0001698926-19-000004.txt : 20190814 0001698926-19-000004.hdr.sgml : 20190814 20190814121200 ACCESSION NUMBER: 0001698926-19-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190814 DATE AS OF CHANGE: 20190814 EFFECTIVENESS DATE: 20190814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Adalta Capital Management LLC CENTRAL INDEX KEY: 0001698926 IRS NUMBER: 812481155 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18082 FILM NUMBER: 191024494 BUSINESS ADDRESS: STREET 1: 452 FIFTH AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2128325135 MAIL ADDRESS: STREET 1: 452 FIFTH AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001698926 XXXXXXXX 06-30-2019 06-30-2019 Adalta Capital Management LLC

452 FIFTH AVENUE 14TH FLOOR NEW YORK NY 10018

13F HOLDINGS REPORT 028-18082 N ZOE VLACHOS 2128325135 ZOE VLACHOS NEW YORK NY 08-14-2019 0 126 152159 false INFORMATION TABLE 2 adalta0630.xml Agrofresh Solutions Warrants Exp 07/31/20 *W EXP 07/31/202 00856G117 0 6350 SH OTR 6350 0 0 Agrofresh Solutions Warrants Exp 07/31/20 *W EXP 07/31/202 00856G117 1 58891 SH SOLE 55191 0 3700 Alibaba Group ADR SPONSORED ADS 01609W102 3386 19985 SH SOLE 19985 0 0 Alphabet Inc. Class A CAP STK CL A 02079K305 253 234 SH OTR 234 0 0 Alphabet Inc. Class A CAP STK CL A 02079K305 3468 3203 SH SOLE 2998 0 205 Alphabet Inc. Class C CAP STK CL C 02079K107 141 130 SH OTR 130 0 0 Alphabet Inc. Class C CAP STK CL C 02079K107 1646 1523 SH SOLE 1343 0 180 Amarin Corp PLC ADR SPONS ADR NEW 023111206 322 16600 SH OTR 16600 0 0 Amarin Corp PLC ADR SPONS ADR NEW 023111206 3603 185825 SH SOLE 172625 0 13200 American Express Co. COM 025816109 346 2800 SH OTR 2800 0 0 American Express Co. COM 025816109 3998 32385 SH SOLE 30260 0 2125 Apple COM 037833100 713 3600 SH SOLE 3600 0 0 Arch Capital Group Ltd ORD G0450A105 887 23910 SH SOLE 20910 0 3000 AT&T COM 00206R102 281 8387 SH SOLE 1200 0 7187 Baidu Inc SPON ADR REP A 056752108 501 4271 SH SOLE 4271 0 0 Baozun Inc SPONSORED ADR 06684L103 718 14400 SH SOLE 14400 0 0 Baxter International COM 071813109 4 50 SH OTR 50 0 0 Baxter International COM 071813109 1308 15925 SH SOLE 15450 0 475 Blackstone Group LP COM UNIT LTD 09253U108 133 3000 SH OTR 3000 0 0 Blackstone Group LP COM UNIT LTD 09253U108 4390 98821 SH SOLE 94196 0 4625 Blackstone Mortgage Trust Inc COM CL A 09257W100 285 7875 SH OTR 7875 0 0 Blackstone Mortgage Trust Inc COM CL A 09257W100 3020 83425 SH SOLE 78200 0 5225 Blueprint Medicines Corp COM 09627Y109 309 3275 SH SOLE 1775 0 1500 Boeing COM 097023105 4209 11564 SH SOLE 11564 0 0 Box Inc CL A 10316T104 112 6350 SH OTR 6350 0 0 Box Inc CL A 10316T104 1412 80185 SH SOLE 73285 0 6900 Bristol-Myers Squibb COM 110122108 69 1525 SH OTR 1525 0 0 Bristol-Myers Squibb COM 110122108 850 18748 SH SOLE 14693 0 4055 Brookfield Asset Management Class A CL A LTD VT SH 112585104 329 6887 SH OTR 6887 0 0 Brookfield Asset Management Class A CL A LTD VT SH 112585104 5205 108934 SH SOLE 101739 0 7195 Brookfield