The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Agrofresh Solutions Warrants Exp 07/31/20 | *W EXP 07/31/202 | 00856G117 | 0 | 6,350 | SH | OTR | 6,350 | 0 | 0 | ||
Agrofresh Solutions Warrants Exp 07/31/20 | *W EXP 07/31/202 | 00856G117 | 1 | 58,891 | SH | SOLE | 55,191 | 0 | 3,700 | ||
Alibaba Group ADR | SPONSORED ADS | 01609W102 | 3,386 | 19,985 | SH | SOLE | 19,985 | 0 | 0 | ||
Alphabet Inc. Class A | CAP STK CL A | 02079K305 | 253 | 234 | SH | OTR | 234 | 0 | 0 | ||
Alphabet Inc. Class A | CAP STK CL A | 02079K305 | 3,468 | 3,203 | SH | SOLE | 2,998 | 0 | 205 | ||
Alphabet Inc. Class C | CAP STK CL C | 02079K107 | 141 | 130 | SH | OTR | 130 | 0 | 0 | ||
Alphabet Inc. Class C | CAP STK CL C | 02079K107 | 1,646 | 1,523 | SH | SOLE | 1,343 | 0 | 180 | ||
Amarin Corp PLC ADR | SPONS ADR NEW | 023111206 | 322 | 16,600 | SH | OTR | 16,600 | 0 | 0 | ||
Amarin Corp PLC ADR | SPONS ADR NEW | 023111206 | 3,603 | 185,825 | SH | SOLE | 172,625 | 0 | 13,200 | ||
American Express Co. | COM | 025816109 | 346 | 2,800 | SH | OTR | 2,800 | 0 | 0 | ||
American Express Co. | COM | 025816109 | 3,998 | 32,385 | SH | SOLE | 30,260 | 0 | 2,125 | ||
Apple | COM | 037833100 | 713 | 3,600 | SH | SOLE | 3,600 | 0 | 0 | ||
Arch Capital Group Ltd | ORD | G0450A105 | 887 | 23,910 | SH | SOLE | 20,910 | 0 | 3,000 | ||
AT&T | COM | 00206R102 | 281 | 8,387 | SH | SOLE | 1,200 | 0 | 7,187 | ||
Baidu Inc | SPON ADR REP A | 056752108 | 501 | 4,271 | SH | SOLE | 4,271 | 0 | 0 | ||
Baozun Inc | SPONSORED ADR | 06684L103 | 718 | 14,400 | SH | SOLE | 14,400 | 0 | 0 | ||
Baxter International | COM | 071813109 | 4 | 50 | SH | OTR | 50 | 0 | 0 | ||
Baxter International | COM | 071813109 | 1,308 | 15,925 | SH | SOLE | 15,450 | 0 | 475 | ||
Blackstone Group LP | COM UNIT LTD | 09253U108 | 133 | 3,000 | SH | OTR | 3,000 | 0 | 0 | ||
Blackstone Group LP | COM UNIT LTD | 09253U108 | 4,390 | 98,821 | SH | SOLE | 94,196 | 0 | 4,625 | ||
Blackstone Mortgage Trust Inc | COM CL A | 09257W100 | 285 | 7,875 | SH | OTR | 7,875 | 0 | 0 | ||
Blackstone Mortgage Trust Inc | COM CL A | 09257W100 | 3,020 | 83,425 | SH | SOLE | 78,200 | 0 | 5,225 | ||
Blueprint Medicines Corp | COM | 09627Y109 | 309 | 3,275 | SH | SOLE | 1,775 | 0 | 1,500 | ||
Boeing | COM | 097023105 | 4,209 | 11,564 | SH | SOLE | 11,564 | 0 | 0 | ||
Box Inc | CL A | 10316T104 | 112 | 6,350 | SH | OTR | 6,350 | 0 | 0 | ||
Box Inc | CL A | 10316T104 | 1,412 | 80,185 | SH | SOLE | 73,285 | 0 | 6,900 | ||
Bristol-Myers Squibb | COM | 110122108 | 69 | 1,525 | SH | OTR | 1,525 | 0 | 0 | ||
Bristol-Myers Squibb | COM | 110122108 | 850 | 18,748 | SH | SOLE | 14,693 | 0 | 4,055 | ||
Brookfield Asset Management Class A | CL A LTD VT SH | 112585104 | 329 | 6,887 | SH | OTR | 6,887 | 0 | 0 | ||
Brookfield Asset Management Class A | CL A LTD VT SH | 112585104 | 5,205 | 108,934 | SH | SOLE | 101,739 | 0 | 7,195 | ||
