0001698926-20-000003.txt : 20200814
0001698926-20-000003.hdr.sgml : 20200814
20200814143213
ACCESSION NUMBER: 0001698926-20-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200814
DATE AS OF CHANGE: 20200814
EFFECTIVENESS DATE: 20200814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Adalta Capital Management LLC
CENTRAL INDEX KEY: 0001698926
IRS NUMBER: 812481155
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18082
FILM NUMBER: 201104101
BUSINESS ADDRESS:
STREET 1: 452 FIFTH AVENUE
STREET 2: 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: 2128325135
MAIL ADDRESS:
STREET 1: 452 FIFTH AVENUE
STREET 2: 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001698926
XXXXXXXX
06-30-2020
06-30-2020
Adalta Capital Management LLC
452 FIFTH AVENUE
14TH FLOOR
NEW YORK
NY
10018
13F HOLDINGS REPORT
028-18082
N
ZOE VLACHOS
Member
2128325135
Zoe Vlachos
NEW YORK
NY
08-14-2020
0
93
125522
false
INFORMATION TABLE
2
adalta063020a.xml
Agfiq US Market Neutral Anti-Beta Fund
AGFIQ US MK ANTI
00110G408
2067
84907
SH
SOLE
49907
0
35000
Agrofresh Solutions Warrants Exp 07/31/20
*W EXP 07/31/202
00856G117
0
3700
SH
OTR
3700
0
0
Agrofresh Solutions Warrants Exp 07/31/20
*W EXP 07/31/202
00856G117
1
58791
SH
SOLE
55591
0
3200
Alibaba Group ADR
SPONSORED ADS
01609W102
3176
14725
SH
SOLE
13725
0
1000
Alphabet Inc. Class A
CAP STK CL A
02079K305
169
119
SH
OTR
119
0
0
Alphabet Inc. Class A
CAP STK CL A
02079K305
3997
2819
SH
SOLE
2637
0
182
Alphabet Inc. Class C
CAP STK CL C
02079K107
21
15
SH
OTR
15
0
0
Alphabet Inc. Class C
CAP STK CL C
02079K107
800
566
SH
SOLE
481
0
85
Amarin Corp PLC ADR
SPONS ADR NEW
023111206
70
10100
SH
OTR
10100
0
0
Amarin Corp PLC ADR
SPONS ADR NEW
023111206
1050
151665
SH
SOLE
145465
0
6200
American Express Co.
COM
025816109
169
1775
SH
OTR
1775
0
0
American Express Co.
COM
025816109
2778
29185
SH
SOLE
27345
0
1840
Appian Corp
CL A
03782L101
249
4850
SH
SOLE
2350
0
2500
Apple
COM
037833100
1195
3275
SH
SOLE
3275
0
0
Arch Capital Group Ltd
ORD
G0450A105
679
23710
SH
SOLE
20710
0
3000
Baxter International
COM
071813109
4
50
SH
OTR
50
0
0
Baxter International
COM
071813109
1456
16865
SH
SOLE
16440
0
425
Biogen Inc
COM
09062X103
214
800
SH
SOLE
800
0
0
Blackstone Group Inc Class A
COM CL A
09260D107
57
1000
SH
OTR
1000
0
0
Blackstone Group Inc Class A
COM CL A
09260D107
5256
92761
SH
SOLE
88586
0
4175
Blackstone Mortgage Trust Inc
COM CL A
09257W100
129
5225
SH
OTR
5225
0
0
Blackstone Mortgage Trust Inc
COM CL A
09257W100
2559
103561
SH
SOLE
94646
0
8915
Boeing
COM
097023105
2080
11348
SH
SOLE
11348
0
0
Box Inc
CL A
10316T104
9
450
SH
OTR
450
0
0
Box Inc
CL A
10316T104
942
45370
SH
SOLE
43445
0
1925
Bristol-Myers Squibb
COM
110122108
31
525
SH
OTR
525
0
0
Bristol-Myers Squibb
COM
110122108
1092
18573
SH
SOLE
14943
0
3630
Brookfield Asset Management Class A
CL A LTD VT SH
112585104
193
5867
SH
OTR
5867
0
0
Brookfield Asset Management Class A
CL A LTD VT SH
112585104
5320
161691
SH
SOLE
151500
0
10191
Brookfield Real Assets I
SHS BEN INT
112830104
294
17650
SH
SOLE
17650
0
0
Brookfield Renewable LP
PARTNERSHIP UNIT
G16258108
848
17710
SH
SOLE
17110
0
600
Canadian National Railway Co.
COM
136375102
1523
17200
SH
SOLE
17200
0
0
Cerner Corp
COM
156782104
284
4135
SH
SOLE
2635
0
1500
Chevron Corp.
COM
166764100
138
1550
SH
OTR
1550
0
0
Chevron Corp.
COM
166764100
1204
13495
SH
SOLE
12045
0
1450
Cisco Systems
COM
17275R102
14
300
SH
OTR
300
0
0
Cisco Systems
COM
17275R102
2406
51590
SH
SOLE
51590
0
0
Cognex Corp
COM
192422103
245
4100
SH
SOLE
2600
0
1500
Colgate-Palmolive Co
COM
194162103
656
8960
SH
SOLE
3060
0
5900
Comcast Corporation
CL A
20030N101
126
3225
SH
OTR
3225
0
0
Comcast Corporation
CL A
20030N101
3133
79895
SH
SOLE
75920
0
3975
Consolidated Edison
COM
209115104
14
200
SH
OTR
200
0
0
Consolidated Edison
COM
209115104
529
7350
SH
SOLE
7050
0
300
CrowdStrike Holdings, Inc.
