0001698926-22-000004.txt : 20221115 0001698926-22-000004.hdr.sgml : 20221115 20221114214707 ACCESSION NUMBER: 0001698926-22-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221115 DATE AS OF CHANGE: 20221114 EFFECTIVENESS DATE: 20221115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Adalta Capital Management LLC CENTRAL INDEX KEY: 0001698926 IRS NUMBER: 812481155 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18082 FILM NUMBER: 221389158 BUSINESS ADDRESS: STREET 1: 452 FIFTH AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2128325135 MAIL ADDRESS: STREET 1: 452 FIFTH AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001698926 XXXXXXXX 09-30-2022 09-30-2022 Adalta Capital Management LLC

452 FIFTH AVENUE 14TH FLOOR NEW YORK NY 10018

13F HOLDINGS REPORT 028-18082 N Zoe Vlachos 212-832-5107 Zoe Vlachos New York NY 11-14-2022 0 114 139208 false INFORMATION TABLE 2 adalta093022.xml Agfiq US Market Neutral Anti-Beta Fund AGFIQ US MK ANTI 00110G408 315 15500 SH SOLE 7500 0 8000 Airgain, Inc. COM 00938A104 158 21950 SH SOLE 6550 0 15400 Alibaba Group ADR SPONSORED ADS 01609W102 859 10735 SH SOLE 8735 0 2000 Alphabet Inc. Class A CAP STK CL A 02079K305 38 400 SH OTR 400 0 0 Alphabet Inc. Class A CAP STK CL A 02079K305 4187 43770 SH SOLE 40150 0 3620 Alphabet Inc. Class C CAP STK CL C 02079K107 29 300 SH OTR 300 0 0 Alphabet Inc. Class C CAP STK CL C 02079K107 662 6880 SH SOLE 5200 0 1680 American Express Co. COM 025816109 67 500 SH OTR 500 0 0 American Express Co. COM 025816109 3512 26030 SH SOLE 24130 0 1900 American Vanguard Corporation COM 030371108 272 14510 SH SOLE 4510 0 10000 Apple Inc. COM 037833100 1448 10474 SH SOLE 10474 0 0 Applied Materials COM 038222105 38 460 SH OTR 460 0 0 Applied Materials COM 038222105 1923 23470 SH SOLE 21525 0 1945 Arch Capital Group Ltd ORD G0450A105 711 15610 SH SOLE 12610 0 3000 Bank of America COM 060505104 106 3512 SH SOLE 3512 0 0 Baxter International COM 071813109 1 25 SH OTR 25 0 0 Baxter International COM 071813109 900 16615 SH SOLE 16165 0 450 Berkshire Hathaway Class B CL B NEW 084670702 862 3228 SH SOLE 2728 0 500 Blackstone Group Inc COM 09260D107 84 1000 SH OTR 1000 0 0 Blackstone Group Inc COM 09260D107 8416 100546 SH SOLE 96221 0 4325 Blackstone Mortgage Trust COM CL A 09257W100 38 1600 SH OTR 1600 0 0 Blackstone Mortgage Trust COM CL A 09257W100 2749 114751 SH SOLE 109836 0 4915 Boeing COM 097023105 1374 11348 SH SOLE 11348 0 0 Bristol-Myers Squibb COM 110122108 25 350 SH OTR 350 0 0 Bristol-Myers Squibb COM 110122108 1347 18948 SH SOLE 15223 0 3725 Brookfield Asset Management CL A LTD VT SH 112585104 68 1667 SH OTR 1667 0 0 Brookfield Asset Management CL A LTD VT SH 112585104 6927 