Director of Operations

0001701132-19-000003.txt : 20190806 0001701132-19-000003.hdr.sgml : 20190806 20190806131717 ACCESSION NUMBER: 0001701132-19-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190806 DATE AS OF CHANGE: 20190806 EFFECTIVENESS DATE: 20190806 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sterling Investment Advisors, Ltd. CENTRAL INDEX KEY: 0001701132 IRS NUMBER: 233034280 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18056 FILM NUMBER: 191001299 BUSINESS ADDRESS: STREET 1: 1055 WESTLAKES DRIVE STREET 2: SUITE 150 CITY: BERWYN STATE: PA ZIP: 19312 BUSINESS PHONE: 6105600400 MAIL ADDRESS: STREET 1: 1055 WESTLAKES DRIVE STREET 2: SUITE 150 CITY: BERWYN STATE: PA ZIP: 19312 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001701132 XXXXXXXX 06-30-2019 06-30-2019 Sterling Investment Advisors, Ltd.

1055 WESTLAKES DRIVE SUITE 150 BERWYN PA 19312

13F HOLDINGS REPORT 028-18056 N Matthew Croley Director of Operations 610-560-0400 ext. 13 Matthew Croley Berwyn PA 08-06-2019 0 434 195454 false INFORMATION TABLE 2 sterling2q19.xml Call - General Elect. - 20 - Exp. 1/17/20 Call 369604903 0 100 SH Call SOLE 0 0 100 2U, Inc. COM 90214J101 15 400 SH SOLE 0 0 400 3M Company COM 604059105 2007 11580 SH SOLE 0 0 11580 ABIOMED, Inc. COM 003654100 34 130 SH SOLE 0 0 130 AECOM Technology Corp. COM 00766T100 76 2000 SH SOLE 0 0 2000 AFLAC Inc. COM 001055102 82 1500 SH SOLE 0 0 1500 AT&T, Inc. COM 00206R102 224 6689 SH SOLE 0 0 6689 AVEO Pharmaceuticals, Inc. COM 053588109 0 65 SH SOLE 0 0 65 AbbVie, Inc. COM 00287Y109 1173 16124 SH SOLE 0 0 16124 Abbott Laboratories COM 002824100 1171 13918 SH SOLE 0 0 13918 Accenture Ltd. COM G1151C101 72 389 SH SOLE 0 0 389 Adobe Systems, Inc. COM 00724F101 400 1357 SH SOLE 0 0 1357 Advanced Micro Devices COM 007903107 304 10000 SH SOLE 0 0 10000 Akamai Technologies, Inc. COM 00971T101 1623 20250 SH SOLE 0 0 20250 Alarm.com Holdings, Inc. COM 011642105 11 200 SH SOLE 0 0 200 Alaska Air Group, Inc. COM 011659109 11 177 SH SOLE 0 0 177 Alibaba Group Holdings Ltd. ADS 01609W102 184 1083 SH SOLE 0 0 1083 Align Technology, Inc. COM 016255101 1406 5136 SH SOLE 0 0 5136 Allergan plc COM 018490102 14 81 SH SOLE 0 0 81 Alphabet, Inc. Class A COM 02079K305 3533 3263 SH SOLE 0 0 3263 Alphabet, Inc. Class C COM 02079K107 1392 1288 SH SOLE 0 0 1288 Altaba, Inc. COM 021346101 23 333 SH SOLE 0 0 333 Altria Group, Inc. COM 02209S103 87 1846 SH SOLE 0 0 1846 Amazon.com, Inc. COM 023135106 5440 2873 SH SOLE 0 0 2873 American Express COM 025816109 185 1500 SH SOLE 0 0 1500 American Tower Corp. COM 03027X100 1813 8869 SH SOLE 0 0 8869 Amgen, Inc. COM 031162100 2218 12038 SH SOLE 0 0 12038 Amphenol Corp. COM 032095101 19 200 SH SOLE 0 0 200 Annaly Capital Management, Inc. COM 035710409 161 17591 SH SOLE 0 0 17591 Aphria, Inc. COM 03765K104 0 40 SH SOLE 0 0 40 Apple, Inc. 