0001700286-23-000009.txt : 20231113 0001700286-23-000009.hdr.sgml : 20231113 20231113070405 ACCESSION NUMBER: 0001700286-23-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231113 DATE AS OF CHANGE: 20231113 EFFECTIVENESS DATE: 20231113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Algebris (UK) Ltd CENTRAL INDEX KEY: 0001700286 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18103 FILM NUMBER: 231395031 BUSINESS ADDRESS: STREET 1: 1 ST JAMESS MARKET CITY: LONDON STATE: X0 ZIP: SW1Y 4AH BUSINESS PHONE: 00442031962450 MAIL ADDRESS: STREET 1: 1 ST JAMESS MARKET CITY: LONDON STATE: X0 ZIP: SW1Y 4AH 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001700286 XXXXXXXX 028-18103 09-30-2023 09-30-2023 Algebris (UK) Ltd

1 St Jamess Market London X0 SW1Y 4AH

13F HOLDINGS REPORT 028-18103 N Karina Cooper 442031962450 Karina Cooper London X0 11-10-2023 0 41 195941508 INFORMATION TABLE 2 information_table.xml ADVANCED DRAIN SYS INC DEL COM 00790R104 478351 4194 SH SOLE 4194 0 0 CENCORA INC COM 03073E105 708146 3927 SH SOLE 3927 0 0 ANNALY CAPITAL MANAGEMENT IN COM NEW 035710839 7963971 422551 SH SOLE 422551 0 0 APPLIED MATLS INC COM 038222105 454602 3277 SH SOLE 3277 0 0 BANK NEW YORK MELLON CORP COM 064058100 7307977 171008 SH SOLE 171008 0 0 BLACKSTONE MORTGAGE TRUST IN NOTE 5.500% 3/1 09257WAE0 2233340 2500000 SH SOLE 2500000 0 0 CITIGROUP INC COM NEW 172967424 25790689 625810 SH SOLE 625810 0 0 CITIZENS FINL GROUP INC COM 174610105 14007370 521627 SH SOLE 521627 0 0 CLEAN HARBORS INC COM 184496107 692570 4130 SH SOLE 4130 0 0 COHEN & STEERS LTD DURATION COM 19248C105 986297 57665 SH SOLE 57665 0 0 CORE & MAIN INC CL A 21874C102 340239 11770 SH SOLE 11770 0 0 CROWN HLDGS INC COM 228368106 561279 6331 SH SOLE 6331 0 0 DEERE & CO COM 244199105 330863 875 SH SOLE 875 0 0 DIREXION SHS ETF TR DAILY REAL ESTAT 25460G419 1509242 25000 SH SOLE 25000 0 0 EQUITABLE HLDGS INC COM 29452E101 16449920 578278 SH SOLE 578278 0 0 FEDERATED HERMES INC CL B 314211103 9183426 270600 SH SOLE 270600 0 0 FIRST BANCSHARES INC MS COM 318916103 2204285 81569 SH SOLE 81569 0 0 FIRST HORIZON CORPORATION COM 320517105 7296811 660830 SH SOLE 660830 0 0 GENENTA SCIENCE S P A SPONSORED ADS 36870W100 225447 45000 SH SOLE 45000 0 0 GUILD HLDGS CO CL A 40172N107 545874 49662 SH SOLE 49662 0 0 LIBERTY MEDIA CORP DEL NOTE 2.250% 8/1 531229AQ5 4904823 5000000 SH SOLE 5000000 0 0 M & T BK CORP COM 55261F104 12468027 98405 SH SOLE 98405 0 0 NUVEEN PFD & INCOME SECS FD COM 67072C105 7744640 1252721 SH SOLE 1252721 0 0 NUVEEN PFD & INCOME OPPORTUN COM 67073B106 1211647 191034 SH SOLE 191034 0 0 POPULAR INC COM NEW 733174700 9435674 149452 SH SOLE 149452 0 0 Q2 HLDGS INC COM 74736L109 6859355 212140 SH SOLE 212140 0 0 REPUBLIC SVCS INC COM 760759100 903880 6330 SH SOLE 6330 0 0 ROCKWELL AUTOMATION INC COM 773903109 230869 806 SH SOLE 806 0 0 SCULPTOR CAP MGMT COM CL A 811246107 3111232 267678 SH SOLE 267678 0 0 SEMPRA COM 816851109 358958 5266 SH SOLE 5266 0 0 SMITH A O CORP COM 831865209 283864 4284 SH SOLE 4284 0 0 STRYKER CORPORATION COM 863667101 628400 2295 SH SOLE 2295 0 0 SYNOPSYS INC COM 871607107 574392 1249 SH SOLE 1249 0 0 TESLA INC COM 88160R101 350252 1397 SH SOLE 1397 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 438707 865 SH SOLE 865 0 0 UNUM GROUP COM 91529Y106 16478406 334331 SH SOLE 334331 0 0 WABTEC COM 929740108 569567 5349 SH SOLE 5349 0 0 WASTE MGMT INC DEL COM 94106L109 713614 4672 SH SOLE 4672 0 0 WEBSTER FINL CORP COM 947890109 18750360 464232 SH SOLE 464232 0 0 WELLS FARGO CO NEW COM 949746101 10098668 246663 SH SOLE 246663 0 0 XYLEM INC COM 98419M100 555474 6090 SH SOLE 6090 0 0