169399 SH SOLE 151950 0 17449 Brookfield Renewable LP PARTNERSHIP UNIT G16258108 752 24012 SH SOLE 23112 0 900 Brookfield Renewable C F Class A CL A SUB VTG 11284V105 196 5996 SH SOLE 5771 0 225 Cambria Tail Risk ETF TAIL RISK 132061862 366 21650 SH SOLE 21650 0 0 Canadian National Railway Co. COM 136375102 1803 16700 SH SOLE 16700 0 0 Chevron Corp. COM 166764100 1310 9118 SH SOLE 7514 0 1604 Cisco Systems, Inc. COM 17275R102 2082 52040 SH SOLE 52040 0 0 Civeo Corp COM NEW 17878Y207 211 8400 SH SOLE 0 0 8400 CloudFlare, Inc. CL A COM 18915M107 55 1000 SH SOLE 1000 0 0 Coca-Cola Company COM 191216100 318 5625 SH SOLE 5625 0 0 Colgate-Palmolive Co COM 194162103 629 8960 SH SOLE 2260 0 6700 Comcast Corporation CL A 20030N101 529 18025 SH SOLE 18025 0 0 Commercial Metals Co COM 201723103 71 2000 SH SOLE 2000 0 0 Consolidated Edison COM 209115104 17 200 SH OTR 200 0 0 Consolidated Edison COM 209115104 629 7335 SH SOLE 6935 0 400 Costco Wholesale Co COM 22160K105 102 215 SH SOLE 215 0 0 Coupang, Inc. CL A 22266T109 1477 88603 SH SOLE 67954 0 20649 CrowdStrike Holdings, Inc. CL A 22788C105 126 765 SH SOLE 380 0 385 Devon Energy Corp COM 25179M103 182 3025 SH SOLE 2925 0 100 Dominion Resources, Inc COM 25746U109 525 7600 SH SOLE 7200 0 400 Duke Energy Corp COM NEW 26441C204 661 7106 SH SOLE 7106 0 0 eBay Inc. COM 278642103 50 1345 SH SOLE 1330 0 15 Edison International COM 281020107 461 8050 SH SOLE 8050 0 0 Enbridge Inc COM 29250N105 475 12796 SH SOLE 12000 0 796 Enterprise Products Partners L.P. COM 293792107 109 4600 SH SOLE 4450 0 150 ESAB Corp COM 29605J106 230 6883 SH SOLE 1350 0 5533 ExxonMobil Corp COM 30231G102 718 8221 SH SOLE 4891 0 3330 Franco-Nevada Corp COM 351858105 358 3000 SH SOLE 1500 0 1500 General Mills Inc COM 370334104 164 2135 SH SOLE 2135 0 0 Grab Holdings Ltd. CLASS A ORD G4124C109 222 84311 SH SOLE 61731 0 22580 Guardant Health, Inc. COM 40131M109 59 1100 SH OTR 1100 0 0 Guardant Health, Inc. COM 40131M109 5453 101300 SH SOLE 94830 0 6470 Home Depot COM 437076102 193 700 SH OTR 700 0 0 Home Depot COM 437076102 8455 30640 SH SOLE 27240 0 3400 Honeywell International Inc. COM 438516106 250 1500 SH SOLE 1500 0 0 Hubspot Inc COM 443573100 46 170 SH SOLE 170 0 0 IAC/InterActiveCorp COM 44891N208 329 5945 SH SOLE 2670 0 3275 Impinj Inc COM 453204109 60 750 SH SOLE 250 0 500 Intel Corp COM 458140100 11 435 SH OTR 435 0 0 Intel Corp COM 458140100 436 16909 SH SOLE 15224 0 1685 Intuitive Surgical COM NEW 46120E602 70 375 SH SOLE 375 0 0 Johnson & Johnson COM 478160104 33 200 SH OTR 200 0 0 Johnson & Johnson COM 478160104 2838 17371 SH SOLE 16921 0 450 JPMorgan Chase & Co COM 46625H100 5079 48599 SH SOLE 48599 0 0 Kimberly-Clark Corp COM 494368103 