EX-1.01 2 d930282dex101.htm EX-1.01 EX-1.01

Exhibit 1.01

Canon Inc.

Conflict Minerals Report

For the Period from January 1, 2014 to December 31, 2014

This Conflict Minerals Report for the period from January 1, 2014 to December 31, 2014, is presented as an exhibit to the Specialized Disclosure Report on Form SD, to comply with Rule 13p-1 under the Securities Exchange Act of 1934.

 

1. Introduction (Background to the disclosure of the Conflict Minerals Report)

Established in 1937, Canon Inc. is a Japanese corporation with its headquarters in Tokyo, Japan, that develops, manufactures and sells professional and consumer imaging equipment and information systems. Canon’s extensive range of products includes office multifunction devices, laser multifunction printers, inkjet printers, digital production printing systems, digital cameras, digital camcorders, medical equipment and semiconductor lithography equipment. For details of corporate activities please refer to our annual report filed on Form 20-F.

Canon Inc. is listed on the New York Stock Exchange and is subject to the final rules issued by the United States Securities and Exchange Commission (“SEC”) to implement Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”).

In response to Rule 13p-1, Canon Inc. conducted a “Reasonable Country of Origin Inquiry” (“RCOI”) for products manufactured or contracted to manufacture by Canon Inc. and its consolidated subsidiaries (“Canon” or “Canon Group”) from January 1, 2014 to December 31, 2014 (“reporting period”). In addition, since it could be assumed from the results of our first-year RCOI that it was possible that four types of minerals classified as conflict minerals—namely tin, tantalum, tungsten and gold (“3TG”)—that originated in the Democratic Republic of Congo and adjoining countries (“covered countries”) and did not come from scrap or recycled materials were being used in some of the parts or materials that make up Canon’s products, Canon concurrently conducted due diligence on the source and chain of custody of its conflict minerals (“due diligence”) in a case where 3TG which possibly originated from the covered countries were identified during an RCOI.

 

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2. Application of Conflict Minerals Report on Canon and products subject to disclosure

As of December 31, 2014, Canon Inc. had 261 consolidated subsidiaries, of which 58 subsidiaries were manufacturing products or contracting to manufacture products in the reporting period. In total, 59 companies of the Canon Group including Canon Inc. conducted the RCOI. The subsidiaries that conducted the RCOI include certain marketing companies that contracted with manufacturers outside the Canon Group to manufacture items for sale outside the Canon Group.

The business operations of Canon can be divided into the following three categories: the Office Business Unit, the Imaging System Business Unit, and the Industry and Others Business Unit. The Office Business Unit includes office multifunction devices, laser multifunction printers and digital production printing systems. The Imaging System Unit includes interchangeable lens digital cameras, digital compact cameras, digital camcorders, inkjet printers and broadcast equipment. The Industry and Others Business Unit includes semiconductor lithography equipment, FPD (Flat panel display) lithography equipment, digital radiography systems, ophthalmic equipment, network cameras and handy terminals.

In each of these units, electronic components and substrates which contain 3TG are used in the majority of products manufactured by or contracted for manufacture by Canon.

Canon Group purchases raw materials, parts and components and manufactures products. Canon is located downstream in the 3TG supply chain. Canon does not directly purchase the 3TG from mines and has not been involved in the smelter or refinery business. Therefore, Canon had to rely on information provided by the first-tier suppliers or companies which are upstream in the supply chain in regard to identification of the source country of the 3TG.

 

3. Basic principles regarding response to conflict minerals

Canon Inc. established the “Basic Approach of the Canon Group Regarding Conflict Minerals” in September 2012. This has been published on Canon Inc.’s official website.

URL:     http://www.canon.com/csr/conflict/policy.html

 

4. RCOI and Due Diligence

The design of the RCOI and due diligence conducted by Canon followed the “OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas” (“OECD Guidance”). Canon took the steps described below in accordance with the five steps laid out in the OECD Guidance.

