0001699080-22-000001.txt : 20220204 0001699080-22-000001.hdr.sgml : 20220204 20220204170543 ACCESSION NUMBER: 0001699080-22-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220204 DATE AS OF CHANGE: 20220204 EFFECTIVENESS DATE: 20220204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Synergy Asset Management, LLC CENTRAL INDEX KEY: 0001699080 IRS NUMBER: 912138969 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20757 FILM NUMBER: 22594437 BUSINESS ADDRESS: STREET 1: 13231 SE 36TH STREET #215 CITY: BELLEVUE STATE: WA ZIP: 98006 BUSINESS PHONE: 206-386-5455 MAIL ADDRESS: STREET 1: 13231 SE 36TH STREET #215 CITY: BELLEVUE STATE: WA ZIP: 98006 FORMER COMPANY: FORMER CONFORMED NAME: Synergy Financial Management, LLC DATE OF NAME CHANGE: 20170227 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001699080 XXXXXXXX 12-31-2021 12-31-2021 Synergy Asset Management, LLC

13231 SE 36TH STREET #215 BELLEVUE WA 98006

13F HOLDINGS REPORT 028-20757 N Joe Mass 206-386-5450 Joe Maas Bellevue WA 02-04-2022 0 206 420376 false INFORMATION TABLE 2 SAM13F12312021.xml AMCOR PLCORDG0250X1071827 152137 SH SOLE 0 0 152137 ACCENTURE PLC IRELANDSHS CLASS AG1151C101398 961 SH SOLE 0 0 961 AGCO CORPCOM001084102453 3904 SH SOLE 0 0 3904 ARK ETF TRINNOVATION ETF00214Q104306 3238 SH SOLE 0 0 3238 ADOBE SYSTEMS INCORPORATEDCOM00724F1016237 10999 SH SOLE 0 0 10999 ALPHABET INCCAP STK CL A02079K30514888 5139 SH SOLE 0 0 5139 ALTRIA GROUP INCCOM02209S103406 8577 SH SOLE 0 0 8577 AMAZON COM INCCOM02313510614988 4495 SH SOLE 0 0 4495 AMERICAN CENTY ETF TRUS SML CP VALU025072877206 2584 SH SOLE 0 0 2584 AMERICAN TOWER CORP NEWCOM03027X100232 794 SH SOLE 0 0 794 AMPLIFY ETF TRAMPLIFY LITHIUM032108805205 11366 SH SOLE 0 0 11366 ANALOG DEVICES INCCOM032654105442 2512 SH SOLE 0 0 2512 APPLE INCCOM03783310017396 97968 SH SOLE 0 0 97968 ASSURANT INCCOM04621X1089743 62510 SH SOLE 0 0 62510 ATMOS ENERGY CORPCOM0495601053030 28925 SH SOLE 0 0 28925 BHP GROUP PLCSPONSORED ADR05545E209204 3419 SH SOLE 0 0 3419 BK OF AMERICA CORPCOM060505104563 12653 SH SOLE 0 0 12653 BANK OZKCOM06417N10310817 232483 SH SOLE 0 0 232483 BARCLAYS BANK PLCETN LKD 4806746P431233 1989 SH SOLE 0 0 1989 BARCLAYS BANK PLCETN LKD 4806746P480218 7957 SH SOLE 0 0 7957 BERKSHIRE HATHAWAY INC DELCL B NEW08467070215083 50444 SH SOLE 0 0 50444 BOEING COCOM097023105266 1320 SH SOLE 0 0 1320 BROADCOM INCCOM11135F1012051 3082 SH SOLE 0 0 3082 CIGNA CORP NEWCOM125523100402 1752 SH SOLE 0 0 1752 COCA COLA COCOM1912161003302 55769 SH SOLE 0 0 55769 COMCAST CORP NEWCL A20030N101242 4805 SH SOLE 0 0 4805 CORVUS GOLD INCCOM221013105186 57755 SH SOLE 0 0 57755 COSTCO WHSL CORP