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COM 08862E109 32 200 SH SOLE 0 0 200 BlackRock, Inc. COM 09247X101 2031 4328 SH SOLE 0 0 4328 BlueStar TA-BIGITech Israel Tech. ETF ETF 26924G870 16 400 SH SOLE 0 0 400 Bookings Holdings, Inc. COM 09857L108 34 18 SH SOLE 0 0 18 Boot Barn Holdings, Inc. COM 099406100 36 1000 SH SOLE 0 0 1000 Bristol-Myers Squibb Co. COM 110122108 107 2370 SH SOLE 0 0 2370 Brookfield Infrastructure Partners, L.P. COM G16252101 21 500 SH SOLE 0 0 500 C.H. Robinson Worldwide, Inc. COM 12541W209 11 125 SH SOLE 0 0 125 CIGNA Corp. COM 125509109 165 1049 SH SOLE 0 0 1049 CME Group, Inc. COM 12572Q105 34 174 SH SOLE 0 0 174 CVS Health Corp. COM 126650100 1783 32726 SH SOLE 0 0 32726 Cabot Oil & Gas Corp. COM 127097103 75 3280 SH SOLE 0 0 3280 Camden Property Trust COM 133131102 21 200 SH SOLE 0 0 200 Canopy Growth Corp. COM 138035100 30 747 SH SOLE 0 0 747 Carnival Corporation COM 143658102 16 337 SH SOLE 0 0 337 Caterpillar Inc. COM 149123101 183 1342 SH SOLE 0 0 1342 Celanese Corp. 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Index ETF ETF 92189F361 16 250 SH SOLE 0 0 250 VanEck Vectors Junior Gold Miners ETF ETF 92189F791 510 14600 SH SOLE 0 0 14600 VanEck Vectors Oil Services ETF ETF 92189F718 22 1500 SH SOLE 0 0 1500 VanEck Vectors Vietnam ETF ETF 92189F817 16 1000 SH SOLE 0 0 1000 Vanguard Consumer Staples ETF ETF 92204A207 28 188 SH SOLE 0 0 188 Vanguard Energy ETF ETF 92204A306 17 200 SH SOLE 0 0 200 Vanguard Extended Market ETF ETF 922908652 172 1450 SH SOLE 0 0 1450 Vanguard FTSE All-World ex-U.S. ETF ETF 922042775 2 48 SH SOLE 0 0 48 Vanguard FTSE Emerging Markets ETF ETF 922042858 343 8062 SH SOLE 0 0 8062 Vanguard Growth ETF ETF 922908736 212 1296 SH SOLE 0 0 1296 Vanguard High Dividend Yield ETF ETF 921946406 46 526 SH SOLE 0 0 526 Vanguard Industrials ETF ETF 92204A603 31 211 SH SOLE 0 0 211 Vanguard Information Technology ETF ETF 92204A702 33 156 SH SOLE 0 0 156 Vanguard Interm.