Brookfield Renewable LP | PARTNERSHIP UNIT | G16258108 | 640 | 18,510 | SH | SOLE | 17,910 | 0 | 600 | ||
Canadian National Railway Co. | COM | 136375102 | 92 | 1,000 | SH | OTR | 1,000 | 0 | 0 | ||
Canadian National Railway Co. | COM | 136375102 | 1,785 | 19,300 | SH | SOLE | 19,300 | 0 | 0 | ||
Centurylink Inc | COM | 156700106 | 1 | 71 | SH | OTR | 71 | 0 | 0 | ||
Centurylink Inc | COM | 156700106 | 322 | 27,370 | SH | SOLE | 27,220 | 0 | 150 | ||
Chevron Corp. | COM | 166764100 | 411 | 3,306 | SH | OTR | 3,306 | 0 | 0 | ||
Chevron Corp. | COM | 166764100 | 2,141 | 17,202 | SH | SOLE | 15,136 | 0 | 2,066 | ||
Cisco Systems | COM | 17275R102 | 2,824 | 51,590 | SH | SOLE | 51,590 | 0 | 0 | ||
Colgate-Palmolive Co | COM | 194162103 | 642 | 8,960 | SH | SOLE | 1,460 | 0 | 7,500 | ||
Consolidated Edison | COM | 209115104 | 44 | 500 | SH | OTR | 500 | 0 | 0 | ||
Consolidated Edison | COM | 209115104 | 653 | 7,450 | SH | SOLE | 7,050 | 0 | 400 | ||
Devon Energy Corp | COM | 25179M103 | 4 | 125 | SH | OTR | 125 | 0 | 0 | ||
Devon Energy Corp | COM | 25179M103 | 456 | 15,975 | SH | SOLE | 15,000 | 0 | 975 | ||
Doubleline Income Soluti | COM | 258622109 | 206 | 10,300 | SH | SOLE | 10,300 | 0 | 0 | ||
Dover Corporation | COM | 260003108 | 90 | 900 | SH | OTR | 900 | 0 | 0 | ||
Dover Corporation | COM | 260003108 | 476 | 4,750 | SH | SOLE | 4,050 | 0 | 700 | ||
Enbridge Inc | COM | 29250N105 | 31 | 846 | SH | OTR | 846 | 0 | 0 | ||
Enbridge Inc | COM | 29250N105 | 1,036 | 28,709 | SH | SOLE | 25,455 | 0 | 3,254 | ||
Ericsson (LM) Tel-SP ADR | ADR B SEK 10 | 294821608 | 413 | 43,475 | SH | SOLE | 32,475 | 0 | 11,000 | ||
Estre Ambiental Inc | SHS | G3206V100 | 5 | 5,110 | SH | OTR | 5,110 | 0 | 0 | ||
Estre Ambiental Inc | SHS | G3206V100 | 20 | 22,525 | SH | SOLE | 19,905 | 0 | 2,620 | ||
Estre Ambiental Inc WTS | *W EXP 12/21/202 | G3206V118 | 0 | 1,450 | SH | OTR | 1,450 | 0 | 0 | ||
Estre Ambiental Inc WTS | *W EXP 12/21/202 | G3206V118 | 0 | 12,036 | SH | SOLE | 11,376 | 0 | 660 | ||
Exelixis Inc | COM | 30161Q104 | 264 | 12,375 | SH | SOLE | 5,375 | 0 | 7,000 | ||
ExxonMobil Corp | COM | 30231G102 | 700 | 9,136 | SH | SOLE | 5,806 | 0 | 3,330 | ||
Gilead Sciences Inc. | COM | 375558103 | 203 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
GTT Communications Inc | COM | 362393100 | 451 | 25,650 | SH | SOLE | 4,450 | 0 | 21,200 | ||
Guardant Health Inc | COM | 40131M109 | 660 | 7,650 | SH | OTR | 7,650 | 0 | 0 | ||
Guardant Health Inc | COM | 40131M109 | 9,124 | 105,690 | SH | SOLE | 95,090 | 0 | 10,600 | ||
Home Depot | COM | 437076102 | 146 | 700 | SH | OTR | 700 | 0 | 0 | ||
Home Depot | COM | 437076102 | 5,857 | 28,165 | SH | SOLE | 24,765 | 0 | 3,400 | ||
Honeywell Intl Inc | COM | 438516106 | 544 | 3,114 | SH | SOLE | 3,114 | 0 | 0 | ||
