Member

0001698926-22-000003.txt : 20220818 0001698926-22-000003.hdr.sgml : 20220818 20220817195208 ACCESSION NUMBER: 0001698926-22-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220818 DATE AS OF CHANGE: 20220817 EFFECTIVENESS DATE: 20220818 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Adalta Capital Management LLC CENTRAL INDEX KEY: 0001698926 IRS NUMBER: 812481155 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18082 FILM NUMBER: 221175959 BUSINESS ADDRESS: STREET 1: 452 FIFTH AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2128325135 MAIL ADDRESS: STREET 1: 452 FIFTH AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001698926 XXXXXXXX 06-30-2022 06-30-2022 Adalta Capital Management LLC

452 FIFTH AVENUE 14TH FLOOR NEW YORK NY 10018

13F HOLDINGS REPORT 028-18082 N Zoe Vlachos Member 212-832-5107 Zoe Vlachos New York NY 08-16-2022 0 127 153983 false INFORMATION TABLE 2 adalta063022.xml 1Life Healthcare, Inc. COM 68269G107 135 17193 SH SOLE 17193 0 0 Airgain, Inc. COM 00938A104 211 26000 SH SOLE 8000 0 18000 Alibaba Group ADR SPONSORED ADS 01609W102 1398 12300 SH SOLE 10300 0 2000 Alphabet Inc. Class A CAP STK CL A 02079K305 248 114 SH OTR 114 0 0 Alphabet Inc. Class A CAP STK CL A 02079K305 4653 2135 SH SOLE 1954 0 181 Alphabet Inc. Class C CAP STK CL C 02079K107 33 15 SH OTR 15 0 0 Alphabet Inc. Class C CAP STK CL C 02079K107 752 344 SH SOLE 260 0 84 American Express Co. COM 025816109 237 1700 SH OTR 1700 0 0 American Express Co. COM 025816109 3458 24855 SH SOLE 22955 0 1900 American Vanguard Corporation COM 030371108 354 15800 SH SOLE 5800 0 10000 Apple Inc. COM 037833100 1470 10749 SH SOLE 10749 0 0 Applied Materials COM 038222105 128 1410 SH OTR 1410 0 0 Applied Materials COM 038222105 2383 26195 SH SOLE 22700 0 3495 Arch Capital Group Ltd ORD G0450A105 710 15610 SH SOLE 12610 0 3000 Bank of America COM 060505104 109 3512 SH SOLE 3512 0 0 Baxter International COM 071813109 2 25 SH OTR 25 0 0 Baxter International COM 071813109 1077 16690 SH SOLE 16240 0 450 Berkshire Hathaway Class B CL B NEW 084670702 369 1353 SH SOLE 853 0 500 Blackstone Group Inc COM 09260D107 219 2400 SH OTR 2400 0 0 Blackstone Group Inc COM 09260D107 9054 99246 SH SOLE 94921 0 4325 Blackstone Mortgage Trust COM CL A 09257W100 215 7600 SH OTR 7600 0 0 Blackstone Mortgage Trust COM CL A 09257W100 3077 108751 SH SOLE 103836 0 4915 Block, Inc. CL A 852234103 5 75 SH OTR 75 0 0 Block, Inc. CL A 852234103 208 3383 SH SOLE 3328 0 55 Boeing COM 097023105 1551 11348 SH SOLE 11348 0 0 Bristol-Myers Squibb COM 110122108 27 350 SH OTR 350 0 0 Bristol-Myers Squibb COM 110122108 1469 18948 SH SOLE 15223 0 3725 Brookfield Asset Management CL A LTD VT SH 112585104 251 5642 SH OTR 5642 0 0 Brookfield Asset Management CL A LTD VT SH 112585104 6912 155424 SH SOLE 144975 0 10449 Brookfield Renewable LP PARTNERSHIP UNIT G16258108 836 24012 SH SOLE 23112 0 900 Brookfield Renewable C F Class A CL A SUB VTG 11284V105 214 5996 SH SOLE 5771 0 225 Cambria