Renewable LP PARTNERSHIP UNIT G16258108 640 18510 SH SOLE 17910 0 600 Canadian National Railway Co. COM 136375102 92 1000 SH OTR 1000 0 0 Canadian National Railway Co. COM 136375102 1785 19300 SH SOLE 19300 0 0 Centurylink Inc COM 156700106 1 71 SH OTR 71 0 0 Centurylink Inc COM 156700106 322 27370 SH SOLE 27220 0 150 Chevron Corp. COM 166764100 411 3306 SH OTR 3306 0 0 Chevron Corp. COM 166764100 2141 17202 SH SOLE 15136 0 2066 Cisco Systems COM 17275R102 2824 51590 SH SOLE 51590 0 0 Colgate-Palmolive Co COM 194162103 642 8960 SH SOLE 1460 0 7500 Consolidated Edison COM 209115104 44 500 SH OTR 500 0 0 Consolidated Edison COM 209115104 653 7450 SH SOLE 7050 0 400 Devon Energy Corp COM 25179M103 4 125 SH OTR 125 0 0 Devon Energy Corp COM 25179M103 456 15975 SH SOLE 15000 0 975 Doubleline Income Soluti COM 258622109 206 10300 SH SOLE 10300 0 0 Dover Corporation COM 260003108 90 900 SH OTR 900 0 0 Dover Corporation COM 260003108 476 4750 SH SOLE 4050 0 700 Enbridge Inc COM 29250N105 31 846 SH OTR 846 0 0 Enbridge Inc COM 29250N105 1036 28709 SH SOLE 25455 0 3254 Ericsson (LM) Tel-SP ADR ADR B SEK 10 294821608 413 43475 SH SOLE 32475 0 11000 Estre Ambiental Inc SHS G3206V100 5 5110 SH OTR 5110 0 0 Estre Ambiental Inc SHS G3206V100 20 22525 SH SOLE 19905 0 2620 Estre Ambiental Inc WTS *W EXP 12/21/202 G3206V118 0 1450 SH OTR 1450 0 0 Estre Ambiental Inc WTS *W EXP 12/21/202 G3206V118 0 12036 SH SOLE 11376 0 660 Exelixis Inc COM 30161Q104 264 12375 SH SOLE 5375 0 7000 ExxonMobil Corp COM 30231G102 700 9136 SH SOLE 5806 0 3330 Gilead Sciences Inc. COM 375558103 203 3000 SH SOLE 3000 0 0 GTT Communications Inc COM 362393100 451 25650 SH SOLE 4450 0 21200 Guardant Health Inc COM 40131M109 660 7650 SH OTR 7650 0 0 Guardant Health Inc COM 40131M109 9124 105690 SH SOLE 95090 0 10600 Home Depot COM 437076102 146 700 SH OTR 700 0 0 Home Depot COM 437076102 5857 28165 SH SOLE 24765 0 3400 Honeywell Intl Inc COM 438516106 544 3114 SH SOLE 3114 0 0 iShares MSCI Global Impact ETF IV MSCI GLOBAL IMP 46435G532 386 6685 SH SOLE 6685 0 0 iShares MSCI KLD 400 Social Indx ETF MSCI KLD400 SOC 464288570 425 3890 SH SOLE 3890 0 0 Johnson & Johnson COM 478160104 306 2200 SH OTR 2200 0 0 Johnson & Johnson COM 478160104 2070 14859 SH SOLE 14409 0 450 JPMorgan Chase & Co COM 46625H100 248 2218 SH OTR 2218 0 0 JPMorgan Chase & Co COM 46625H100 5307 47471 SH SOLE 47471 0 0 Laboratory Corp Of America Holdings COM NEW 50540R409 256 1480 SH SOLE 1480 0 0 Markel Corp. COM 570535104 294 270 SH OTR 270 0 0 Markel Corp. COM 570535104 2861 2626 SH SOLE 2321 0 305 Marriott Vacations COM 57164Y107 84 875 SH OTR 875 0 0 Marriott Vacations COM 57164Y107 1553 16110 SH SOLE 7910 0 8200 Martin Marietta Matr COM 573284106 276 1200 SH SOLE 1200 0 0 Matador Resources Co COM 576485205 624 31400 SH SOLE 31400 0 0 Merck & Co. Inc. COM 58933Y105 531 6290 SH OTR 6290 0 0 Merck & Co. Inc. COM 58933Y105 6233 73855 SH SOLE 68175 0 5680 Microsoft Corp. COM 594918104 1175 8775 SH