CL A
22788C105
322
3215
SH
SOLE
2215
0
1000
Doubleline Income Soluti
COM
258622109
158
10300
SH
SOLE
10300
0
0
ExxonMobil Corp
COM
30231G102
348
7786
SH
SOLE
4786
0
3000
Gilead Sciences Inc.
COM
375558103
231
3000
SH
OTR
3000
0
0
GTT Communications Inc
COM
362393100
125
15350
SH
SOLE
350
0
15000
Guardant Health Inc
COM
40131M109
377
4650
SH
OTR
4650
0
0
Guardant Health Inc
COM
40131M109
8414
103705
SH
SOLE
95230
0
8475
Home Depot
COM
437076102
175
700
SH
OTR
700
0
0
Home Depot
COM
437076102
7056
28165
SH
SOLE
24765
0
3400
Johnson & Johnson
COM
478160104
239
1700
SH
OTR
1700
0
0
Johnson & Johnson
COM
478160104
2061
14659
SH
SOLE
14209
0
450
JPMorgan Chase & Co
COM
46625H100
1091
11600
SH
OTR
11600
0
0
JPMorgan Chase & Co
COM
46625H100
3421
36366
SH
SOLE
36366
0
0
Lattice Semiconductor Corp
COM
518415104
226
7950
SH
SOLE
2950
0
5000
Markel Corp.
COM
570535104
332
360
SH
SOLE
250
0
110
Marriott Vacations
COM
57164Y107
657
7990
SH
SOLE
7990
0
0
Martin Marietta Matr
COM
573284106
248
1200
SH
SOLE
1200
0
0
Matador Resources Co
COM
576485205
128
15000
SH
SOLE
15000
0
0
Merck & Co. Inc.
COM
58933Y105
280
3590
SH
OTR
3590
0
0
Merck & Co. Inc.
COM
58933Y105
5688
72985
SH
SOLE
67651
0
5334
Microsoft Corp.
COM
594918104
753
3700
SH
OTR
3700
0
0
Microsoft Corp.
COM
594918104
14015
68867
SH
SOLE
62807
0
6060
Mitek Systems, Inc.
COM NEW
606710200
192
20000
SH
SOLE
7000
0
13000
Nextera Energy Inc
COM
65339F101
977
4069
SH
SOLE
4069
0
0
Obsidian Energy LTD NPV
COM
674482203
65
152427
SH
SOLE
9570
0
142857
Paypal Holdings Inc
COM
70450Y103
436
2500
SH
SOLE
1700
0
800
Procter & Gamble
COM
742718109
399
3340
SH
SOLE
3340
0
0
Qualcomm Inc.
COM
747525103
146
1600
SH
OTR
1600
0
0
Qualcomm Inc.
COM
747525103
4430
48570
SH
SOLE
47270
0
1300
Regeneron Pharms Inc
COM
75886F107
213
342
SH
SOLE
342
0
0
Saba Cef ETF
SABA INT RATE
30151E806
399
22731
SH
SOLE
22731
0
0
Schlumberger Ltd.
COM
806857108
2
125
SH
OTR
125
0
0
Schlumberger Ltd.
COM
806857108
1042
56290
SH
SOLE
55440
0
850
Slack Technologies Inc Class A
COM CL A
83088V102
216
6960
SH
SOLE
3460
0
3500
Smartsheet Inc Class A
COM CL A
83200N103
311
6115
SH
SOLE
4115
0
2000
Stoneco LTD
COM CL A
G85158106
239
6155
SH
SOLE
3155
0
3000
Switch Inc - A
CL A
87105L104
195
10965
SH
SOLE
3965
0
7000
Teradyne Inc
COM
880770102
298
3525
SH
OTR
3525
0
0
Teradyne Inc
COM
880770102
6566
77690
SH
SOLE
71865
0
5825
Union Pacific Corp.
COM
907818108
359
2125
SH
OTR
2125
0
0
Union Pacific Corp.
COM
907818108
4471
26445
SH
SOLE
26445
0
0
Vaneck Vectors Green Bond ETF
GREEN BD ETF
92189F171
227
8250
SH
SOLE
8250
0
0
Verizon
COM
92343V104
150
2725
SH
OTR
2725
0
0
Verizon
COM
92343V104
2425
43993
SH
SOLE
39498
0
4495
Walt Disney
COM DISNEY
254687106
311
2786
SH
SOLE
1686
0
1100
Weyerhaeuser Co REIT
COM
962166104
134
5950
SH
OTR
5950
0
0
Weyerhaeuser Co REIT
COM
962166104
3202
142575
SH
SOLE
135975
0
6600
Woodward, Inc.
COM
980745103
250
3225
SH
OTR
3225
0
0
Woodward, Inc.
COM
980745103
4202
54185
SH
SOLE
52220
0
1965
Zynga Inc
CL A
98986T108
143
15000
SH
SOLE
3000
0
12000