Member

0001698926-17-000003.txt : 20171124 0001698926-17-000003.hdr.sgml : 20171124 20171124131955 ACCESSION NUMBER: 0001698926-17-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171124 DATE AS OF CHANGE: 20171124 EFFECTIVENESS DATE: 20171124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Adalta Capital Management LLC CENTRAL INDEX KEY: 0001698926 IRS NUMBER: 812481155 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18082 FILM NUMBER: 171221355 BUSINESS ADDRESS: STREET 1: 452 FIFTH AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2128325135 MAIL ADDRESS: STREET 1: 452 FIFTH AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001698926 XXXXXXXX 09-30-2017 09-30-2017 Adalta Capital Management LLC

452 FIFTH AVENUE 14TH FLOOR NEW YORK NY 10018

13F HOLDINGS REPORT 028-18082 N Zoe Vlachos Member 212-832-5135 Zoe Vlachos New York NY 11-14-2017 0 114 122491 false INFORMATION TABLE 2 adalta2017q313f.xml 13F3Q17 ADALTA Agrofresh Solutions Warrants Exp 07/31/20 *W EXP 07/31/2020 00856G117 3 6350 SH OTR 6350 0 0 Agrofresh Solutions Warrants Exp 07/31/20 COM 00856G117 37 66995 SH SOLE 62645 0 4350 Alibaba Group ADR SPONSORED ADR 01609W102 3541 20500 SH SOLE 20500 0 0 Alphabet Inc. Class A CAP STK CL A 02079K305 136 140 SH OTR 140 0 0 Alphabet Inc. Class A CAP STK CL A 02079K305 2744 2818 SH SOLE 2613 0 205 Alphabet Inc. Class C CAP STK CL C 02079K107 134 140 SH OTR 140 0 0 Alphabet Inc. Class C CAP STK CL C 02079K107 1604 1672 SH SOLE 1482 0 190 American Express Co. COM 025816109 265 2925 SH OTR 2925 0 0 American Express Co. COM 025816109 3151 34835 SH SOLE 32710 0 2125 Anheuser-Busch InBev ADR SPONSORED ADR 03524A108 391 3275 SH OTR 3275 0 0 Anheuser-Busch InBev ADR SPONSORED ADR 03524A108 4195 35165 SH SOLE 33165 0 2000 Apollo Global Management LP CL A SHS 037612306 256 8500 SH SOLE 8500 0 0 Apple COM 037833100 551 3577 SH SOLE 3577 0 0 Arch Cap Group LTD ORD G0450A105 394 4000 SH SOLE 2800 0 1200 AT&T COM 00206R102 568 14508 SH SOLE 7906 0 6602 Baidu Inc SPON ADR REP A 056752108 1052 4246 SH SOLE 4246 0 0 Baxter International COM 071813109 66 1050 SH OTR 1050 0 0 Baxter International COM 071813109 1310 20825 SH SOLE 20325 0 500 Biogen Inc COM 09062X103 250 800 SH SOLE 800 0 0 Blackstone Group LP COM UNIT LTD 09253U108 197 5900 SH OTR 5900 0 0 Blackstone Group LP COM UNIT LTD 09253U108 3802 113923 SH SOLE 109298 0 4625 BorgWarner Inc. COM 099724106 87 1700 SH OTR 1700 0 0 BorgWarner Inc. COM 099724106 1217 23750 SH SOLE 22900 0 850 Boulevard Acquisition Corp II CL A 10157Q201 87 8350 SH OTR 8350 0 0 Boulevard Acquisition Corp II CL A 10157Q201 1065 102325 SH SOLE 95080 0 7245 Bristol-Myers Squibb COM 110122108 97 1525 SH OTR 1525 0 0 Bristol-Myers