0001701132-17-000005.txt : 20171103
0001701132-17-000005.hdr.sgml : 20171103
20171103144500
ACCESSION NUMBER: 0001701132-17-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171103
DATE AS OF CHANGE: 20171103
EFFECTIVENESS DATE: 20171103
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sterling Investment Advisors, Ltd.
CENTRAL INDEX KEY: 0001701132
IRS NUMBER: 233034280
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18056
FILM NUMBER: 171176008
BUSINESS ADDRESS:
STREET 1: 1055 WESTLAKES DRIVE
STREET 2: SUITE 150
CITY: BERWYN
STATE: PA
ZIP: 19312
BUSINESS PHONE: 6105600400
MAIL ADDRESS:
STREET 1: 1055 WESTLAKES DRIVE
STREET 2: SUITE 150
CITY: BERWYN
STATE: PA
ZIP: 19312
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001701132
XXXXXXXX
09-30-2017
09-30-2017
Sterling Investment Advisors, Ltd.
1055 WESTLAKES DRIVE
SUITE 150
BERWYN
PA
19312
13F HOLDINGS REPORT
028-18056
N
Matthew Croley
Director of Operations
610-560-0400 ext. 13
Matthew Croley
Berwyn
PA
11-03-2017
0
350
150890
false
INFORMATION TABLE
2
sterling3q17.xml
Call - PetMed Express - 40 - Exp 12/15/17
CALL
716382906
1
10
SH
Call
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0
0
0
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3M Company
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AFLAC Inc.
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1350
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0
1350
AT&T, Inc.
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210
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0
5353
AbbVie, Inc.
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00287Y109
1493
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0
16800
Abbott Laboratories
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833
15610
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0
15610
Accenture Ltd.
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36
268
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268
Adobe Systems, Inc.
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00724F101
196
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0
1314
Advanced Micro Devices
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255
20000
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20000
Aetna, Inc.
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12460
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Air Products & Chemicals, Inc.
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Akamai Technologies, Inc.
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25400
Alarm.com Holdings, Inc.
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9
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Alibaba Group Holdings Ltd.
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Align Technology, Inc.
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016255101
1669
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8961
Allergan plc
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62
301
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0
0
301
Allianz SE
ADS
018805101
22
1000
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0
0
1000
Alphabet, Inc. Class A
COM
02079K305
3238
3325
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Alphabet, Inc. Class C
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Altria Group, Inc.
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146
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Amazon.com, Inc.
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3256
3387
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0
3387
American Express
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025816109
136
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1500
American International Group
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37
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American Tower Corp.
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1291
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AmerisourceBergen Corp.
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314
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Amgen, Inc.
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031162100
2349
12599
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12599
Apple, Inc.
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037833100
8762
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56855
Applied Materials
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23
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Apricus Biosciences, Inc.
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0
4
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Aqua America, Inc.
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Ares Capital Corp.
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1662
Ares Management, L.P.
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103
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0
5500
Automatic Data Processing
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053015103
85
780
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780
Axcelis Technologies
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137
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Axt, Inc.
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55
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BB&T Corp.
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BCE, Inc.
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Baidu, Inc.
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Balchem Corp.
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Berkshire Hathaway B
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13060
Bill Barrett Corp.
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43
10000
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10000
Biogen, Inc.
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63
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Bioverativ, Inc.
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BlackRock Kelso Capital Corp.
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BlackRock, Inc.
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3718
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44
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Boeing Company
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159
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625
Brighthouse Financial
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10922N103
4
58
SH
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0
58
Bristol-Myers Squibb Co
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1916
30065
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0
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30065
Brookfield Infrastructure Partners, L.P.
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22
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CBS Corp.
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12490K107
5
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CBS Corp. Class A
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5
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CONSOL Energy, Inc.
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CVS Health Corp.
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1521
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Camden Property Trust
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Cardinal Health, Inc.
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Carnival Corporation
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Celgene Corp.
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13
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0
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Cempra, Inc.
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15130J109
2
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Centrus Energy Corp.
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0
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0
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CenturyLink, Inc.
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8
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437
Charles River Laboratories International
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108
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Charter Communications, Inc.
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16119P108
94
258
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258
Chevron Corp.
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166764100
235
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SH
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Chipotle Mexican Grill, Inc.
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47
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Cisco Systems
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364
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Citigroup, Inc.
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244
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Coca-Cola Company
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191216100
658
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14625
Cognizant Technology Solutions Corp.
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192446102
58
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SH
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0
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800
Colgate-Palmolive Company
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33
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0
0
451
Comcast Corp. Class A
COM
20030N101
815
21182
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ConocoPhillips
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241
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CoreLogic, Inc.
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Corning, Inc.
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Cubic Corp.
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DarioHealth Corp.
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23725P108
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2800
Deutsche MSCI EAFE Hedged Equity Fund
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38
1232
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Diageo plc
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Digital Realty Trust, Inc.
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36
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Dollar General Corporation
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Dominion Resources
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372
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4840
DowDuPont, Inc.
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Eastman Chemical Co.
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Eaton Corporation
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685
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Eli Lilly & Co.
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235
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Emerson Electric Co.
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Enbridge, Inc.
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521
Energy Sector SPDR Fund
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Energy Transfer Partners, L.P.
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Enterprise Products Partners, L.P.
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Evolution Petroleum Corp.
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Exelon Corporation
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Express Scripts, Inc.
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Exxon Mobil Corp.
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Facebook, Inc.
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Fastenal Company
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Fifth Third Bancorp
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Financial Sector SPDR Fund
ETF
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FireEye, Inc.
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First Trust Large Cap Core AlphaDEX Fund
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0
0
29545
First Trust Mid Cap Core AlphaDEX Fund
ETF
33735B108
1921
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0
31055
First Trust Morning. Dividend Leaders Fund
ETF
336917109
58
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FlexShares Quality Dividend Fund
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Fluor Corp.
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25
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Ford Motor Co.
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Frontier Communications Corp.
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GW Pharmaceuticals
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GasLog Ltd.
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13
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General Electric
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General Mills, Inc.
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Gilead Sciences, Inc.
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GlaxoSmithKline plc
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Globus Medical, Inc.
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Goldcorp, Inc.
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Goldman Sachs Group
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Goodrich Petroleum Corp.
COM
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1
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ETF
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HCP, Inc.
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Halliburton Company
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Halyard Health, Inc.
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Hartford Financial Svcs.
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Hasbro, Inc.
COM
418056107
1
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0
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Health Care Select Sector SPDR Fund
ETF
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Hercules Capital, Inc.
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Hologic, Inc.
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Home Depot
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275
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Honeywell International
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Host Hotels & Resorts, Inc.
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IBM
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Illumina, Inc.
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Intel Corp.
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J.P. Morgan Chase & Co.
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2027
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0
0
21226
JPMorgan Alerian MLP Fund
ETF
46625H365
13
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0
0
445
Johnson & Johnson
COM
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2376
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Kraft Heinz Company
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Lincoln National Corp.
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Lockheed Martin Corp.
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Marathon Oil Corp.
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Marathon Petroleum Corp.
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56585A102
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Medley Capital Corp.
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Medtronic plc
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Merck & Co., Inc.
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Monsanto Co.
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NVIDIA Corp.
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Nektar Therapeutics
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0
0
3000
Netflix, Inc.
COM
64110L106
36
200
SH
SOLE
0
0
200
NextEra Energy, Inc.
COM
65339F101
24
161
SH
SOLE
0
0
161
Nike, Inc.
COM
654106103
1356
26150
SH
SOLE
0
0
26150
Northrop Grumman Corp.
COM
666807102
62
214
SH
SOLE
0
0
214
Northwest Bancshares, Inc.
COM
667340103
8
450
SH
SOLE
0
0
450
Novanta Inc.