NEWCOM22160K1058852 15592 SH SOLE 0 0 15592 CRANE COCOM224399105200 1969 SH SOLE 0 0 1969 DIREXION SHS ETF TRRUSELL1000 GWT25460E448214 1608 SH SOLE 0 0 1608 DIREXION SHS ETF TRRUSELL1000 VAL25460E4555055 85260 SH SOLE 0 0 85260 DISNEY WALT COCOM254687106565 3649 SH SOLE 0 0 3649 DOMINION ENERGY INCCOM25746U1093519 44799 SH SOLE 0 0 44799 EMERSON ELEC COCOM2910111043326 35770 SH SOLE 0 0 35770 EXXON MOBIL CORPCOM30231G1023266 53381 SH SOLE 0 0 53381 META PLATFORMS INCCL A30303M1029624 28614 SH SOLE 0 0 28614 FEDEX CORPCOM31428X106305 1181 SH SOLE 0 0 1181 FIRST TR EXCHANGE-TRADED FDCAP STRENGTH ETF33733E1045212 61649 SH SOLE 0 0 61649 FIRST TR EXCHANGE-TRADED FDNAS CLNEDG GREEN33733E500215 3159 SH SOLE 0 0 3159 FIRST TR EXCHANGE TRADED FDNASDQ CLN EDGE33737A108130 1271 SH SOLE 0 0 1271 FIRST TR EXCHANGE-TRADED FDNASD TECH DIV33738R1184572 72749 SH SOLE 0 0 72749 FIRST TR EXCHANGE-TRADED FDFT STRG INCM ETF33739Q309224 4421 SH SOLE 0 0 4421 FIRST TR EXCHANGE-TRADED FDFIRST TR ENH NEW33739Q4089374 156752 SH SOLE 0 0 156752 FIRST TR EXCHANGE-TRADED FDSSI STRG ETF33739Q507271 6552 SH SOLE 0 0 6552 FLEXSHARES TRGLB QLT R/E IDX33939L7873976 53642 SH SOLE 0 0 53642 FREEPORT-MCMORAN INCCL B35671D857203 4862 SH SOLE 0 0 4862 GLOBAL PMTS INCCOM37940X10211392 84272 SH SOLE 0 0 84272 GLOBAL X FDSLITHIUM BTRY ETF37954Y855196 2325 SH SOLE 0 0 2325 HOME DEPOT INCCOM437076102338 814 SH SOLE 0 0 814 HUNTSMAN CORPCOM4470111071965 56350 SH SOLE 0 0 56350 INTEL CORPCOM458140100554 10756 SH SOLE 0 0 10756 INVESCO QQQ TRUNIT SER 146090E103217 546 SH SOLE 0 0 546 INVESCO EXCHANGE TRADED FD TS&P500 EQL UTL46137V2744620 40468 SH SOLE 0 0 40468 INVESCO EXCHANGE TRADED FD TS&P500 EQL REL46137V2905141 121672 SH SOLE 0 0 121672 INVESCO EXCHANGE TRADED FD TS&P500 EQL STP46137V3734642 27339 SH SOLE 0 0 27339 INVESCO EXCH TRADED FD TR IIS&P500 LOW VOL46138E3544898 71375 SH SOLE 0 0 71375 INVESCO EXCH TRADED FD TR IIDWA SMLCP MENT46138E842240 2668 SH SOLE 0 0 2668 ISHARES INCMSCI GLB SLV&MTL464286327157 12189 SH SOLE 0 0 12189 ISHARES TR20 YR TR BD ETF4642874325481 36985 SH SOLE 0 0 36985 ISHARES TRUS CONSM STAPLES4642878124623 23093 SH SOLE 0 0 23093 ISHARES TRUS TREAS BD ETF46429B2675553 208139 SH SOLE 0 0 208139 ISHARES TRMSCI USA MIN VOL46429B697564 6975 SH SOLE 0 0 6975 ISHARES INCMSCI GBL ETF NEW46434G8484629 108622 SH SOLE 0 0 108622 ISHARES TRESG AWRE USD ETF46435G1935398 197783 SH SOLE 0 0 197783 ISHARES TRCORE INTL AGGR46435G6725494 100749 SH SOLE 0 0 100749 JPMORGAN CHASE & COCOM46625H100281 1775 SH SOLE 0 0 1775 JOHNSON & JOHNSONCOM47816010414922 87227 SH SOLE 0 0 87227 LARGO INCCOM517097101163 17550 SH SOLE 0 0 17550 LEGGETT & PLATT INCCOM5246601072236 54322 SH SOLE 0 0 54322 LEGG MASON ETF INVT TRWESTN AST SHRT52468L786457 17634 SH SOLE 0 0 17634 LOCKHEED MARTIN CORPCOM53983010910946 30798 SH SOLE 0 0 30798 MSC INDL DIRECT INCCL A5535301062647 31489 SH SOLE 0 0 31489 MARATHON PETE CORPCOM56585A102299 4678 SH SOLE 0 0 4678 MASTERCARD INCORPORATEDCL A57636Q104766 2133 SH SOLE 0 0 2133 MCKESSON CORPCOM58155Q103425 1711 SH SOLE 0 0 1711 MERCK & CO INCCOM58933Y1052364 30848 SH SOLE 0 0 30848 MICROSOFT CORPCOM59491810425364 75416 SH SOLE 0 0 75416 MICROCHIP TECHNOLOGY INC.COM5950171049170 105327 SH SOLE 0 0 105327 NETFLIX INCCOM64110L106225 374 SH SOLE 0 0 374 NVIDIA CORPORATIONCOM67066G1046606 22460 SH SOLE 0 0 22460 OSI ETF TROSHARES US QUALT67110P4074600 98777 SH SOLE 0 0 98777 OLD REP INTL CORPCOM6802231042685 109250 SH SOLE 0 0 109250 OVINTIV INCCOM69047Q1026689 198485 SH SOLE 0 0 198485 PAYPAL HLDGS INCCOM70450Y103241 1280 SH SOLE 0 0 1280 PEPSICO INCCOM7134481082487 14316 SH SOLE 0 0 14316 PHILIP MORRIS INTL INCCOM7181721092047 21548 SH SOLE 0 0 21548 REALTY INCOME CORPCOM7561091042607 36416 SH SOLE 0 0 36416 RESMED INCCOM7611521078252 31679 SH SOLE 0 0 31679 RIO TINTO PLCSPONSORED ADR767204100193 2887 SH SOLE 0 0 2887 ROSS STORES INCCOM7782961038422 73694 SH SOLE 0 0 73694 SPDR S&P 500 ETF TRTR UNIT78462F1031049 2208 SH SOLE 0 0 2208 SPDR SER TRBLOOMBERG 1-3 MO78468R6631564 17107 SH SOLE 0 0 17107 SALESFORCE COM INCCOM79466L302336 1321 SH SOLE 0 0 1321 STARBUCKS CORPCOM855244109162 1386 SH SOLE 0 0 1386 TECK RESOURCES LTDCL B878742204204 7068 SH SOLE 0 0 7068 TESLA INCCOM88160R101215 203 SH SOLE 0 0 203 TEXAS INSTRS INCCOM8825081042069 10978 SH SOLE 0 0 10978 UNITEDHEALTH GROUP INCCOM91324P102613 1221 SH SOLE 0 0 1221 VALE S ASPONSORED ADS91912E105199 14179 SH SOLE 0 0 14179 VANGUARD CHARLOTTE FDSTOTAL INT BD ETF92203J407189 3419 SH SOLE 0 0 3419 VANGUARD INDEX FDSREAL ESTATE ETF922908553178 1532 SH SOLE 0 0 1532 VANGUARD INDEX FDSSMALL CP ETF922908751222 980 SH SOLE 0 0 980 VERIZON COMMUNICATIONS INCCOM92343V1043549 68296 SH SOLE 0 0 68296 VISA INCCOM CL A92826C839729 3363 SH SOLE 0 0 3363 WALMART INCCOM93114210311463 79225 SH SOLE 0 0 79225 WEST PHARMACEUTICAL SVSC INCCOM9553061056460 13773 SH SOLE 0 0 13773 WESTAMERICA BANCORPORATIONCOM9570901032423 41969 SH SOLE 0 0 41969 AMCOR PLCORDG0250X107154 12782 SH OTR 0 0 12782 AGCO CORPCOM00108410216 134 SH OTR 0 0 134 ARK ETF TRINNOVATION ETF00214Q1041 11 SH OTR 0 0 11 ADOBE SYSTEMS INCORPORATEDCOM00724F101667 1177 SH OTR 0 0 1177 ALPHABET INCCAP STK CL A02079K3051674 578 SH OTR 0 0 578 AMAZON COM INCCOM0231351061707 512 SH OTR 0 0 512 AMERICAN TOWER CORP NEWCOM03027X10028 97 SH OTR 0 0 97 AMPLIFY ETF TRAMPLIFY LITHIUM03210880538 2114 SH OTR 0 0 2114 ANALOG DEVICES INCCOM03265410514 80 SH OTR 0 0 80 APPLE INCCOM0378331001956 11015 SH OTR 0 0 11015 ASSURANT INCCOM04621X1081048 6724 SH OTR 0 0 6724 ATMOS ENERGY CORPCOM049560105263 2514 SH OTR 0 0 2514 BHP GROUP PLCSPONSORED ADR05545E20940 663 SH OTR 0 0 663 BK OF AMERICA CORPCOM06050510442 934 SH OTR 0 0 934 BANK OZKCOM06417N1031116 23994 SH OTR 0 0 23994 BARCLAYS BANK PLCETN LKD 4806746P43143 367 SH OTR 0 0 367 BARCLAYS BANK PLCETN LKD 4806746P48042 1521 SH OTR 0 0 1521 BERKSHIRE HATHAWAY INC DELCL B NEW0846707021549 5179 SH OTR 0 0 5179 BROADCOM INCCOM11135F101176 264 SH OTR 0 0 264 CIGNA CORP NEWCOM12552310013 57 SH OTR 0 0 57 CHARTER COMMUNICATIONS INC NCL A16119P108213 327 SH OTR 0 0 327 COCA COLA COCOM191216100283 4773 SH OTR 0 0 4773 COMCAST CORP NEWCL A20030N10117 331 SH OTR 0 0 331 CORVUS GOLD INCCOM22101310535 10806 SH OTR 0 0 10806 COSTCO WHSL CORP NEWCOM22160K105858 1511 SH OTR 0 0 1511 DIREXION SHS ETF TRRUSELL1000 GWT25460E44852 388 SH OTR 0 0 388 DIREXION SHS ETF TRRUSELL1000 VAL25460E455666 11232 SH OTR 0 0 11232 DISNEY WALT COCOM25468710626 170 SH OTR 0 0 170 DOMINION ENERGY INCCOM25746U109456 5810 SH OTR 0 0 5810 EMERSON ELEC COCOM291011104291 3129 SH OTR 0 0 3129 EXXON MOBIL CORPCOM30231G102351 5734 SH OTR 0 0 5734 META PLATFORMS INCCL A30303M1021105 3285 SH OTR 0 0 3285 FEDEX CORPCOM31428X10610 39 SH OTR 0 0 39 FIRST TR EXCHANGE-TRADED FDCAP STRENGTH ETF33733E104695 8225 SH OTR 0 0 8225 FIRST TR EXCHANGE-TRADED FDNAS CLNEDG GREEN33733E5002 27 SH OTR 0 0 27 FIRST TR EXCHANGE TRADED FDNASDQ CLN EDGE33737A108166 1615 SH OTR 0 0 1615 FIRST TR EXCHANGE-TRADED FDNASD TECH DIV33738R118606 9647 SH OTR 0 0 9647 FIRST TR EXCHANGE-TRADED FDFT STRG INCM ETF33739Q30910 206 SH OTR 0 0 206 FIRST TR EXCHANGE-TRADED FDFIRST TR ENH NEW33739Q4081194 19959 SH OTR 0 0 19959 FIRST TR EXCHANGE-TRADED FDSSI STRG ETF33739Q50711 254 SH OTR 0 0 254 FLEXSHARES TRGLB QLT R/E IDX33939L787588 7935 SH OTR 0 0 7935 FREEPORT-MCMORAN INCCL B35671D85740 954 SH OTR 0 0 954 GLOBAL PMTS INCCOM37940X1021227 9078 SH OTR 0 0 9078 GLOBAL X FDSLITHIUM BTRY ETF37954Y85535 417 SH OTR 0 0 417 HOME DEPOT INCCOM43707610215 35 SH OTR 0 0 35 HUNTSMAN CORPCOM447011107168 4825 SH OTR 0 0 4825 INTEL CORPCOM45814010041 803 SH OTR 0 0 803 INVESCO EXCHANGE TRADED FD TS&P500 EQL UTL46137V274609 5333 SH OTR 0 0 5333 INVESCO EXCHANGE TRADED FD TS&P500 EQL REL46137V290672 15908 SH OTR 0 0 15908 INVESCO EXCHANGE TRADED FD TS&P500 EQL STP46137V373614 3615 SH OTR 0 0 3615 INVESCO EXCH TRADED FD TR IIS&P500 LOW VOL46138E354614 8949 SH OTR 0 0 8949 ISHARES INCMSCI GLB SLV&MTL46428632734 2631 SH OTR 0 0 2631 ISHARES TR20 YR TR BD ETF4642874321219 8224 SH OTR 0 0 8224 ISHARES TRUS CONSM STAPLES464287812614 3068 SH OTR 0 0 3068 ISHARES TRUS TREAS BD ETF46429B2671232 46177 SH OTR 0 0 46177 ISHARES INCMSCI GBL ETF NEW46434G848612 14359 SH OTR 0 0 14359 ISHARES TRESG AWRE USD ETF46435G1931204 44120 SH OTR 0 0 44120 ISHARES TRCORE INTL AGGR46435G6721217 22315 SH OTR 0 0 22315 JPMORGAN CHASE & COCOM46625H10012 73 SH OTR 0 0 73 JOHNSON & JOHNSONCOM4781601041712 10010 SH OTR 0 0 10010 LARGO INCCOM51709710128 3027 SH OTR 0 0 3027 LEGGETT & PLATT INCCOM524660107192 4663 SH OTR 0 0 4663 LEGG MASON ETF INVT TRWESTN AST SHRT52468L786349 13471 SH OTR 0 0 13471 LOCKHEED MARTIN CORPCOM5398301091129 3178 SH OTR 0 0 3178 MSC INDL DIRECT INCCL A553530106227 2705 SH OTR 0 0 2705 MARATHON PETE CORPCOM56585A1029 144 SH OTR 0 0 144 MASTERCARD INCORPORATEDCL A57636Q10420 57 SH OTR 0 0 57 MCKESSON CORPCOM58155Q10314 57 SH OTR 0 0 57 MERCK & CO INCCOM58933Y105193 2519 SH OTR 0 0 2519 MICROSOFT CORPCOM5949181042290 6809 SH OTR 0 0 6809 MICROCHIP TECHNOLOGY INC.COM595017104974 11192 SH OTR 0 0 11192 NETFLIX INCCOM64110L10612 20 SH OTR 0 0 20 NVIDIA CORPORATIONCOM67066G104700 2381 SH OTR 0 0 2381 OSI ETF TROSHARES US QUALT67110P407611 13128 SH OTR 0 0 13128 OLD REP INTL CORPCOM680223104237 9630 SH OTR 0 0 9630 OVINTIV INCCOM69047Q102714 21197 SH OTR 0 0 21197 PAYPAL HLDGS INCCOM70450Y10315 82 SH OTR 0 0 82 PEPSICO INCCOM713448108360 2071 SH OTR 0 0 2071 PHILIP MORRIS INTL INCCOM718172109175 1844 SH OTR 0 0 1844 REALTY INCOME CORPCOM756109104226 3150 SH OTR 0 0 3150 RESMED INCCOM761152107903 3466 SH OTR 0 0 3466 RIO TINTO PLCSPONSORED ADR76720410037 554 SH OTR 0 0 554 ROSS STORES INCCOM778296103918 8030 SH OTR 0 0 8030 SPDR S&P 500 ETF TRTR UNIT78462F1039 18 SH OTR 0 0 18 SPDR SER TRBLOOMBERG 1-3 MO78468R66380 877 SH OTR 0 0 877 SALESFORCE COM INCCOM79466L30217 66 SH OTR 0 0 66 STARBUCKS CORPCOM85524410991 782 SH OTR 0 0 782 TECK RESOURCES LTDCL B87874220439 1346 SH OTR 0 0 1346 TESLA INCCOM88160R10113 12 SH OTR 0 0 12 TEXAS INSTRS INCCOM882508104246 1307 SH OTR 0 0 1307 UNITEDHEALTH GROUP INCCOM91324P10247 93 SH OTR 0 0 93 VALE S ASPONSORED ADS91912E10539 2799 SH OTR 0 0 2799 VANGUARD CHARLOTTE FDSTOTAL INT BD ETF92203J407145 2621 SH OTR 0 0 2621 VANGUARD INDEX FDSREAL ESTATE ETF92290855346 397 SH OTR 0 0 397 VERIZON COMMUNICATIONS INCCOM92343V104412 7933 SH OTR 0 0 7933 VISA INCCOM CL A92826C839181 837 SH OTR 0 0 837 WALMART INCCOM9311421031395 9643 SH OTR 0 0 9643 WEST PHARMACEUTICAL SVSC INCCOM955306105711 1515 SH OTR 0 0 1515 WESTAMERICA BANCORPORATIONCOM957090103212 3672 SH OTR 0 0 3672