 

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  a. Step 1: Establish strong company management systems
  - In order to respond to the conflict minerals situation, Canon established a cross-functional Conflict Minerals Response Project Team (“Project Team”) in the headquarters under the direction of a representative director in charge (Executive Vice President & CFO) in December 2010. Moreover, Canon designated the person in charge of conflict minerals in each of its group companies involved in manufacturing or contracted manufacturing.
  - As stated above, Canon established the “Basic Approach of the Canon Group Regarding Conflict Minerals” in September 2012.
  - In June 2014, Canon summoned the persons in charge of conflict minerals of the Canon Group’s domestic subsidiaries involved in manufacturing or contracted manufacturing and had a meeting to share the result of the 2013 conflict minerals survey and its future policies. Moreover, for the persons in charge of conflict minerals of its overseas subsidiaries, Canon shared the information on a video and telephone conference.
  - Canon introduced the supplier management system; and in order to utilize the system in the conflict minerals survey, Canon carried out briefing sessions on system introduction inside and outside Japan for its first-tier suppliers, as well as requesting their cooperation with the conflict minerals survey.
  - For the first-tier suppliers and the companies in the upper stream, Canon created and distributed a RCOI manual to them.
  - Canon requested the first-tier suppliers to the Canon Group to submit letters of agreement confirming the understanding of Canon’s basic approach regarding conflict minerals and agreeing to cooperate with its survey.
  - Using the “Conflict Minerals Information Management System,” Canon Inc. linked the survey responses to product information and conducted assessments for each product. The results were stored in the database. These data records will be retained for five years.
  - Canon actively participated in activities by the industry to address issues concerning conflict minerals. Canon Inc. was a member of the Responsible Minerals Trade Working Group of the Japan Electronics and Information Technology Industries Association (“JEITA”) and held the role of co-chair since April 2013. JEITA carried out briefing sessions on the survey for the suppliers in the upper stream of the supply chain of the electric and electronic industry.
  - The help desk for reporting compliance and the CSR inquiry desk of Canon Inc. were available for employees, first-tier suppliers and other stakeholders to report or inquire about matters regarding conflict minerals.

 

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  b. Step 2: Identify and assess risk in the supply chain
  - To the extent possible, Canon identified each of the parts and materials used in the products that it manufactured or contracted to be manufactured during the reporting period and carried out the RCOI on the first-tier suppliers.
  - For the RCOI, Canon used the CFSI Conflict Minerals Reporting Template (“CMRT”). The CMRT was published by the Conflict Free Sourcing Initiative (“CFSI”), one of the programs of the Electronic Industry Citizenship Coalition (“EICC”). The number of the first-tier suppliers to the Canon Group which may use 3TG and to which the CMRT was sent amounted to 3,434.
  - In addition, as previously mentioned, Canon conducted due diligence concurrently with the RCOI on first-tier suppliers which reported the use of 3TG from the covered countries.
  - By introducing the supplier management system, Canon Inc. was able to check from its headquarters the situations of distribution and responses of the CMRT against approximately 75% of the first-tier suppliers which are the subject to the RCOI.
  - Canon requested replies from the first-tier suppliers who did not respond by the closing date of the response.
  - Canon compared the smelters or refineries (“SORs”) identified through the RCOI against the list of the SORs which are compliant with the Conflict Free Smelter Program (“CFS Program”), as published by the CFSI.

 

  c. Step 3: Design and implement a strategy to respond to identified risks
  - The head of the Project Team reported the progress of conflict minerals response activities to the representative director in charge as necessary. Moreover, the Project Team reported on annually its progress to relevant directors of Canon Inc. and to the presidents of the relevant domestic and overseas subsidiaries.
  - Canon participated in activities to identify SORs handling the 3TG in Japan and activities to encourage the SORs identified to join the CFSI’s CFS Program through the activities of the JEITA and the Japan Conflict Free Sourcing Working Group (to be described below). JEITA has an alliance with EICC and CFSI, which play the leading role in the response to the conflict minerals.

 

4


  - As co-chair of the Japan Conflict Free Sourcing Working Group, a joint initiative by the JEITA and major Japanese automobile manufacturers, Canon visited three gold refineries in 2014, joined an alliance with the Japan Gold Metal Association, and held a briefing session which was attended by twelve gold refineries.
  - In addition to the above activities, Canon formally joined the CFSI as an individual company in April, 2015. The membership code is “CNON.”

