Member

0001698926-23-000003.txt : 20230824 0001698926-23-000003.hdr.sgml : 20230824 20230823215607 ACCESSION NUMBER: 0001698926-23-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230824 DATE AS OF CHANGE: 20230823 EFFECTIVENESS DATE: 20230824 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Adalta Capital Management LLC CENTRAL INDEX KEY: 0001698926 IRS NUMBER: 812481155 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18082 FILM NUMBER: 231198813 BUSINESS ADDRESS: STREET 1: 452 FIFTH AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2128325135 MAIL ADDRESS: STREET 1: 452 FIFTH AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001698926 XXXXXXXX 06-30-2023 06-30-2023 Adalta Capital Management LLC

452 FIFTH AVENUE 14TH FLOOR NEW YORK NY 10018

13F HOLDINGS REPORT 028-18082 000283771 801-107823 N Zoe Vlachos Member 212-832-5107 Zoe Vlachos New York NY 08-14-2023 0 108 149625 false INFORMATION TABLE 2 adalta063023.xml Alibaba Group ADR SPONSORED ADS 01609W102 791 9485 SH SOLE 7985 0 1500 Alphabet Inc. Class A CAP STK CL A 02079K305 24 200 SH OTR 200 0 0 Alphabet Inc. Class A CAP STK CL A 02079K305 5315 44400 SH SOLE 40805 0 3595 Alphabet Inc. Class C CAP STK CL C 02079K107 24 200 SH OTR 200 0 0 Alphabet Inc. Class C CAP STK CL C 02079K107 989 8175 SH SOLE 6495 0 1680 American Express Co. COM 025816109 70 400 SH OTR 400 0 0 American Express Co. COM 025816109 4325 24830 SH SOLE 22930 0 1900 American Vanguard Corporation COM 030371108 184 10300 SH SOLE 1300 0 9000 Apple Inc. COM 037833100 1467 7565 SH SOLE 7565 0 0 Arch Capital Group Ltd ORD G0450A105 7 100 SH OTR 100 0 0 Arch Capital Group Ltd ORD G0450A105 2737 36560 SH SOLE 32894 0 3666 Bank of America COM 060505104 89 3100 SH SOLE 3100 0 0 Baxter International COM 071813109 738 16090 SH SOLE 15640 0 450 Berkshire Hathaway Class B CL B NEW 084670702 1583 4643 SH SOLE 4143 0 500 Blackstone Group Inc COM 09260D107 74 800 SH OTR 800 0 0 Blackstone Group Inc COM 09260D107 8738 93986 SH SOLE 89661 0 4325 Blackstone Mortgage Trust COM CL A 09257W100 1653 77149 SH SOLE 74534 0 2615 Boeing COM 097023105 2238 10599 SH SOLE 10599 0 0 Bristol-Myers Squibb COM 110122108 13 200 SH OTR 200 0 0 Bristol-Myers Squibb COM 110122108 1217 19027 SH SOLE 15302 0 3725 Brookfield Asset Management Ltd. CL A LMT VTG SHS 113004105 11 346 SH OTR 346 0 0 Brookfield Asset Management Ltd. CL A LMT VTG SHS 113004105 1439 44098 SH SOLE 41489 0 2609 Brookfield Corp F Class A CL A LTD VT SH 11271J107 47 1387 SH OTR 1387 0 0 Brookfield Corp F Class A CL A LTD VT SH 11271J107 5708 169634 SH SOLE 155185 0 14449 Brookfield Renewable LP PARTNERSHIP UNIT G16258108 708 24012 SH SOLE 23112 0 900 Brookfield Renewable C F Class A CL A SUB VTG 11284V105 189 5996 SH SOLE 5771 0 225 Cambria Tail Risk ETF TAIL RISK 132061862 210 15300 SH SOLE 15300 0 0 Canadian National Railway Co. COM 136375102 1931 15950 SH SOLE 15950 0 0 Chevron Corp. COM 166764100 1435 9118 SH SOLE 7514 0 1604 Cisco Systems, Inc. COM 17275R102 1660 32086 SH SOLE 32086 0 0 CloudFlare, Inc. CL A COM 18915M107 62 950 SH SOLE 950 0 0 Coca-Cola Company COM 191216100 341 5625 SH SOLE 5625 0 0 Colgate-Palmolive Co COM 194162103 690 8960 SH SOLE 2260 0 6700 Comcast Corporation CL A 20030N101 748 18000 SH SOLE 18000 0 0 Commercial Metals Co COM 201723103 79 1500 SH SOLE 1500 0 0 Consolidated Edison COM 209115104 18 200 SH OTR 200 0 0 Consolidated Edison COM 209115104 703 7777 SH SOLE 7377 0 400 Costco Wholesale Co COM 22160K105 86 160 SH SOLE 160 0 0 Coupang, Inc. CL A 22266T109 1484 85292 SH SOLE 67193 0 18099 Crane Company COMMON STOCK 224408104 178 2000 SH SOLE 0 0 2000 Crane NXT, Co. COM 224441105 42 750 SH SOLE 0 0 750 Devon Energy Corp COM 25179M103 146 3025 SH SOLE 2925 0 100 Dominion Resources, Inc COM 25746U109 378 7300 SH SOLE 7200 0 100 Duke Energy Corp COM NEW 26441C204 647 7205 SH SOLE 7205 0 0 Edison International COM 281020107 556 8000 SH SOLE 8000 0 0 Eli Lilly & Company