0001062993-23-013208.txt : 20230608 0001062993-23-013208.hdr.sgml : 20230608 20230608203102 ACCESSION NUMBER: 0001062993-23-013208 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230606 FILED AS OF DATE: 20230608 DATE AS OF CHANGE: 20230608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grady Patrick W CENTRAL INDEX KEY: 0001700423 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40817 FILM NUMBER: 231003576 MAIL ADDRESS: STREET 1: C/O OKTA, INC. STREET 2: 301 BRANNAN STREET 1ST FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Amplitude, Inc. CENTRAL INDEX KEY: 0001866692 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 THIRD STREET, SUITE 200 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 510 473-5668 MAIL ADDRESS: STREET 1: 201 THIRD STREET, SUITE 200 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0407 4 2023-06-06 0001866692 Amplitude, Inc. AMPL 0001700423 Grady Patrick W 2800 SAND HILL ROAD, SUITE 101 MENLO PARK CA 94025 1 0 1 0 0 Class A Common Stock 2023-06-06 4 C 0 51876 0 A 51876 I Sequoia Capital U.S. Growth Fund VIII, L.P. Class A Common Stock 2023-06-06 4 C 0 4711 0 A 4711 I Sequoia Grove II, LLC Class A Common Stock 2023-06-06 4 S 0 51876 10.15 D 0 I Sequoia Capital U.S. Growth Fund VIII, L.P. Class A Common Stock 2023-06-06 4 S 0 4711 10.15 D 0 I Sequoia Grove II, LLC Class A Common Stock 2023-06-07 4 C 0 237330 0 A 237330 I Sequoia Capital U.S. Growth Fund VIII, L.P. Class A Common Stock 2023-06-07 4 C 0 21552 0 A 21552 I Sequoia Grove II, LLC Class A Common Stock 2023-06-07 4 S 0 237330 10.06 D 0 I Sequoia Capital U.S. Growth Fund VIII, L.P. Class A Common Stock 2023-06-07 4 S 0 21552 10.06 D 0 I Sequoia Grove II, LLC Class A Common Stock 2023-06-08 4 C 0 7708 0 A 7708 I Sequoia Capital U.S. Growth Fund VIII, L.P. Class A Common Stock 2023-06-08 4 C 0 700 0 A 700 I Sequoia Grove II, LLC Class A Common Stock 2023-06-08 4 S 0 7708 10.06 D 0 I Sequoia Capital U.S. Growth Fund VIII, L.P. Class A Common Stock 2023-06-08 4 S 0 700 10.06 D 0 I Sequoia Grove II, LLC Class A Common Stock 2225077 I Sequoia Capital U.S. Growth Fund IX, L.P. Class A Common Stock 242788 I Sequoia Capital U.S. Growth IX Principals Fund, L.P. Class A Common Stock 95885 I Sequoia Capital U.S. Growth Partners Fund IX, L.P. Class A Common Stock 235201 I Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. Class A Common Stock 9943 D Class B Common Stock 2023-06-06 4 C 0 51876 D Class A Common Stock 51876 5114497 I Sequoia Capital U.S. Growth Fund VIII, L.P. Class B Common Stock 2023-06-06 4 C 0 4711 D Class A Common Stock 4711 398113 I Sequoia Grove II, LLC Class B Common Stock 2023-06-07 4 C 0 237330 D Class A Common Stock 237330 4877167 I Sequoia Capital U.S. Growth Fund VIII, L.P. Class B Common Stock 2023-06-07 4 C 0 21552 D Class A Common Stock 21552 376561 I Sequoia Grove II, LLC Class B Common Stock 2023-06-08 4 C 0 7708 D Class A Common Stock 7708 4869459 I Sequoia Capital U.S. Growth Fund VIII, L.P. Class B Common Stock 2023-06-08 4 C 0 700 D Class A Common Stock 700 375861 I Sequoia Grove II, LLC The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. The Reporting Person is a director and stockholder of SC US (TTGP), Ltd. SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P. ("GFVIII Management"), which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), (ii) the general partner of SC U.S. Venture 2010 Management, L.P. ("USV2010 Management"), which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. (USV 2010-Seed), and (iii) the general partner of SC U.S. Growth IX Management, L.P. ("GFIX Management"), which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. (collectively "the GFIX Funds"). (Continued from Footnote 2) The Reporting Person disclaims beneficial ownership of the shares held by GFVIII, USV 2010-Seed, and the GFIX Funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.80 to $10.33. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.00 to $10.49. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.00 to $10.22. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above. The Reporting Person is a member of Sequoia Grove Manager, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. /s/ Jung Yeon Son, Attorney-in-Fact 2023-06-08