0001213900-22-077891.txt : 20221206 0001213900-22-077891.hdr.sgml : 20221206 20221206135814 ACCESSION NUMBER: 0001213900-22-077891 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221205 FILED AS OF DATE: 20221206 DATE AS OF CHANGE: 20221206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fong Christian S. CENTRAL INDEX KEY: 0001698985 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38971 FILM NUMBER: 221447317 MAIL ADDRESS: STREET 1: 7550 WISCONSIN AVENUE STREET 2: 9TH FLOOR CITY: BETHESDA STATE: MD ZIP: 20814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPRUCE POWER HOLDING CORP CENTRAL INDEX KEY: 0001772720 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 834109918 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 47000 LIBERTY DRIVE CITY: WIXOM STATE: MI ZIP: 48393 BUSINESS PHONE: 6177180329 MAIL ADDRESS: STREET 1: 47000 LIBERTY DRIVE CITY: WIXOM STATE: MI ZIP: 48393 FORMER COMPANY: FORMER CONFORMED NAME: XL Fleet Corp. DATE OF NAME CHANGE: 20201223 FORMER COMPANY: FORMER CONFORMED NAME: Pivotal Investment Corp II DATE OF NAME CHANGE: 20190403 4 1 ownership.xml X0306 4 2022-12-05 0 0001772720 SPRUCE POWER HOLDING CORP SPRU 0001698985 Fong Christian S. 47000 LIBERTY DRIVE WIXOM MI 48393 1 1 0 0 President Common Stock 2022-12-05 4 P 0 20250 0.8898 A 1627112 D Common Stock 200 I See Footnote The price reported above is the weighted average transaction price. The range of prices for such transactions is $0.8741 to $0.8900. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares purchased at each separate price. The shares are held by the reporting person's son, who may be deemed to share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his son's shares for purposes of Section 16 or for any other purpose. /s/ Stacey Constas 2022-12-06