6. Represents 20,543 shares of common stock of the Issuer acquired by the Joint Filer on March 14, 2019. |
7. The Reporting Person is the parent entity of the Joint Filer. After giving effect to the acquisitions reported on this Form 4, the aggregate number of shares beneficially owned by the Reporting Person is 3,268,104, which includes the shares of common stock of the Issuer owned by the Joint Filer. Based on 17,124,956 shares of common stock outstanding as of March 20, 2019 as reported by the Issuer in its definitive proxy statement filed with the Securities and Exchange Commission on April 12, 2019, the percent of common stock of the Issuer, beneficially owned, in the aggregate, by the Reporting Person is 19.08%. |
Remarks: |
Exhibit 99.1 (Joint Filer Information) is incorporated herein by reference. |
National Commercial Bank By: Ali Shubbar Title: Head of Operations | 04/29/2019 | |
NCB Capital Company By: Wasim Fasihaldin Title: Chief Financial Officer | 04/29/2019 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |