0001104659-22-079027.txt : 20220712 0001104659-22-079027.hdr.sgml : 20220712 20220712091740 ACCESSION NUMBER: 0001104659-22-079027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220708 FILED AS OF DATE: 20220712 DATE AS OF CHANGE: 20220712 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Denbaars Steven CENTRAL INDEX KEY: 0001700533 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56181 FILM NUMBER: 221078340 MAIL ADDRESS: STREET 1: 9805 NORTHCROSS CENTER CT STREET 2: SUITE H CITY: HUNTERSVILLE STATE: NC ZIP: 28078 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SmartKem, Inc. CENTRAL INDEX KEY: 0001817760 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 851083654 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: MANCHESTER TECHNOLOGY CENTER STREET 2: HEXAGON TOWER, DELAUNAYS ROAD, BLACKLEY CITY: MANCHESTER STATE: X0 ZIP: M9 8GQ BUSINESS PHONE: 011-44-161-721-1514 MAIL ADDRESS: STREET 1: MANCHESTER TECHNOLOGY CENTER STREET 2: HEXAGON TOWER, DELAUNAYS ROAD, BLACKLEY CITY: MANCHESTER STATE: X0 ZIP: M9 8GQ FORMER COMPANY: FORMER CONFORMED NAME: Parasol Investments Corp DATE OF NAME CHANGE: 20200710 4 1 tm2220038-5_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-07-08 0 0001817760 SmartKem, Inc. SMTK 0001700533 Denbaars Steven HEXAGON TOWER DELAUNAYS ROAD, BLACKLEY MANCHESTER X0 M9 8GQ UNITED KINGDOM 1 0 0 0 Stock option (right to buy) 2 2022-07-08 4 A 0 18000 0 A 2032-07-08 Common Stock 18000 18000 D The option award was made in accordance with the terms of the Issuer's 2021 Equity Incentive Plan. The option vests as to 25% of the shares on July 8, 2023 with the remaining shares to vest in equal monthly installments over a period of 36 months commencing on August 1, 2023. /s/ Robert Bahns, attorney-in-fact for Steven Denbaars 2022-07-12