Squibb COM 110122108 1294 20308 SH SOLE 16253 0 4055 Brookfield Asset Management Class A CL A LTD VT SH 112585104 284 6887 SH OTR 6887 0 0 Brookfield Asset Management Class A CL A LTD VT SH 112585104 3968 96079 SH SOLE 88884 0 7195 Canadian National Railway Co. COM 136375102 83 1000 SH OTR 1000 0 0 Canadian National Railway Co. COM 136375102 1624 19600 SH SOLE 19600 0 0 Chevron Corp. COM 166764100 388 3306 SH OTR 3306 0 0 Chevron Corp. COM 166764100 2252 19163 SH SOLE 17097 0 2066 Cisco Systems COM 17275R102 1834 54549 SH SOLE 54549 0 0 Colgate-Palmolive Co COM 194162103 631 8660 SH SOLE 1160 0 7500 Consolidated Edison COM 209115104 40 500 SH OTR 500 0 0 Consolidated Edison COM 209115104 684 8475 SH SOLE 8075 0 400 Controladora Vuela Cia De Avia SPON ADR RP 10 21240E105 620 52210 SH SOLE 52210 0 0 Credit Acceptance Corp. COM 225310101 77 275 SH OTR 275 0 0 Credit Acceptance Corp. COM 225310101 701 2502 SH SOLE 2502 0 0 Devon Energy Corp COM 25179M103 134 3650 SH OTR 3650 0 0 Devon Energy Corp COM 25179M103 1211 32980 SH SOLE 30545 0 2435 Dover Corporation COM 260003108 82 900 SH OTR 900 0 0 Dover Corporation COM 260003108 448 4900 SH SOLE 4200 0 700 Enbridge Inc COM 29250N105 105 2518 SH OTR 2518 0 0 Enbridge Inc COM 29250N105 1415 33827 SH SOLE 30977 0 2850 Enstar Group LTD COM G3075P101 547 2460 SH SOLE 2460 0 0 ExxonMobil Corp COM 30231G102 1020 12448 SH SOLE 9118 0 3330 Foundation Medicine COM 350465100 347 8625 SH OTR 8625 0 0 Foundation Medicine COM 350465100 4886 121545 SH SOLE 114105 0 7440 Gilead Sciences Inc. COM 375558103 243 3000 SH SOLE 3000 0 0 Granite REIT UNIT 99/99/9999 387437114 400 10000 SH SOLE 10000 0 0 Grupo Aeroportuario Del Pacifi SPON ADR B 400506101 381 3719 SH SOLE 3719 0 0 Home Depot COM 437076102 114 700 SH OTR 700 0 0 Home Depot COM 437076102 4878 29825 SH SOLE 26425 0 3400 Honeywell Intl Inc COM 438516106 458 3228 SH SOLE 3228 0 0 Impinj Inc COM 453204109 122 2925 SH OTR 2925 0 0 Impinj Inc COM 453204109 1634 39271 SH SOLE 35371 0 3900 Johnson & Johnson COM 478160104 286 2200 SH OTR 2200 0 0 Johnson & Johnson COM 478160104 1764 13569 SH SOLE 13119 0 450 JPMorgan Chase & Co COM 46625H100 153 1600 SH OTR 1600 0 0 JPMorgan Chase & Co COM 46625H100 4147 43416 SH SOLE 43416 0 0 JPMorgan Chase & Co. Warrants Exp 10/28/18 *W EXP 10/28/2018 46634E114 54 1000 SH OTR 1000 0 0 JPMorgan Chase & Co. Warrants Exp 10/28/18 *W EXP 10/28/2018 46634E114 230 4250 SH SOLE 4250 0 0 KKR & Co LP COM UNITS 48248M102 751 36934 SH SOLE 36934 0 0 Laboratory Corp Of America Holdings COM NEW 50540R409 484 3205 SH SOLE 3205 0 0 Level 3 Communications COM NEW 52729N308 3 50 SH OTR 50 0 0 Level 3 Communications COM NEW 52729N308 285 5350 SH SOLE 5350 0 0 