-Term Corporate Bond ETF ETF 92206C870 18 201 SH SOLE 0 0 201 Vanguard Intermediate-Term Bond ETF ETF 921937819 8 91 SH SOLE 0 0 91 Vanguard MSCI Europe ETF ETF 922042874 4 75 SH SOLE 0 0 75 Vanguard Materials ETF ETF 92204A801 11 83 SH SOLE 0 0 83 Vanguard REIT Index ETF ETF 922908553 56 637 SH SOLE 0 0 637 Vanguard Short-Term Bond ETF ETF 921937827 36 444 SH SOLE 0 0 444 Vanguard Short-Term Corp. Bond Index ETF ETF 92206C409 23 285 SH SOLE 0 0 285 Vanguard Small-Cap Value ETF ETF 922908611 24 182 SH SOLE 0 0 182 Vanguard Total Bond Market ETF ETF 921937835 979 11781 SH SOLE 0 0 11781 Vanguard Total Intl Stock Index ETF ETF 921909768 53 1000 SH SOLE 0 0 1000 Vanguard Total Stock ETF ETF 922908769 19 125 SH SOLE 0 0 125 Vanguard Utilities ETF ETF 92204A876 200 1501 SH SOLE 0 0 1501 Vanguard Value ETF ETF 922908744 31 277 SH SOLE 0 0 277 Vector Group Ltd. COM 92240M108 24 2508 SH SOLE 0 0 2508 Veeva Systems, Inc. COM 922475108 0 3 SH SOLE 0 0 3 Vera Bradley, Inc. COM 92335C106 48 4000 SH SOLE 0 0 4000 Verizon Communications, Inc. COM 92343V104 4468 78209 SH SOLE 0 0 78209 Visa, Inc. COM 92851S204 4297 24757 SH SOLE 0 0 24757 Vodafone Group plc ADS 92857W100 1 76 SH SOLE 0 0 76 W.P. Carey, Inc. COM 92826C839 15 179 SH SOLE 0 0 179 WSFS Financial Corp. COM 929328102 218 5270 SH SOLE 0 0 5270 Wabtec Corp. COM 929740108 1 18 SH SOLE 0 0 18 Walgreens Boots Alliance, Inc. COM 931427108 9 160 SH SOLE 0 0 160 Walmart, Inc. COM 931142103 1676 15165 SH SOLE 0 0 15165 Walt Disney Co. COM 254687106 688 4930 SH SOLE 0 0 4930 Weight Watchers International, Inc. COM 948626106 7 350 SH SOLE 0 0 350 Wells Fargo & Company COM 949746101 30 636 SH SOLE 0 0 636 Welltower, Inc. COM 95040Q104 642 7875 SH SOLE 0 0 7875 Weyerhauser Company COM 962166104 8 300 SH SOLE 0 0 300 Wynn Resorts, LTD COM 983134107 93 750 SH SOLE 0 0 750 Xtrackers USD High Yield Corp. Bond ETF ETF 233051432 2 33 SH SOLE 0 0 33 Yum Brands, Inc. COM 988498101 34 304 SH SOLE 0 0 304 Zimmer Biomet Holdings, Inc. COM 98956P102 77 650 SH SOLE 0 0 650 Zynerba Pharmaceuticals, Inc. COM 98986X109 81 6000 SH SOLE 0 0 6000 iShares Barclays Aggregate Bond ETF ETF 464289859 77 690 SH SOLE 0 0 690 iShares Barclays TIPS Bond ETF ETF 464287176 285 2468 SH SOLE 0 0 2468 iShares Cohen & Steers Realty Index ETF ETF 464287564 554 4915 SH SOLE 0 0 4915 iShares Core MSCI EAFE ETF ETF 46432F842 119 1944 SH SOLE 0 0 1944 iShares Core MSCI Emerging Markets ETF ETF 46434G103 75 1449 SH SOLE 0 0 1449 iShares Core S&P Small-Cap ETF ETF 464287150 6399 81748 SH SOLE 0 0 81748 iShares Dow Jones Select Divid. Index ETF ETF 464287846 297 2981 SH SOLE 0 0 2981 iShares Floating Rate Bond ETF ETF 46429B655 127 2500 SH SOLE 0 0 2500 iShares GS InvesTop Corporate Bond ETF ETF 464287242 103 828 SH SOLE 0 0 828 iShares Global Infrastructure ETF ETF 464288372 244 5275 SH SOLE 0 0 5275 iShares Intl Developed Property ETF ETF 464288422 360 9477 SH SOLE 0 0 9477 iShares Intermed.