0001415889-24-012926.txt : 20240510 0001415889-24-012926.hdr.sgml : 20240510 20240510190025 ACCESSION NUMBER: 0001415889-24-012926 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240509 FILED AS OF DATE: 20240510 DATE AS OF CHANGE: 20240510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liu Ying Christina CENTRAL INDEX KEY: 0001783302 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40526 FILM NUMBER: 24936509 MAIL ADDRESS: STREET 1: C/O ZENDESK, INC. STREET 2: 1019 MARKET STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Confluent, Inc. CENTRAL INDEX KEY: 0001699838 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 471824387 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 899 W. EVELYN AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 BUSINESS PHONE: 800-439-3207 MAIL ADDRESS: STREET 1: 899 W. EVELYN AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 4 1 form4-05102024_070501.xml X0508 4 2024-05-09 0001699838 Confluent, Inc. CFLT 0001783302 Liu Ying Christina C/O CONFLUENT, INC. 899 W. EVELYN AVENUE MOUNTAIN VIEW CA 94041 false true false false CHIEF ACCOUNTING OFFICER 1 Class A Common Stock 2024-05-09 4 C 0 68000 A 236338 D Class A Common Stock 2024-05-09 4 S 0 68000 31.06 D 168338 D Class A Common Stock 2024-05-10 4 C 0 4000 A 172338 D Class A Common Stock 2024-05-10 4 S 0 3635 29.88 D 168703 D Class A Common Stock 2024-05-10 4 S 0 365 30.87 D 168338 D Stock Option (Right to Buy) 15.68 2024-05-09 4 M 0 68000 0 D 2031-03-18 Class B Common Stock 68000 332000 D Class B Common Stock 2024-05-09 4 M 0 68000 0 A Class A Common Stock 68000 68000 D Class B Common Stock 2024-05-09 4 C 0 68000 0 D Class A Common Stock 68000 0 D Stock Option (Right to Buy) 15.68 2024-05-10 4 M 0 4000 0 D 2031-03-18 Class B Common Stock 4000 328000 D Class B Common Stock 2024-05-10 4 M 0 4000 0 A Class A Common Stock 4000 4000 D Class B Common Stock 2024-05-10 4 C 0 4000 0 D Class A Common Stock 4000 0 D Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Shares sold pursuant to a 10b5-1 trading plan dated November 29, 2023. The shares were sold at prices ranging from $30.69 to $31.57. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The shares were sold at prices ranging from $29.38 to $30.34. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The shares were sold at prices ranging from $30.51 to $31.15. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The shares subject to the option are immediately exercisable. 25% of the shares vested on March 18, 2022 and the remainder vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. /s/ Melanie Vinson, Attorney-in-Fact 2024-05-10