COM 532457108 227 485 SH SOLE 485 0 0 Enbridge Inc COM 29250N105 475 12796 SH SOLE 12000 0 796 Enovix Corporation COM 293594107 332 18400 SH SOLE 18400 0 0 Enterprise Products Partners L.P. COM 293792107 399 15125 SH SOLE 14975 0 150 ESAB Corp COM 29605J106 200 3000 SH SOLE 0 0 3000 ExxonMobil Corp COM 30231G102 882 8221 SH SOLE 4891 0 3330 Franco-Nevada Corp COM 351858105 39 275 SH OTR 275 0 0 Franco-Nevada Corp COM 351858105 1625 11395 SH SOLE 10247 0 1148 General Mills Inc COM 370334104 167 2177 SH SOLE 2177 0 0 Grab Holdings Ltd. CLASS A ORD G4124C109 449 130838 SH SOLE 89986 0 40852 Guardant Health, Inc. COM 40131M109 32 900 SH OTR 900 0 0 Guardant Health, Inc. COM 40131M109 2874 80275 SH SOLE 74380 0 5895 Home Depot COM 437076102 217 700 SH OTR 700 0 0 Home Depot COM 437076102 8497 27353 SH SOLE 23953 0 3400 Honeywell International Inc. COM 438516106 334 1611 SH SOLE 1611 0 0 Hubspot Inc COM 443573100 90 170 SH SOLE 170 0 0 Ingredion Inc COM 457187102 181 1700 SH SOLE 200 0 1500 Intuitive Surgical COM NEW 46120E602 128 375 SH SOLE 375 0 0 Johnson & Johnson COM 478160104 33 200 SH OTR 200 0 0 Johnson & Johnson COM 478160104 2875 17371 SH SOLE 16921 0 450 JPMorgan Chase & Co COM 46625H100 7032 48349 SH SOLE 48349 0 0 Kimberly-Clark Corp COM 494368103 140 1005 SH SOLE 1005 0 0 Markel Group Inc. COM 570535104 14 10 SH OTR 10 0 0 Markel Group Inc. COM 570535104 1386 1002 SH SOLE 743 0 259 Marriott Vacations COM 57164Y107 1140 9290 SH SOLE 7790 0 1500 Martin Marietta Matr COM 573284106 485 1050 SH SOLE 1050 0 0 MDU Resources Group, Inc. COM 552690109 212 10000 SH SOLE 2000 0 8000 Mercadolibre Inc COM 58733R102 83 70 SH SOLE 20 0 50 Merck & Co. Inc. COM 58933Y105 116 1000 SH OTR 1000 0 0 Merck & Co. Inc. COM 58933Y105 10224 88044 SH SOLE 82666 0 5378 Microsoft Corporation COM 594918104 289 850 SH OTR 850 0 0 Microsoft Corporation COM 594918104 17650 51828 SH SOLE 48116 0 3712 NextEra Energy, Inc. COM 65339F101 24 325 SH OTR 325 0 0 NextEra Energy, Inc. COM 65339F101 2281 30747 SH SOLE 30747 0 0 Oaktree Specialty Lending Corporation COM 67401P405 103 5300 SH SOLE 5300 0 0 Obsidian Energy Ltd. COM 674482203 399 68392 SH SOLE 28392 0 40000 OGE Energy Corp. COM 670837103 1203 33500 SH SOLE 33000 0 500 Penn NTNL Gaming COM 707569109 216 8981 SH SOLE 8981 0 0 PG&E Corporation COM 69331C108 603 34875 SH SOLE 32375 0 2500 PhenixFIN Corporation COM 71742W103 9 245 SH OTR 245 0 0 PhenixFIN Corporation COM 71742W103 4947 130254 SH SOLE 85704 0 44550 Philip Morris International Inc. COM 718172109 118 1190 SH SOLE 1000 0 190 Portland General Electric Co. COM NEW 736508847 24 500 SH OTR 500 0 0 Portland General Electric Co. COM NEW 736508847 2976 62915 SH SOLE 59590 0 3325 Procter & Gamble COM 742718109 577 3805 SH SOLE 3805 0 0 Qualcomm Inc. COM 747525103 6875 57750 SH SOLE 55525 0 2225 Raytheon Technologies Co COM 75513E101 191 1950 SH SOLE 1950 0 0 Saba Capital Income & Opportunities Fund SHS NEW 78518H202 156 20225 SH SOLE 20225 0 0 Saba Closed End Funds ETF SABA INT RATE 30151E806 20 1075 SH OTR 1075 0 0 Saba Closed End Funds ETF SABA INT RATE 30151E806 616 33410 SH SOLE 33410 0 0 SLB COM STK 806857108 1962 39744 SH SOLE 38894 0 850 Snowflake Inc. CL A 833445109 318 1805 SH SOLE 1550 0 255 Southern Company COM 842587107 1915 27261 SH SOLE 27261 0 0 Texas Instruments COM 882508104 720 4000 SH SOLE 4000 0 0 The Williams Companies, Inc. COM 969457100 49 1500 SH SOLE 1500 0 0 Thermo Fisher Scientific COM 883556102 17 33 SH SOLE 33 0 0 Tidewater Inc. COM 88642R109 111 2000 SH SOLE 0 0 2000 Union Pacific Corp. COM 907818108 82 400 SH OTR 400 0 0 Union Pacific Corp. COM 907818108 6695 32720 SH SOLE 32720 0 0 Vaneck Vectors Green Bond ETF GREEN BOND ETF 92189F171 192 8250 SH SOLE 8250 0 0 Walgreens Boots Alliance, Inc. COM 931427108 62 2185 SH SOLE 2185 0 0 Weyerhaeuser Co REIT COM NEW 962166104 50 1500 SH OTR 1500 0 0 Weyerhaeuser Co REIT COM NEW 962166104 5515 164575 SH SOLE 156925 0 7650