 

  d. Step 4: Carry out independent third-party audit of supply chain due diligence at identified points in the supply chain
  - Through its role as a key member of the Japan Conflict Free Sourcing Working Group, Canon carried out activities such as the improvement of survey methods and detailed inspections of information regarding SORs.

 

  e. Step 5: Report on supply chain due diligence
  - In accordance with the Dodd-Frank Act and the SEC’s final rules, on or before June 1, 2015, Canon Inc. will file a Form SD and Conflict Minerals Report (this report) with the SEC, and publish the same information on its official website.
  - Canon Inc. has been reporting its activities in response to conflict minerals in its Annual Report and Sustainability Report since 2011.

 

5. Survey results for the 2014 calendar year

 

  a. Result of RCOI and due diligence surveys
  - Canon conducted the RCOI surveys on 3,434 first-tier suppliers that possibly use 3TG. Canon conducted due diligence concurrently with the RCOI on first-tier suppliers which reported the use of 3TG from the covered countries.
  - Even if 3TG of the covered countries were used, the majority of the companies replied that they had been purchasing from the SORs which complied with the CFS Program. Within the scope of the responses, there was nothing to clearly suggest that parts or materials that the Canon Group had purchased were used as the source of funds for armed groups.

 

5


  b. Result of SORs survey
  - Canon analyzed the information on the SORs mentioned in the responses from the supply chain through the RCOI and identified 257 as the CFSI’s known SORs. Among these, 147 SORs were compliant with the CFS Program. Such 147 compliant SORs and the other 110 CFSI’s known SORs are listed in the Appendix 1.
  - Canon was unable to determine the processing facilities of the remaining SORs.

As a result, Canon was unable to determine the origin of the 3TG used for the products of Canon Group based on the information provided by the identified SORs.

Further, according to the results of the RCOI and due diligence mentioned above, Canon was unable to determine whether the 3TG used for the products of the Canon Group financed or benefitted armed groups in the covered countries.

 

6. Planned risk mitigation for 2015 onwards

The following risk mitigation procedures are planned to be implemented from 2015 onwards.

 

  - Analyze risks of the 3TG supply chain and work towards collecting information on the necessary parts and materials in order to improve the accuracy of the evaluation at the product level through use of the “Conflict Minerals Information Management System.”
  - For new business partners, it will be necessary to implement the in-house rules to check the usage of 3TG and the cooperation with the surveys which Canon Inc. recently enacted before commencing business.
  - Continue to participate in industry groups and alliances such as JEITA and the Japan Conflict Free Sourcing Working Group and, through such activities, continue to support EICC’s initiatives.
  - Contribute to making SORs as conflict free as possible as a member of the CFSI. Canon joined the CFSI in April 2015.

 

7. Independent monitoring
  - Pursuant to Rule 13p-1 of the SEC, Canon Inc. is not required to attach an audit report by an independent auditor from the private sector in regard to the Conflict Minerals Report that Canon Inc. will present to the SEC by June 1, 2015.

 

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Forward-Looking Statements

This report contains not only past and present facts about Canon, but also future forecasts based on plans, prospects, management policies and strategies as of the publication date. These future forecasts are assumptions or estimations based on information available at the time the report was prepared. Due to a range of variables, however, the results or circumstances of our future business activities may vary from the forecasts contained herein.

 

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Appendix 1

 

1. List of the SORs which were compliant with CFS Program and were identified through Canon’s supply chain (As of April 2, 2015)

 

     

Metal    

 

SOR

 

Country/Region

 

 

Gold

 

 

Western Australian Mint trading as The Perth Mint

 

 

AUSTRALIA

 

 

Gold

 

 

Umicore SA Business Unit Precious Metals Refining

 

 

BELGIUM

 

 

Gold

 

 

AngloGold Ashanti Córrego do Sítio Minerção

 

 

BRAZIL

 

 

Gold

 

 

Umicore Brasil Ltda

 

 

BRAZIL

 

 

Gold

 

 

CCR Refinery – Glencore Canada Corporation

 

 

CANADA

 

 

Gold

 

 

Johnson Matthey Ltd

 

 

CANADA

 

 

Gold

 

 

Royal Canadian Mint

 

 

CANADA

 

 

Gold

 

 

Shandong Zhaojin Gold & Silver Refinery Co. Ltd

 

 

CHINA

 

 

Gold

 

 

Sichuan Tianze Precious Metals Co., Ltd

 

 

CHINA

 

 

Gold

 

 

The Refinery of Shandong Gold Mining Co. Ltd

 

 

CHINA

 

 

Gold

 

 

Allgemeine Gold-und Silberscheideanstalt A.G.