114 1005 SH SOLE 1005 0 0 Markel Corp. COM 570535104 390 360 SH SOLE 250 0 110 Marriott Vacations COM 57164Y107 954 7790 SH SOLE 7790 0 0 Martin Marietta Matr COM 573284106 387 1200 SH SOLE 1200 0 0 Merck & Co. Inc. COM 58933Y105 103 1190 SH OTR 1190 0 0 Merck & Co. Inc. COM 58933Y105 7641 88020 SH SOLE 82642 0 5378 Microsoft Corporation COM 594918104 233 1000 SH OTR 1000 0 0 Microsoft Corporation COM 594918104 13887 59625 SH SOLE 55125 0 4500 Mitek Systems, Inc. COM NEW 606710200 82 8950 SH SOLE 2950 0 6000 NextEra Energy, Inc. COM 65339F101 25 325 SH OTR 325 0 0 NextEra Energy, Inc. COM 65339F101 2433 31031 SH SOLE 31031 0 0 Obsidian Energy Ltd. COM 674482203 302 42070 SH SOLE 9570 0 32500 OGE Energy Corp. COM 670837103 1221 33500 SH SOLE 33000 0 500 Palantir Technologies Inc. CL A 69608A108 89 10975 SH SOLE 4800 0 6175 Penn NTNL Gaming COM 707569109 247 8981 SH SOLE 8981 0 0 PhenixFIN Corporation COM 71742W103 9 245 SH OTR 245 0 0 PhenixFIN Corporation COM 71742W103 3880 111835 SH SOLE 74470 0 37365 Philip Morris International Inc. COM 718172109 100 1190 SH SOLE 1000 0 190 Portland General Electric Co. COM NEW 736508847 26 600 SH OTR 600 0 0 Portland General Electric Co. COM NEW 736508847 2769 63065 SH SOLE 59740 0 3325 Procter & Gamble COM 742718109 480 3805 SH SOLE 3805 0 0 Pure Storage, Inc. CL A 74624M102 126 4600 SH SOLE 1525 0 3075 Qorvo, Inc. COM 74736K101 243 3065 SH SOLE 2190 0 875 Qualcomm Inc. COM 747525103 11 100 SH OTR 100 0 0 Qualcomm Inc. COM 747525103 6269 55489 SH SOLE 53264 0 2225 QuickLogic Corporation COM NEW 74837P405 194 30000 SH SOLE 10000 0 20000 Raytheon Technologies Co COM 75513E101 106 1300 SH SOLE 1300 0 0 Saba Cef ETF SABA INT RATE 30151E806 18 1075 SH OTR 1075 0 0 Saba Cef ETF SABA INT RATE 30151E806 488 29274 SH SOLE 29274 0 0 SLB COM STK 806857108 1399 38794 SH SOLE 37944 0 850 Smartsheet Inc. COM CL A 83200N103 193 5605 SH SOLE 4905 0 700 Snowflake Inc. CL A 833445109 359 2115 SH SOLE 1860 0 255 Southern Company COM 842587107 1777 26125 SH SOLE 26125 0 0 Sunrun Inc. COM 86771W105 46 1650 SH SOLE 1650 0 0 Teradyne, Inc. COM 880770102 68 900 SH OTR 900 0 0 Teradyne, Inc. COM 880770102 5541 73737 SH SOLE 69487 0 4250 The Williams Companies, Inc. COM 969457100 43 1500 SH SOLE 1500 0 0 Tidewater Inc. COM 88642R109 315 14510 SH SOLE 4510 0 10000 UiPath Inc. CL A 90364P105 13 1000 SH SOLE 1000 0 0 Union Pacific Corp. COM 907818108 78 400 SH OTR 400 0 0 Union Pacific Corp. COM 907818108 6423 32970 SH SOLE 32970 0 0 Vaneck Vectors Green Bond ETF GREEN BOND ETF 92189F171 186 8250 SH SOLE 8250 0 0 Weyerhaeuser Co REIT COM NEW 962166104 49 1725 SH OTR 1725 0 0 Weyerhaeuser Co REIT COM NEW 962166104 4635 162280 SH SOLE 154630 0 7650