COM
66988N106
44
1000
SH
SOLE
0
0
1000
Oaktree Capital Group, LLC
COM
674001201
94
2000
SH
SOLE
0
0
2000
Omega Healthcare Investors, Inc.
COM
681936100
25
775
SH
SOLE
0
0
775
Oracle Corp.
COM
68389X105
808
16703
SH
SOLE
0
0
16703
Oramed Pharmaceuticals, Inc.
COM
68403P203
31
3150
SH
SOLE
0
0
3150
Owens-Illinois, Inc.
COM
690768403
38
1497
SH
SOLE
0
0
1497
PIMCO 1-5 Year U.S. TIPS fund
ETF
72201R205
16
305
SH
SOLE
0
0
305
PPL Corp.
COM
69351T106
1512
39852
SH
SOLE
0
0
39852
Paychex, Inc.
COM
704326107
1286
21450
SH
SOLE
0
0
21450
PepsiCo, Inc.
COM
713448108
1614
14480
SH
SOLE
0
0
14480
PetMed Express, Inc.
COM
716382106
45
1350
SH
SOLE
0
0
1350
Pfizer, Inc.
COM
717081103
170
4759
SH
SOLE
0
0
4759
Philip Morris International, Inc.
COM
718172109
185
1665
SH
SOLE
0
0
1665
Phillips 66
COM
718546104
142
1555
SH
SOLE
0
0
1555
Plug Power, Inc.
COM
72919P202
7
2500
SH
SOLE
0
0
2500
PowerShares KBW High Div. Yield Fin'l Fund
ETF
73936Q793
180
7500
SH
SOLE
0
0
7500
PowerShares QQQ Trust
ETF
631100104
262
1800
SH
SOLE
0
0
1800
PowerShares WilderHill Prog. Energy Fund
ETF
73935X161
32
1200
SH
SOLE
0
0
1200
Procter & Gamble
COM
742718109
1940
21328
SH
SOLE
0
0
21328
Public Service Enterprise Group, Inc.
COM
744573106
14
300
SH
SOLE
0
0
300
Public Storage
COM
74460D109
1635
7640
SH
SOLE
0
0
7640
QUALCOMM, Inc.
COM
747525103
31
600
SH
SOLE
0
0
600
QVC Group
COM
53071M104
1122
47600
SH
SOLE
0
0
47600
Quality Care Properties, Inc.
COM
747545101
11
700
SH
SOLE
0
0
700
Quanta Services, Inc.
COM
74762E102
40
1058
SH
SOLE
0
0
1058
Quantum Materials Corp.
COM
747906501
4
56000
SH
SOLE
0
0
56000
Raytheon Co.
COM
755111507
32
174
SH
SOLE
0
0
174
Real Estate Select Sector SPDR Fund
ETF
81369Y860
5
149
SH
SOLE
0
0
149
Recro Pharma, Inc.
COM
75629F109
1
100
SH
SOLE
0
0
100
Regeneron Pharmaceuticals, Inc.
COM
75886F107
124
278
SH
SOLE
0
0
278
Rice Midstream Partners, L.P.
COM
762819100
44
2088
SH
SOLE
0
0
2088
Rio Tinto plc
ADS
767204100
33
700
SH
SOLE
0
0
700
Rite Aid Corp.
COM
767754104
12
6000
SH
SOLE
0
0
6000
Royal Dutch Shell plc A
ADS
780259206
63
1040
SH
SOLE
0
0
1040
Royal Dutch Shell plc B
ADS
780259107
39
631
SH
SOLE
0
0
631
S&P Developed Ex-U.S. Property Index Fund
ETF
464288422
429
11250
SH
SOLE
0
0
11250
SIRIUS XM Radio, Inc.
