0001415889-24-012926.txt : 20240510
0001415889-24-012926.hdr.sgml : 20240510
20240510190025
ACCESSION NUMBER: 0001415889-24-012926
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240509
FILED AS OF DATE: 20240510
DATE AS OF CHANGE: 20240510
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Liu Ying Christina
CENTRAL INDEX KEY: 0001783302
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40526
FILM NUMBER: 24936509
MAIL ADDRESS:
STREET 1: C/O ZENDESK, INC.
STREET 2: 1019 MARKET STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Confluent, Inc.
CENTRAL INDEX KEY: 0001699838
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 471824387
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 899 W. EVELYN AVENUE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
BUSINESS PHONE: 800-439-3207
MAIL ADDRESS:
STREET 1: 899 W. EVELYN AVENUE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
4
1
form4-05102024_070501.xml
X0508
4
2024-05-09
0001699838
Confluent, Inc.
CFLT
0001783302
Liu Ying Christina
C/O CONFLUENT, INC.
899 W. EVELYN AVENUE
MOUNTAIN VIEW
CA
94041
false
true
false
false
CHIEF ACCOUNTING OFFICER
1
Class A Common Stock
2024-05-09
4
C
0
68000
A
236338
D
Class A Common Stock
2024-05-09
4
S
0
68000
31.06
D
168338
D
Class A Common Stock
2024-05-10
4
C
0
4000
A
172338
D
Class A Common Stock
2024-05-10
4
S
0
3635
29.88
D
168703
D
Class A Common Stock
2024-05-10
4
S
0
365
30.87
D
168338
D
Stock Option (Right to Buy)
15.68
2024-05-09
4
M
0
68000
0
D
2031-03-18
Class B Common Stock
68000
332000
D
Class B Common Stock
2024-05-09
4
M
0
68000
0
A
Class A Common Stock
68000
68000
D
Class B Common Stock
2024-05-09
4
C
0
68000
0
D
Class A Common Stock
68000
0
D
Stock Option (Right to Buy)
15.68
2024-05-10
4
M
0
4000
0
D
2031-03-18
Class B Common Stock
4000
328000
D
Class B Common Stock
2024-05-10
4
M
0
4000
0
A
Class A Common Stock
4000
4000
D
Class B Common Stock
2024-05-10
4
C
0
4000
0
D
Class A Common Stock
4000
0
D
Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
Shares sold pursuant to a 10b5-1 trading plan dated November 29, 2023.
The shares were sold at prices ranging from $30.69 to $31.57. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares were sold at prices ranging from $29.38 to $30.34. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares were sold at prices ranging from $30.51 to $31.15. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares subject to the option are immediately exercisable. 25% of the shares vested on March 18, 2022 and the remainder vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date.
/s/ Melanie Vinson, Attorney-in-Fact
2024-05-10