 

 

GERMANY

 

 

Gold

 

 

Aurubis AG

 

 

GERMANY

 

 

Gold

 

 

C. Hafner GmbH + Co. KG

 

 

GERMANY

 

 

Gold

 

 

Heimerle + Meule GmbH

 

 

GERMANY

 

 

Gold

 

 

Heraeus Precious Metals GmbH & Co. KG

 

 

GERMANY

 

 

Gold

 

 

Heraeus Ltd. Hong Kong

 

 

HONG KONG

 

 

Gold

 

 

Metalor Technologies (Hong Kong) Ltd

 

 

HONG KONG

 

 

Gold

 

 

PT Aneka Tambang (Persero) Tbk

 

 

INDONESIA

 

 

Gold

 

 

Chimet S.p.A.

 

 

ITALY

 

 

Gold

 

 

Aida Chemical Industries Co. Ltd.

 

 

JAPAN

 

 

Gold

 

 

Asahi Pretec Corporation

 

 

JAPAN

 

 

Gold

 

 

Dowa

 

 

JAPAN

 

 

Gold

 

 

Eco-System Recycling Co., Ltd.

 

 

JAPAN

 

 

Gold

 

 

Ishifuku Metal Industry Co., Ltd.

 

 

JAPAN

 

 

Gold

 

 

Japan Mint

 

 

JAPAN

 

 

Gold

 

 

JX Nippon Mining & Metals Co., Ltd.

 

 

JAPAN

 

 

Gold

 

 

Kojima Chemicals Co., Ltd

 

 

JAPAN

 

 

Gold

 

 

Matsuda Sangyo Co., Ltd.

 

 

JAPAN

 

 

Gold

 

 

Mitsubishi Materials Corporation

 

 

JAPAN

 

 

Gold

 

 

Mitsui Mining and Smelting Co., Ltd.

 

 

JAPAN

 

 

Gold

 

 

Nihon Material Co. LTD

 

 

JAPAN

 

 

Gold

 

 

Ohura Precious Metal Industry Co., Ltd

 

 

JAPAN

 

 

8


 

Gold

 

 

Sumitomo Metal Mining Co., Ltd.

 

 

JAPAN

 

 

Gold

 

 

Tanaka Kikinzoku Kogyo K.K.

 

 

JAPAN

 

 

Gold

 

 

Tokuriki Honten Co., Ltd

 

 

JAPAN

 

 

Gold

 

 

Kazzinc Ltd

 

 

KAZAKHSTAN

 

 

Gold

 

 

LS-NIKKO Copper Inc.

 

 

KOREA, REPUBLIC OF

 

 

Gold

 

 

Met-Mex Peñoles, S.A.

 

 

MEXICO

 

 

Gold

 

 

Schone Edelmetaal

 

 

NETHERLANDS

 

 

Gold

 

 

JSC Ekaterinburg Non-Ferrous Metal Processing Plant

 

 

RUSSIAN FEDERATION

 

 

Gold

 

 

OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet)

 

 

RUSSIAN FEDERATION

 

 

Gold

 

 

 

L’ azurde Company For Jewelry

 

 

SAUDI ARABIA

 

 

Gold

 

 

Metalor Technologies (Singapore) Pte. Ltd.

 

 

SINGAPORE

 

 

Gold

 

 

Rand Refinery (Pty) Ltd

 

 

SOUTH AFRICA

 

 

Gold

 

 

SEMPSA Joyería Platería SA

 

 

SPAIN

 

 

Gold

 

 

Boliden AB

 

 

SWEDEN

 

 

Gold

 

 

Argor-Heraeus SA

 

 

SWITZERLAND

 

 

Gold

 

 

Metalor Technologies SA

 

 

SWITZERLAND

 

 

Gold

 

 

PAMP SA

 

 

SWITZERLAND

 

 

Gold

 

 

PX Précinox SA

 

 

SWITZERLAND

 

 

Gold

 

 

Valcambi SA

 

 

SWITZERLAND

 

 

Gold

 

 

Solar Applied Materials Technology Corp.