COM
82966U103
2
373
SH
SOLE
0
0
373
SPDR Barclays Convertible Securities Fund
ETF
78464A359
4751
93031
SH
SOLE
0
0
93031
SPDR Gold Shares Fund
ETF
78463V107
1720
14150
SH
SOLE
0
0
14150
SPDR S&P 500 Fund
ETF
78462f103
766
3048
SH
SOLE
0
0
3048
SPDR S&P MidCap 400 Fund
ETF
464287507
2853
8742
SH
SOLE
0
0
8742
Sanofi-Aventis
ADS
80105N105
50
1000
SH
SOLE
0
0
1000
Schlumberger Ltd.
COM
806857108
14
200
SH
SOLE
0
0
200
Schwab U.S. Broad Market Fund
ETF
808524102
71
1169
SH
SOLE
0
0
1169
Schwab U.S. Mid-Cap Fund
ETF
808524508
2
40
SH
SOLE
0
0
40
SecureWorks Corp.
COM
81374A105
2
150
SH
SOLE
0
0
150
Shire plc
ADS
82481R106
203
1323
SH
SOLE
0
0
1323
Skyworks Solutions, Inc.
COM
83088M102
25
250
SH
SOLE
0
0
250
Snap, Inc.
COM
833034101
15
1000
SH
SOLE
0
0
1000
Spark Therapeutics, Inc.
COM
084652J13
27
300
SH
SOLE
0
0
300
Square, Inc.
COM
852234103
35
1200
SH
SOLE
0
0
1200
Starbucks Corp.
COM
855244109
842
15680
SH
SOLE
0
0
15680
Stericycle, Inc.
COM
858912108
1287
17975
SH
SOLE
0
0
17975
Stryker Corp.
COM
863667101
533
3750
SH
SOLE
0
0
3750
Summit Bancorp
COM
866005101
42
400
SH
SOLE
0
0
400
Synopsys, Inc.
COM
871607107
81
1000
SH
SOLE
0
0
1000
Teladoc, Inc.
COM
87918A105
17
500
SH
SOLE
0
0
500
Teleflex Incorporated
COM
879369106
700
2892
SH
SOLE
0
0
2892
Teradata Corp.
COM
88076W103
3
75
SH
SOLE
0
0
75
Tesla Motors, Inc.
COM
88160R101
291
854
SH
SOLE
0
0
854
Teva Pharmaceutical Industries Ltd.
ADS
881624209
18
1000
SH
SOLE
0
0
1000
The Bank Of New York Mellon
COM
064057102
1392
26250
SH
SOLE
0
0
26250
The Blackstone Group L.P.
COM
09253U108
871
26100
SH
SOLE
0
0
26100
The McClatchy Company
COM
579489303
1
100
SH
SOLE
0
0
100
The Meet Group, Inc.
COM
585141104
109
30000
SH
SOLE
0
0
30000
The Priceline Group, Inc.
COM
741503403
11
6
SH
SOLE
0
0
6
The Southern Company
COM
842587107
25
500
SH
SOLE
0
0
500
The Western Union Company
COM
959802109
18
948
SH
SOLE
0
0
948
Thor Industries, Inc.
COM
885160101
126
1000
SH
SOLE
0
0
1000
Time Inc.
COM
887228104
2
150
SH
SOLE
0
0
150
Time Warner Inc.
COM
887315109
123
1200
SH
SOLE
0
0
1200
Toro Co.
COM
891092108
12
200
SH
SOLE
0
0
200
Toronto-Dominion Bank
COM
891160509
33
578
SH
SOLE
0
0
578
Twilio, Inc.
COM
90138F102
96
3200
SH
SOLE
0
0
3200
Twitter, Inc.
COM
90184L102
372
22062
SH
SOLE
0
0
22062
USA Compression Partners, LP
COM
90290N109
17
1000
SH
SOLE
0
0
1000
Under Armour, Inc. Class A
COM
904311107
11
650
SH
SOLE
0
0
650
Under Armour, Inc. Class C
COM
904311206
9
603
SH
SOLE
0
0
603
Unilever N.V.
ADS
904784709
41
700
SH
SOLE
0
0
700
Unilever plc
ADS
904767704
110
1900
SH
SOLE
0
0
1900
United States Oil Fund
COM
91232N108
2
200
SH
SOLE
0
0
200
United States Steel Corp.
COM
912909108
0
14
SH
SOLE
0
0
14
United Technologies
COM
913017109
348
2995
SH
SOLE
0
0
2995
United Therapeutics Corp.
COM
91307C102
486
4150
SH
SOLE
0
0
4150
UnitedHealth Group Inc.
COM
91324P102
39
200
SH
SOLE
0
0
200
VanEck Vectors Gold Miners Fund
ETF
92189F106
933
40625
SH
SOLE
0
0
40625
VanEck Vectors High-Yield Muni. Index Fund
ETF
92189F361
16
500
SH
SOLE
0
0
500
Vanguard Energy Fund
ETF
92204A306
19
200
SH
SOLE
0
0
200
Vanguard Extended Market Fund
ETF
922908652
198
1850
SH
SOLE
0
0
1850
Vanguard FTSE Emerging Markets Fund
ETF
922042858
305
7005
SH
SOLE
0
0
7005
Vanguard Growth Fund
ETF
922908736
249
1879
SH
SOLE
0
0
1879
Vanguard MSCI Europe Fund
ETF
922042874
28
475
SH
SOLE
0
0
475
Vanguard REIT Index Fund
ETF
922908553
22
259
SH
SOLE
0
0
259
Vanguard Small-Cap Value Fund
ETF
922908611
23
182
SH
SOLE
0
0
182
Vanguard Total Stock Market Fund
ETF
922908769
16
127
SH
SOLE
0
0
127
Vanguard Utilities Fund
ETF
92204A876
210
1801
SH
SOLE
0
0
1801
Vanguard Value Fund
ETF
922908744
28
277
SH
SOLE
0
0
277
Vector Group Ltd.
COM
92240M108
88
4294
SH
SOLE
0
0
4294
Verizon Communications, Inc.
COM
92343V104
3411
68919
SH
SOLE
0
0
68919
Versartis, Inc.
COM
92529L102
5
2000
SH
SOLE
0
0
2000
Viacom, Inc. Class A
COM
92553P102
3
80
SH
SOLE
0
0
80
Viacom, Inc. Class B
COM
92553P201
612
21980
SH
SOLE
0
0
21980
Visa, Inc.
COM
92851S204
2856
27139
SH
SOLE
0
0
27139
Vodafone Group plc
ADS
92857W100
2
76
SH
SOLE
0
0
76
W.P. Carey, Inc.
COM
92826C839
11
161
SH
SOLE
0
0
161
WSFS Financial Corp.
COM
929328102
678
13910
SH
SOLE
0
0
13910
Wal-Mart Stores
COM
931142103
63
811
SH
SOLE
0
0
811
Walgreens Boots Alliance, Inc.
COM
931427108
12
160
SH
SOLE
0
0
160
Walt Disney Co.
COM
254687106
343
3475
SH
SOLE
0
0
3475
Wells Fargo & Company
COM
949746101
107
1935
SH
SOLE
0
0
1935
Welltower, Inc.
COM
95040Q104
1209
17196
SH
SOLE
0
0
17196
Western Digital Corp.
COM
958102105
4
47
SH
SOLE
0
0
47
Western Gas Equity Partners, L.P.
COM
95825R103
28
680
SH
SOLE
0
0
680
Weyerhauser Company
COM
962166104
3
100
SH
SOLE
0
0
100
Whirlpool Corporation
COM
963320106
37
200
SH
SOLE
0
0
200
Yum Brands, Inc.
COM
988498101
22
304
SH
SOLE
0
0
304
Zimmer Biomet Holdings, Inc.