OTR 8775 0 0 Microsoft Corp. COM 594918104 10311 76973 SH SOLE 69338 0 7635 Momo Inc ADR 60879B107 609 17000 SH SOLE 17000 0 0 New Relic Inc COM 64829B100 405 4685 SH SOLE 3085 0 1600 Nextera Energy Inc COM 65339F101 115 560 SH OTR 560 0 0 Nextera Energy Inc COM 65339F101 855 4175 SH SOLE 4175 0 0 Novocure LTD NPV ORD SHS G6674U108 305 5000 SH SOLE 5000 0 0 Nuveen Credit Strategies COM SHS 67073D102 116 14400 SH SOLE 14400 0 0 Obsidian Energy LTD NPV COM 674482203 399 334818 SH SOLE 191961 0 142857 Oneok Inc COM 682680103 274 3986 SH OTR 3986 0 0 Oneok Inc COM 682680103 1195 17361 SH SOLE 17361 0 0 Philip Morris International, Inc. COM 718172109 100 1250 SH OTR 1250 0 0 Philip Morris International, Inc. COM 718172109 1052 13208 SH SOLE 11978 0 1230 Procter & Gamble COM 742718109 54 495 SH OTR 495 0 0 Procter & Gamble COM 742718109 380 3465 SH SOLE 3465 0 0 PTC Inc COM 69370C100 229 2550 SH SOLE 1350 0 1200 Qualcomm Inc. COM 747525103 274 3600 SH OTR 3600 0 0 Qualcomm Inc. COM 747525103 3836 50425 SH SOLE 48975 0 1450 Roku Inc CL A COM CL A 77543R102 453 5000 SH SOLE 2100 0 2900 Saba Cef ETF SABA INT RATE 30151E806 835 41100 SH SOLE 41100 0 0 Sandridge Mississippi LP SH BEN INT 80007V106 16 24800 SH SOLE 24800 0 0 Sandridge Mississippi LP UNIT BEN INT 80007T101 26 40000 SH SOLE 40000 0 0 Schlumberger Ltd. COM 806857108 130 3225 SH OTR 3225 0 0 Schlumberger Ltd. COM 806857108 2581 64150 SH SOLE 61850 0 2300 Spotify Technology F SHS L8681T102 632 4320 SH SOLE 3420 0 900 Stmicroelectronics F Sponsored ADR NY REGISTRY 861012102 683 38778 SH SOLE 38778 0 0 Stoneco LTD COM CL A G85158106 611 20650 SH SOLE 20650 0 0 Sunrun Inc. COM 86771W105 266 14200 SH SOLE 7100 0 7100 Teladoc Inc COM 87918A105 355 5350 SH SOLE 2350 0 3000 Teradyne Inc COM 880770102 255 5325 SH OTR 5325 0 0 Teradyne Inc COM 880770102 4094 85450 SH SOLE 76950 0 8500 Teva pharmaceutical Industries SPONSORED ADS 881624209 303 32800 SH SOLE 32800 0 0 Twilio Inc Class A CL A 90138F102 222 1625 SH SOLE 425 0 1200 Union Pacific Corp. COM 907818108 583 3450 SH OTR 3450 0 0 Union Pacific Corp. COM 907818108 5137 30375 SH SOLE 30375 0 0 Vaneck Vectors Green Bond ETF GREEN BD ETF 92189F171 221 8250 SH SOLE 8250 0 0 Verint Systems Inc COM 92343X100 223 4150 SH SOLE 2150 0 2000 Verizon COM 92343V104 11 200 SH OTR 200 0 0 Verizon COM 92343V104 548 9587 SH SOLE 6972 0 2615 Visa Inc COM CL A 92826C839 208 1200 SH SOLE 1200 0 0 Wayfair Inc- Class A CL A 94419L101 312 2140 SH OTR 2140 0 0 Wayfair Inc- Class A CL A 94419L101 3178 21765 SH SOLE 19925 0 1840 Wells Fargo & Co. COM 949746101 102 2150 SH OTR 2150 0 0 Wells Fargo & Co. COM 949746101 1668 35250 SH SOLE 35250 0 0 Weyerhaeuser Co REIT COM 962166104 251 9525 SH OTR 9525 0 0 Weyerhaeuser Co REIT COM 962166104 3862 146625 SH SOLE 138950 0 7675 Woodward, Inc. COM 980745103 690 6100 SH OTR 6100 0 0 Woodward, Inc. COM 980745103 8220 72640 SH SOLE 69780 0 2860 Zillow Group Inc Class A CL A 98954M101 205 4475 SH SOLE 1975 0 2500