-Term Corporate Bond ETF ETF 464288638 91 1600 SH SOLE 0 0 1600 iShares MBS ETF ETF 464288588 36 339 SH SOLE 0 0 339 iShares MSCI ACWI Index ETF ETF 464288240 12 159 SH SOLE 0 0 159 iShares MSCI EAFE ESG Optimized ETF ETF 46435G516 188 2923 SH SOLE 0 0 2923 iShares MSCI EAFE Index ETF ETF 464287465 383 5832 SH SOLE 0 0 5832 iShares MSCI EAFE Minimum Volatility ETF ETF 46429B689 292 4025 SH SOLE 0 0 4025 iShares MSCI Emerg. Mkts. Min. Volat. ETF ETF 464286533 47 800 SH SOLE 0 0 800 iShares MSCI Emerging Markets ETF ETF 464287234 78 1820 SH SOLE 0 0 1820 iShares MSCI KLD 400 Social Index ETF ETF 464288570 214 1956 SH SOLE 0 0 1956 iShares MSCI Pacific ex-Japan ETF ETF 464286665 33 700 SH SOLE 0 0 700 iShares Nasdaq Biotechnology ETF ETF 464287556 22 205 SH SOLE 0 0 205 iShares Russell 1000 Index ETF ETF 464287655 31 192 SH SOLE 0 0 192 iShares Russell 2000 Index ETF ETF 464287655 66 424 SH SOLE 0 0 424 iShares Russell Mid-Cap Growth ETF ETF 464287481 70 491 SH SOLE 0 0 491 iShares Russell Mid-Cap Value ETF ETF 464287473 39 434 SH SOLE 0 0 434 iShares Russell MidCap Index ETF ETF 464287499 22 400 SH SOLE 0 0 400 iShares S&P Mid Cap 400 Index ETF ETF 464287507 214 1100 SH SOLE 0 0 1100 iShares S&P Mid-Cap 400 Growth ETF ETF 464287606 25 110 SH SOLE 0 0 110 iShares S&P MidCap 400 Value Index ETF ETF 464287705 25 154 SH SOLE 0 0 154 iShares S&P National Municipal Bond ETF ETF 464288414 743 6574 SH SOLE 0 0 6574 iShares S&P SmallCap 600 Growth Index ETF ETF 464287887 24 134 SH SOLE 0 0 134 iShares S&P SmallCap 600 Value Index ETF ETF 464287879 20 135 SH SOLE 0 0 135 iShares S&P US Preferred Stock Index ETF ETF 464288687 4465 121167 SH SOLE 0 0 121167 iShares Short-Term Corporate Bond ETF ETF 464288646 87 1623 SH SOLE 0 0 1623 iShares Short-Term National Muni Bond ETF ETF 464288158 73 681 SH SOLE 0 0 681 iShares iBoxx $ High Yield Corp. Bond ETF ETF 464288513 39 442 SH SOLE 0 0 442 salesforce.com, inc. COM 79466L302 61 400 SH SOLE 0 0 400 CBRE Clarion Glob. Real Estate Income Fund CEF 12504G100 39 5200 SH SOLE 0 0 5200 DoubleLine Income Solutions Fund CEF 258622109 42 2100 SH SOLE 0 0 2100 India Fund, Inc. CEF 454089103 9 445 SH SOLE 0 0 445 Kayne Anderson MLP/Midstream Invest. Co. CEF 486606106 855 55850 SH SOLE 0 0 55850 Nuveen High Inc. Dec 2019 Target Term Fund CEF 67076E107 49 5000 SH SOLE 0 0 5000 Nuveen Intermed. Duration Muni. Term Fund CEF 670671106 739 55000 SH SOLE 0 0 55000 PIMCO Dynamic Credit & Mortg. Income Fund CEF 72202D106 51 2150 SH SOLE 0 0 2150 PIMCO Strategic Income Fund, Inc. CEF 72200X104 95 9738 SH SOLE 0 0 9738 Reaves Utility Income Fund CEF 756158101 79 2197 SH SOLE 0 0 2197