COM
98956P102
82
700
SH
SOLE
0
0
700
iShares Barclay Interm US Credit Bond Fund
ETF
464288638
88
800
SH
SOLE
0
0
800
iShares Barclays 1-3 Year Credit Bond Fund
ETF
464288646
126
1200
SH
SOLE
0
0
1200
iShares Barclays Aggregate Bond Fund
ETF
464289859
77
700
SH
SOLE
0
0
700
iShares Barclays TIPS Bond Fund
ETF
464287176
280
2465
SH
SOLE
0
0
2465
iShares Cohen & Steers Realty Index Fund
ETF
464287564
523
5200
SH
SOLE
0
0
5200
iShares Core S&P Small-Cap Fund
ETF
464287150
5825
78478
SH
SOLE
0
0
78478
iShares Dow Jones Select Dividend Index
ETF
464287846
233
2487
SH
SOLE
0
0
2487
iShares Europe Fund
ETF
464287861
14
300
SH
SOLE
0
0
300
iShares Floating Rate Bond Fund
ETF
46429B655
48
943
SH
SOLE
0
0
943
iShares GS InvesTop Corporate Bond Fund
ETF
464287242
63
520
SH
SOLE
0
0
520
iShares Global Infrastructure Fund
ETF
464288372
781
17250
SH
SOLE
0
0
17250
iShares MSCI ACWI Index Fund
ETF
464288240
11
159
SH
SOLE
0
0
159
iShares MSCI EAFE ESG Optimized Fund
ETF
46435G516
194
2923
SH
SOLE
0
0
2923
iShares MSCI EAFE Index Fund
ETF
464287465
115
1680
SH
SOLE
0
0
1680
iShares MSCI Emerging Markets Index Fund
ETF
464287234
82
1820
SH
SOLE
0
0
1820
iShares MSCI Israel Capped Fund
ETF
464286632
10
200
SH
SOLE
0
0
200
iShares MSCI KLD 400 Social Index Fund
ETF
464288570
228
2456
SH
SOLE
0
0
2456
iShares MSCI Pacific ex-Japan Fund
ETF
464286665
32
700
SH
SOLE
0
0
700
iShares Nasdaq Biotechnology Fund
ETF
464287556
143
430
SH
SOLE
0
0
430
iShares Russell 1000 Index Fund
ETF
464287655
27
192
SH
SOLE
0
0
192
iShares Russell 2000 Index Fund
ETF
464287655
59
401
SH
SOLE
0
0
401
iShares Russell Mid-Cap Growth Fund
ETF
464287481
56
491
SH
SOLE
0
0
491
iShares Russell Mid-Cap Value Fund
ETF
464287473
37
434
SH
SOLE
0
0
434
iShares Russell MidCap Index Fund
ETF
464287499
46
235
SH
SOLE
0
0
235
iShares S&P Mid Cap 400 Index Fund
ETF
464287507
174
974
SH
SOLE
0
0
974
iShares S&P National Municipal Bond Fund
ETF
464288414
729
6574
SH
SOLE
0
0
6574
iShares S&P SmallCap 600 Growth Index Fund
ETF
464287887
22
134
SH
SOLE
0
0
134
iShares S&P SmallCap 600 Value Index Fund
ETF
464287879
30
200
SH
SOLE
0
0
200
iShares S&P US Preferred Stock Index Fund
ETF
464288687
5877
151418
SH
SOLE
0
0
151418
iShares iBoxx High Yield Corp. Bond Fund
ETF
464288513
36
400
SH
SOLE
0
0
400
India Fund, Inc.
CEF
454089103
12
445
SH
SOLE
0
0
445
Nuveen AMT-Free Quality Muni. Income Fund
CEF
670657105
3
228
SH
SOLE
0
0
228
Nuveen High Inc. Dec 2019 Target Term Fund
CEF
67076E107
51
5000
SH
SOLE
0
0
5000
Nuveen Intermed. Duration Muni. Term Fund
CEF
670671106
772
57700
SH
SOLE
0
0
57700
Pioneer Muni. High Income Advantage Trust
CEF
723762100
68
5915
SH
SOLE
0
0
5915
Reaves Utility Income Fund
CEF
756158101
54
1694
SH
SOLE
0
0
1694