 

 

TAIWAN

 

 

Gold

 

 

Umicore Precious Metals Thailand

 

 

 

THAILAND

 

 

Gold

 

 

Atasay Kuyumculuk Sanayi Ve Ticaret A.S.

 

 

TURKEY

 

 

Gold

 

 

Istanbul Gold Refinery

 

 

TURKEY

 

 

Gold

 

 

Nadir Metal Rafineri San. Ve Tic. A.Ş.

 

 

TURKEY

 

 

Gold

 

 

Johnson Matthey Inc

 

 

UNITED STATES

 

 

Gold

 

 

Kennecott Utah Copper LLC

 

 

UNITED STATES

 

 

Gold

 

 

Materion

 

 

UNITED STATES

 

 

Gold

 

 

Metalor USA Refining Corporation

 

 

UNITED STATES

 

 

Gold

 

 

Ohio Precious Metals, LLC

 

 

UNITED STATES

 

 

Gold

 

 

Republic Metals Corporation

 

 

UNITED STATES

 

 

Gold

 

 

 

United Precious Metal Refining, Inc.

 

 

 

UNITED STATES

 

 

Tantalum

 

 

Plansee SE Liezen

 

 

AUSTRIA

 

 

Tantalum

 

 

Plansee SE Reutte

 

 

AUSTRIA

 

 

Tantalum

 

 

LSM Brasil S.A.

 

 

BRAZIL

 

 

Tantalum

 

 

Mineração Taboca S.A.

 

 

BRAZIL

 

 

Tantalum

 

 

Changsha South Tantalum Niobium Co., Ltd.

 

 

CHINA

 

 

Tantalum

 

 

Conghua Tantalum and Niobium Smeltry

 

 

CHINA

 

 

Tantalum

 

 

Duoluoshan

 

 

CHINA

 

 

9


 

Tantalum

 

F&X Electro-Materials Ltd.

 

CHINA

 

 

Tantalum

 

Guangdong Zhiyuan New Material Co., Ltd.

 

CHINA

 

 

Tantalum

 

Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch

 

CHINA

 

 

Tantalum

 

Hengyang King Xing Lifeng New Materials Co., Ltd.

 

CHINA

 

 

Tantalum

 

JiuJiang JinXin Nonferrous Metals Co., Ltd.

 

CHINA

 

 

Tantalum

 

Jiujiang Tanbre Co., Ltd.

 

CHINA

 

 

Tantalum

 

King-Tan Tantalum Industry Ltd

 

CHINA

 

 

Tantalum

 

Ningxia Orient Tantalum Industry Co., Ltd.

 

CHINA

 

 

Tantalum

 

RFH Tantalum Smeltry Co., Ltd

 

CHINA

 

 

Tantalum

 

Yichun Jin Yang Rare Metal Co., Ltd

 

CHINA

 

 

Tantalum

 

Zhuzhou Cement Carbide

 

CHINA

 

 

Tantalum

 

Molycorp Silmet A.S.

 

ESTONIA

 

 

Tantalum

 

H.C. Starck GmbH Goslar

 

GERMANY

 

 

Tantalum

 

H.C. Starck GmbH Laufenburg

 

GERMANY

 

 

Tantalum

 

H.C. Starck Hermsdorf GmbH

 

GERMANY

 

 

Tantalum

 

H.C. Starck Smelting GmbH & Co.KG

 

GERMANY

 

 

Tantalum

 

Metallurgical Products India (Pvt.) Ltd.

 

INDIA

 

 

Tantalum

 

Global Advanced Metals Aizu

 

JAPAN

 

 

Tantalum

 

H.C. Starck Ltd.

 

JAPAN

 

 

Tantalum

 

Mitsui Mining & Smelting

 

JAPAN

 

 

Tantalum

 

Taki Chemicals

 

JAPAN

 

 

Tantalum

 

Ulba

 

KAZAKHSTAN

 

 

Tantalum

 

KEMET Blue Metals

 

MEXICO

 

 

Tantalum

 

Solikamsk Magnesium Works OAO

 

RUSSIAN FEDERATION

 

 

Tantalum

 

H.C. Starck Co., Ltd.