Markel Corp. COM 570535104 310 290 SH OTR 290 0 0 Markel Corp. COM 570535104 3425 3207 SH SOLE 2892 0 315 Martin Marietta Matr COM 573284106 247 1200 SH SOLE 1200 0 0 Matador Resources Co COM 576485205 92 3400 SH OTR 3400 0 0 Matador Resources Co COM 576485205 1985 73100 SH SOLE 71400 0 1700 Merck & Co. Inc. COM 58933Y105 406 6290 SH OTR 6290 0 0 Merck & Co. Inc. COM 58933Y105 4636 71875 SH SOLE 66215 0 5660 Microsoft Corp. COM 594918104 654 8775 SH OTR 8775 0 0 Microsoft Corp. COM 594918104 5661 75992 SH SOLE 69957 0 6035 Monsanto Co. COM 61166W101 429 3582 SH SOLE 3582 0 0 Nextera Energy Inc COM 65339F101 82 560 SH OTR 560 0 0 Nextera Energy Inc COM 65339F101 597 4075 SH SOLE 4075 0 0 Oaktree Cap Group LLC UNIT CL A 674001201 286 6075 SH SOLE 5750 0 325 Obsidian Energy Ltd. COM 674482104 675 643000 SH SOLE 643000 0 0 Oneok Partners LP UNIT LTD PARTN 68268N103 306 5516 SH OTR 5516 0 0 Oneok Partners LP UNIT LTD PARTN 68268N103 1195 21559 SH SOLE 21559 0 0 Philip Morris International, Inc. COM 718172109 196 1750 SH OTR 1750 0 0 Philip Morris International, Inc. COM 718172109 1783 15909 SH SOLE 14779 0 1130 Plug Power Inc COM NEW 72919P202 136 52000 SH SOLE 52000 0 0 Procter & Gamble COM 742718109 45 495 SH OTR 495 0 0 Procter & Gamble COM 742718109 335 3680 SH SOLE 3680 0 0 Qualcomm Inc. COM 747525103 232 4475 SH OTR 4475 0 0 Qualcomm Inc. COM 747525103 2705 52175 SH SOLE 49300 0 2875 Schlumberger Ltd. COM 806857108 128 1825 SH OTR 1825 0 0 Schlumberger Ltd. COM 806857108 3670 52222 SH SOLE 51647 0 575 STMicroelectronics N. V. NY REGISTRY 861012102 510 26278 SH SOLE 26278 0 0 Total SA ADR SPONSORED ADR 89151E109 49 900 SH OTR 900 0 0 Total SA ADR SPONSORED ADR 89151E109 203 3750 SH SOLE 3650 0 1100 U.S. Bancorp COM NEW 902973304 92 1700 SH OTR 1700 0 0 U.S. Bancorp COM NEW 902973304 1326 24614 SH SOLE 22914 0 1700 Union Pacific Corp. COM 907818108 446 3850 SH OTR 3850 0 0 Union Pacific Corp. COM 907818108 3320 28625 SH SOLE 28625 0 0 USG Corp. COM NEW 903293405 2908 89060 SH SOLE 86735 0 2325 USG Corp. COM NEW 903293405 122 3725 SH OTR 3725 0 0 Verizon COM 92343V104 10 200 SH OTR 200 0 0 Verizon COM 92343V104 563 11371 SH SOLE 9171 0 2200 Wayfair Inc- Class A CL A 94419L101 144 2140 SH OTR 2140 0 0 Wayfair Inc- Class A CL A 94419L101 1689 25065 SH SOLE 24175 0 890 Wells Fargo & Co. COM 949746101 993 18008 SH SOLE 18008 0 0 Weyerhaeuser Co REIT COM 962166104 309 9075 SH OTR 9075 0 0 Weyerhaeuser Co REIT COM 962166104 4859 142775 SH SOLE 135600 0 7175 Woodward, Inc. COM 980745103 473 6100 SH OTR 6100 0 0 Woodward, Inc. COM 980745103 5321 68560 SH SOLE 65700 0 2860 Yelp Inc CL A 985817105 4 100 SH OTR 100 0 0 Yelp Inc CL A 985817105 672 15520 SH SOLE 15120 0 400