iShares MSCI Global Impact ETF IV | MSCI GLOBAL IMP | 46435G532 | 386 | 6,685 | SH | SOLE | 6,685 | 0 | 0 | ||
iShares MSCI KLD 400 Social Indx ETF | MSCI KLD400 SOC | 464288570 | 425 | 3,890 | SH | SOLE | 3,890 | 0 | 0 | ||
Johnson & Johnson | COM | 478160104 | 306 | 2,200 | SH | OTR | 2,200 | 0 | 0 | ||
Johnson & Johnson | COM | 478160104 | 2,070 | 14,859 | SH | SOLE | 14,409 | 0 | 450 | ||
JPMorgan Chase & Co | COM | 46625H100 | 248 | 2,218 | SH | OTR | 2,218 | 0 | 0 | ||
JPMorgan Chase & Co | COM | 46625H100 | 5,307 | 47,471 | SH | SOLE | 47,471 | 0 | 0 | ||
Laboratory Corp Of America Holdings | COM NEW | 50540R409 | 256 | 1,480 | SH | SOLE | 1,480 | 0 | 0 | ||
Markel Corp. | COM | 570535104 | 294 | 270 | SH | OTR | 270 | 0 | 0 | ||
Markel Corp. | COM | 570535104 | 2,861 | 2,626 | SH | SOLE | 2,321 | 0 | 305 | ||
Marriott Vacations | COM | 57164Y107 | 84 | 875 | SH | OTR | 875 | 0 | 0 | ||
Marriott Vacations | COM | 57164Y107 | 1,553 | 16,110 | SH | SOLE | 7,910 | 0 | 8,200 | ||
Martin Marietta Matr | COM | 573284106 | 276 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
Matador Resources Co | COM | 576485205 | 624 | 31,400 | SH | SOLE | 31,400 | 0 | 0 | ||
Merck & Co. Inc. | COM | 58933Y105 | 531 | 6,290 | SH | OTR | 6,290 | 0 | 0 | ||
Merck & Co. Inc. | COM | 58933Y105 | 6,233 | 73,855 | SH | SOLE | 68,175 | 0 | 5,680 | ||
Microsoft Corp. | COM | 594918104 | 1,175 | 8,775 | SH | OTR | 8,775 | 0 | 0 | ||
Microsoft Corp. | COM | 594918104 | 10,311 | 76,973 | SH | SOLE | 69,338 | 0 | 7,635 | ||
Momo Inc | ADR | 60879B107 | 609 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
New Relic Inc | COM | 64829B100 | 405 | 4,685 | SH | SOLE | 3,085 | 0 | 1,600 | ||
Nextera Energy Inc | COM | 65339F101 | 115 | 560 | SH | OTR | 560 | 0 | 0 | ||
Nextera Energy Inc | COM | 65339F101 | 855 | 4,175 | SH | SOLE | 4,175 | 0 | 0 | ||
Novocure LTD NPV | ORD SHS | G6674U108 | 305 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
Nuveen Credit Strategies | COM SHS | 67073D102 | 116 | 14,400 | SH | SOLE | 14,400 | 0 | 0 | ||
Obsidian Energy LTD NPV | COM | 674482203 | 399 | 334,818 | SH | SOLE | 191,961 | 0 | 142,857 | ||
Oneok Inc | COM | 682680103 | 274 | 3,986 | SH | OTR | 3,986 | 0 | 0 | ||
Oneok Inc | COM | 682680103 | 1,195 | 17,361 | SH | SOLE | 17,361 | 0 | 0 | ||
Philip Morris International, Inc. | COM | 718172109 | 100 | 1,250 | SH | OTR | 1,250 | 0 | 0 | ||
Philip Morris International, Inc. | COM | 718172109 | 1,052 | 13,208 | SH | SOLE | 11,978 | 0 | 1,230 | ||
Procter & Gamble | COM | 742718109 | 54 | 495 | SH | OTR | 495 | 0 | 0 | ||
Procter & Gamble | COM | 742718109 | 380 | 3,465 | SH | SOLE | 3,465 | 0 | 0 | ||
PTC Inc | COM | 69370C100 | 229 | 2,550 | SH | SOLE | 1,350 | 0 | 1,200 | ||
Qualcomm Inc. | COM | 747525103 | 274 | 3,600 | SH | OTR | 3,600 | 0 | 0 | ||