 

THAILAND

 

 

Tantalum

 

Exotech Inc.

 

UNITED STATES

 

 

Tantalum

 

Global Advanced Metals Boyertown

 

UNITED STATES

 

 

Tantalum

 

H.C. Starck Inc.

 

UNITED STATES

 

 

Tantalum

 

Hi-Temp

 

UNITED STATES

 

 

Tantalum

 

KEMET Blue Powder

 

UNITED STATES

 

 

Tantalum

 

QuantumClean

 

UNITED STATES

 

 

Tantalum

 

Telex

 

UNITED STATES

 

 

Tin

 

Metallo Chimique

 

BELGIUM

 

 

Tin

 

EM Vinto

 

BOLIVIA

 

 

Tin

 

OMSA

 

BOLIVIA

 

 

Tin

 

Magnu’s Minerais Metais e Ligas LTDA

 

BRAZIL

 

 

Tin

 

Melt Metais e Ligas S/A

 

BRAZIL

 

 

Tin

 

Mineração Taboca S.A.

 

BRAZIL

 

 

10


 

Tin

 

White Solder Metalurgia e Mineração Ltda.

 

BRAZIL

 

 

Tin

 

China Rare Metal Materials Company

 

CHINA

 

 

Tin

 

Gejiu Non-Ferrous Metal Processing Co. Ltd.

 

CHINA

 

 

Tin

 

Yunnan Tin Company, Ltd.

 

CHINA

 

 

Tin

 

CV United Smelting

 

INDONESIA

 

 

Tin

 

PT ATD Makmur Mandiri Jaya

 

INDONESIA

 

 

Tin

 

PT Babel Inti Perkasa

 

INDONESIA

 

 

Tin

 

PT Bangka Putra Karya

 

INDONESIA

 

 

Tin

 

PT Bangka Tin Industry

 

INDONESIA

 

 

Tin

 

PT Belitung Industri Sejahtera

 

INDONESIA

 

 

Tin

 

PT Bukit Timah

 

INDONESIA

 

 

Tin

 

PT DS Jaya Abadi

 

INDONESIA

 

 

Tin

 

PT Eunindo Usaha Mandiri

 

INDONESIA

 

 

Tin

 

PT Mitra Stania Prima

 

INDONESIA

 

 

Tin

 

PT Panca Mega Persada

 

INDONESIA

 

 

Tin

 

PT Prima Timah Utama

 

INDONESIA

 

 

Tin

 

PT REFINED BANGKA TIN

 

INDONESIA

 

 

Tin

 

PT Sariwiguna Binasentosa

 

INDONESIA

 

 

Tin

 

PT Stanindo Inti Perkasa

 

INDONESIA

 

 

Tin

 

PT Tambang Timah

 

INDONESIA

 

 

Tin

 

PT Timah (Persero), Tbk

 

INDONESIA

 

 

Tin

 

PT Tinindo Inter Nusa

 

INDONESIA

 

 

Tin

 

Dowa

 

JAPAN

 

 

Tin

 

Mitsubishi Materials Corporation

 

JAPAN

 

 

Tin

 

Malaysia Smelting Corporation (MSC)

 

MALAYSIA

 

 

Tin

 

Minsur

 

PERU

 

 

Tin

 

Thaisarco

 

THAILAND

 

 

Tin

 

Alpha

 

UNITED STATES

 

 

Tungsten

 

Ganzhou Huaxing Tungsten Products Co., Ltd.

 

CHINA

 

 

Tungsten

 

Ganzhou Jiangwu Ferrotungsten Co., Ltd.

 

CHINA

 

 

Tungsten

 

Ganzhou Seadragon W & Mo Co., Ltd.

 

CHINA

 

 

Tungsten

 

Hunan Chunchang Nonferrous Metals Co., Ltd.

 

CHINA

 

 

Tungsten

 

Jiangxi Gan Bei Tungsten Co., Ltd.

 

CHINA

 

 

Tungsten

 

Malipo Haiyu Tungsten Co., Ltd.