Tail Risk ETF TAIL RISK 132061862 382 21650 SH SOLE 21650 0 0 Canadian National Railway Co. COM 136375102 1878 16700 SH SOLE 16700 0 0 Chevron Corp. COM 166764100 1320 9118 SH SOLE 7514 0 1604 Cisco Systems, Inc. COM 17275R102 2219 52040 SH SOLE 52040 0 0 Civeo Corp COM NEW 17878Y207 217 8400 SH SOLE 0 0 8400 Civitas Resources Inc COM NEW 17888H103 275 5250 SH SOLE 2250 0 3000 CloudFlare, Inc. CL A COM 18915M107 49 1130 SH SOLE 1130 0 0 Coca-Cola Company COM 191216100 356 5625 SH SOLE 5625 0 0 Colgate-Palmolive Co COM 194162103 718 8960 SH SOLE 2260 0 6700 Comcast Corporation CL A 20030N101 120 3050 SH OTR 3050 0 0 Comcast Corporation CL A 20030N101 3652 93060 SH SOLE 88935 0 4125 Consolidated Edison COM 209115104 19 200 SH OTR 200 0 0 Consolidated Edison COM 209115104 698 7335 SH SOLE 6935 0 400 Costco Wholesale Co COM 22160K105 108 225 SH SOLE 225 0 0 Coupang, Inc. CL A 22266T109 1139 89303 SH SOLE 67654 0 21649 CrowdStrike Holdings, Inc. CL A 22788C105 274 1625 SH SOLE 625 0 1000 Datadog, Inc. CL A COM 23804L103 117 1225 SH SOLE 225 0 1000 Devon Energy Corp COM 25179M103 167 3025 SH SOLE 2925 0 100 Dominion Resources, Inc COM 25746U109 607 7600 SH SOLE 7200 0 400 Duke Energy Corp COM NEW 26441C204 762 7106 SH SOLE 7106 0 0 eBay Inc. COM 278642103 56 1345 SH SOLE 1330 0 15 Edison International COM 281020107 509 8050 SH SOLE 8050 0 0 Enbridge Inc COM 29250N105 560 13246 SH SOLE 12450 0 796 Enterprise Products Partners L.P. COM 293792107 105 4300 SH SOLE 4150 0 150 EQT Corporation COM 26884L109 69 2000 SH SOLE 1000 0 1000 ESAB Corp COM 29605J106 231 5283 SH SOLE 1750 0 3533 ExxonMobil Corp COM 30231G102 704 8221 SH SOLE 4891 0 3330 Fastly, Inc. CL A 31188V100 23 2015 SH SOLE 2000 0 15 General Mills Inc COM 370334104 160 2119 SH SOLE 2119 0 0 Grab Holdings Ltd. CLASS A ORD G4124C109 169 66732 SH SOLE 33418 0 33314 Guardant Health, Inc. COM 40131M109 182 4500 SH OTR 4500 0 0 Guardant Health, Inc. COM 40131M109 4027 99820 SH SOLE 93350 0 6470 Home Depot COM 437076102 192 700 SH OTR 700 0 0 Home Depot COM 437076102 8404 30640 SH SOLE 27240 0 3400 Honeywell International Inc. COM 438516106 261 1500 SH SOLE 1500 0 0 Hubspot Inc COM NEW 443573100 51 170 SH SOLE 170 0 0 IAC/InterActiveCorp COM 44891N208 152 2000 SH SOLE 1000 0 1000 Impinj Inc COM 453204109 176 3000 SH SOLE 500 0 2500 Intel Corp COM 458140100 62 1660 SH OTR 1660 0 0 Intel Corp COM 458140100 600 16049 SH SOLE 14364 0 1685 Intuitive Surgical COM NEW 46120E602 75 375 SH SOLE 375 0 0 Johnson & Johnson COM 478160104 302 1700 SH OTR 1700 0 0 Johnson & Johnson COM 478160104 2817 15871 SH SOLE 15421 0 450 JPMorgan Chase & Co COM 46625H100 169 1500 SH OTR 1500 0 0 JPMorgan Chase & Co COM 46625H100 5304 47099 SH SOLE 47099 0 0 Kimberly-Clark Corp COM 494368103 137 1005 SH SOLE 1005 0 0 Magnite Inc COM 55955D100 141 15850 SH SOLE 850 0 15000 Markel Corp. COM 570535104 466 360 SH SOLE 250 0 110 Marriott Vacations COM 57164Y107 912 7845 SH SOLE 7845 0 0 Martin Marietta Matr COM 573284106 