Qualcomm Inc. | COM | 747525103 | 3,836 | 50,425 | SH | SOLE | 48,975 | 0 | 1,450 | ||
Roku Inc CL A | COM CL A | 77543R102 | 453 | 5,000 | SH | SOLE | 2,100 | 0 | 2,900 | ||
Saba Cef ETF | SABA INT RATE | 30151E806 | 835 | 41,100 | SH | SOLE | 41,100 | 0 | 0 | ||
Sandridge Mississippi LP | SH BEN INT | 80007V106 | 16 | 24,800 | SH | SOLE | 24,800 | 0 | 0 | ||
Sandridge Mississippi LP | UNIT BEN INT | 80007T101 | 26 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
Schlumberger Ltd. | COM | 806857108 | 130 | 3,225 | SH | OTR | 3,225 | 0 | 0 | ||
Schlumberger Ltd. | COM | 806857108 | 2,581 | 64,150 | SH | SOLE | 61,850 | 0 | 2,300 | ||
Spotify Technology F | SHS | L8681T102 | 632 | 4,320 | SH | SOLE | 3,420 | 0 | 900 | ||
Stmicroelectronics F Sponsored ADR | NY REGISTRY | 861012102 | 683 | 38,778 | SH | SOLE | 38,778 | 0 | 0 | ||
Stoneco LTD | COM CL A | G85158106 | 611 | 20,650 | SH | SOLE | 20,650 | 0 | 0 | ||
Sunrun Inc. | COM | 86771W105 | 266 | 14,200 | SH | SOLE | 7,100 | 0 | 7,100 | ||
Teladoc Inc | COM | 87918A105 | 355 | 5,350 | SH | SOLE | 2,350 | 0 | 3,000 | ||
Teradyne Inc | COM | 880770102 | 255 | 5,325 | SH | OTR | 5,325 | 0 | 0 | ||
Teradyne Inc | COM | 880770102 | 4,094 | 85,450 | SH | SOLE | 76,950 | 0 | 8,500 | ||
Teva pharmaceutical Industries | SPONSORED ADS | 881624209 | 303 | 32,800 | SH | SOLE | 32,800 | 0 | 0 | ||
Twilio Inc Class A | CL A | 90138F102 | 222 | 1,625 | SH | SOLE | 425 | 0 | 1,200 | ||
Union Pacific Corp. | COM | 907818108 | 583 | 3,450 | SH | OTR | 3,450 | 0 | 0 | ||
Union Pacific Corp. | COM | 907818108 | 5,137 | 30,375 | SH | SOLE | 30,375 | 0 | 0 | ||
Vaneck Vectors Green Bond ETF | GREEN BD ETF | 92189F171 | 221 | 8,250 | SH | SOLE | 8,250 | 0 | 0 | ||
Verint Systems Inc | COM | 92343X100 | 223 | 4,150 | SH | SOLE | 2,150 | 0 | 2,000 | ||
Verizon | COM | 92343V104 | 11 | 200 | SH | OTR | 200 | 0 | 0 | ||
Verizon | COM | 92343V104 | 548 | 9,587 | SH | SOLE | 6,972 | 0 | 2,615 | ||
Visa Inc | COM CL A | 92826C839 | 208 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
Wayfair Inc- Class A | CL A | 94419L101 | 312 | 2,140 | SH | OTR | 2,140 | 0 | 0 | ||
Wayfair Inc- Class A | CL A | 94419L101 | 3,178 | 21,765 | SH | SOLE | 19,925 | 0 | 1,840 | ||
Wells Fargo & Co. | COM | 949746101 | 102 | 2,150 | SH | OTR | 2,150 | 0 | 0 | ||
Wells Fargo & Co. | COM | 949746101 | 1,668 | 35,250 | SH | SOLE | 35,250 | 0 | 0 | ||
Weyerhaeuser Co REIT | COM | 962166104 | 251 | 9,525 | SH | OTR | 9,525 | 0 | 0 | ||
Weyerhaeuser Co REIT | COM | 962166104 | 3,862 | 146,625 | SH | SOLE | 138,950 | 0 | 7,675 | ||
Woodward, Inc. | COM | 980745103 | 690 | 6,100 | SH | OTR | 6,100 | 0 | 0 | ||
Woodward, Inc. | COM | 980745103 | 8,220 | 72,640 | SH | SOLE | 69,780 | 0 | 2,860 | ||
Zillow Group Inc Class A | CL A | 98954M101 | 205 | 4,475 | SH | SOLE | 1,975 | 0 | 2,500 |