359 1200 SH SOLE 1200 0 0 Merck & Co. Inc. COM 58933Y105 311 3390 SH OTR 3390 0 0 Merck & Co. Inc. COM 58933Y105 7883 85820 SH SOLE 80442 0 5378 Microsoft Corporation COM 594918104 803 3125 SH OTR 3125 0 0 Microsoft Corporation COM 594918104 15245 59360 SH SOLE 54625 0 4735 Mitek Systems, Inc. COM NEW 606710200 268 29000 SH SOLE 14000 0 15000 NextEra Energy, Inc. COM 65339F101 147 1900 SH OTR 1900 0 0 NextEra Energy, Inc. COM 65339F101 2282 29456 SH SOLE 29456 0 0 Obsidian Energy Ltd. COM 674482203 326 42070 SH SOLE 9570 0 32500 OGE Energy Corp. COM 670837103 1215 31500 SH SOLE 31000 0 500 Palantir Technologies Inc. CL A 69608A108 171 18850 SH SOLE 8850 0 10000 Penn NTNL Gaming COM 707569109 273 8981 SH SOLE 8981 0 0 PhenixFIN Corporation COM 71742W103 33 895 SH OTR 895 0 0 PhenixFIN Corporation COM 71742W103 3283 90385 SH SOLE 58170 0 32215 Philip Morris International Inc. COM 718172109 119 1190 SH SOLE 1000 0 190 Portland General Electric Co. COM NEW 736508847 200 4100 SH OTR 4100 0 0 Portland General Electric Co. COM NEW 736508847 2906 59565 SH SOLE 56240 0 3325 Procter & Gamble COM 742718109 547 3805 SH SOLE 3805 0 0 Pure Storage, Inc. CL A 74624M102 231 9000 SH SOLE 3000 0 6000 Qorvo, Inc. COM 74736K101 298 3155 SH SOLE 2280 0 875 Quadratic Interest Rate Volatility & Inflation Hedge ETF QUADRTC INT RT 500767736 165 6500 SH SOLE 6500 0 0 Qualcomm Inc. COM 747525103 204 1600 SH OTR 1600 0 0 Qualcomm Inc. COM 747525103 6924 54204 SH SOLE 51979 0 2225 QuickLogic Corporation COM NEW 74837P405 453 53422 SH SOLE 15000 0 38422 Raytheon Technologies Co COM 75513E101 125 1300 SH SOLE 1300 0 0 Saba Cef ETF SABA INT RATE 30151E806 45 2610 SH OTR 2610 0 0 Saba Cef ETF SABA INT RATE 30151E806 376 21864 SH SOLE 21864 0 0 Schlumberger Ltd. COM STK 806857108 1394 38794 SH SOLE 37944 0 850 Smartsheet Inc. COM CL A 83200N103 179 5680 SH SOLE 4980 0 700 Snowflake Inc. CL A 833445109 334 2400 SH SOLE 2145 0 255 Sony Corp F Sponsored ADR SPONSORED ADR 835699307 8 100 SH SOLE 100 0 0 Southern Company COM 842587107 123 1725 SH OTR 1725 0 0 Southern Company COM 842587107 1740 24400 SH SOLE 24400 0 0 StoneCo Ltd COM CL A G85158106 100 13000 SH SOLE 3000 0 10000 Sunrun Inc. COM 86771W105 39 1650 SH SOLE 1650 0 0 Teladoc Health, Inc. COM 87918A105 22 675 SH SOLE 675 0 0 Teradyne, Inc. COM 880770102 304 3400 SH OTR 3400 0 0 Teradyne, Inc. COM 880770102 6404 71512 SH SOLE 67262 0 4250 The Williams Companies, Inc. COM 969457100 203 6500 SH SOLE 1500 0 5000 Tidewater Inc. COM 88642R109 211 10000 SH SOLE 3000 0 7000 UiPath Inc. CL A 90364P105 57 3140 SH SOLE 3140 0 0 Union Pacific Corp. COM 907818108 453 2125 SH OTR 2125 0 0 Union Pacific Corp. COM 907818108 6664 31245 SH SOLE 31245 0 0 Vaneck Vectors Green Bond ETF GREEN BOND ETF 92189F171 194 8250 SH SOLE 8250 0 0 Weyerhaeuser Co REIT COM NEW 962166104 234 7080 SH OTR 7080 0 0 Weyerhaeuser Co REIT COM NEW 962166104 5197 156925 SH SOLE 149275 0 7650 Woodward, Inc. COM 980745103 1073 11600 SH SOLE 11600 0 0