 

CHINA

 

 

Tungsten

 

Xiamen Tungsten (H.C.) Co., Ltd.

 

CHINA

 

 

Tungsten

 

Xiamen Tungsten Co., Ltd.

 

CHINA

 

 

Tungsten

 

Japan New Metals Co., Ltd.

 

JAPAN

 

 

Tungsten

 

Global Tungsten & Powders Corp.

 

UNITED STATES

 

 

Tungsten

 

Vietnam Youngsun Tungsten Industry Co., Ltd

 

VIETNAM

 

 

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2. List of the SORs which were known by CFSI and were identified through Canon’s supply chain (CFS compliant SORs listed above were not included) (As of April 2, 2015)

 

     

Metal    

 

SOR

 

Country/Region

 

 

Gold

 

China National Gold Group Corporation

 

CHINA

 

 

Gold

 

Daye Non-Ferrous Metals Mining Ltd.

 

CHINA

 

 

Gold

 

Gansu Seemine Material Hi-Tech Co Ltd

 

CHINA

 

 

Gold

 

Guangdong Jinding Gold Limited

 

CHINA

 

 

Gold

 

Hangzhou Fuchunjiang Smelting Co., Ltd.

 

CHINA

 

 

Gold

 

Hunan Chenzhou Mining Group Co., Ltd.

 

CHINA

 

 

Gold

 

Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited

 

CHINA

 

 

Gold

 

Jiangxi Copper Company Limited

 

CHINA

 

 

Gold

 

Lingbao Gold Company Limited

 

CHINA

 

 

Gold

 

Lingbao Jinyuan Tonghui Refinery Co. Ltd.

 

CHINA

 

 

Gold

 

Luoyang Zijin Yinhui Metal Smelt Co Ltd

 

CHINA

 

 

Gold

 

Penglai Penggang Gold Industry Co Ltd

 

CHINA

 

 

Gold

 

The Great Wall Gold and Silver Refinery of China

 

CHINA

 

 

Gold

 

Tongling nonferrous Metals Group Co., Ltd

 

CHINA

 

 

Gold

 

Yunnan Copper Industry Co Ltd

 

CHINA

 

 

Gold

 

Zhongyuan Gold Smelter of Zhongjin Gold Corporation

 

CHINA

 

 

Gold

 

Zijin Mining Group Co. Ltd

 

CHINA

 

 

Gold

 

Bauer Walser AG

 

GERMANY

 

 

Gold

 

Doduco

 

GERMANY

 

 

Gold

 

Asaka Riken Co Ltd

 

JAPAN

 

 

Gold

 

Chugai Mining

 

JAPAN

 

 

Gold

 

YAMAMOTO PRECIOUS METAL CO., LTD.

 

JAPAN

 

 

Gold

 

Yokohama Metal Co Ltd

 

JAPAN

 

 

Gold

 

Daejin Indus Co. Ltd

 

KOREA, REPUBLIC OF

 

 

Gold

 

Do Sung Corporation

 

KOREA, REPUBLIC OF

 

 

Gold

 

Hwasung CJ Co. Ltd

 

KOREA, REPUBLIC OF

 

 

Gold

 

Korea Metal Co. Ltd

 

KOREA, REPUBLIC OF

 

 

Gold

 

SAMWON METALS Corp.

 

KOREA, REPUBLIC OF

 

 

Gold

 

Torecom

 

KOREA, REPUBLIC OF

 

 

Gold

 

Kyrgyzaltyn JSC

 

KYRGYZSTAN

 

 

Gold

 

Caridad

 

MEXICO

 

 

Gold

 

Bangko Sentral ng Pilipinas (Central Bank of the Philippines)

 

PHILIPPINES

 

 

Gold

 

Aktyubinsk Copper Company TOO

 

RUSSIAN FEDERATION

 

 

12


 

Gold

 

FSE Novosibirsk Refinery

 

RUSSIAN FEDERATION

 

 

Gold

 

JSC Uralelectromed

 

RUSSIAN FEDERATION

 

 

Gold

 

Moscow Special Alloys Processing Plant

 

RUSSIAN FEDERATION

 

 

Gold

 

OJSC Kolyma Refinery

 

RUSSIAN FEDERATION

 

 

Gold

 

Prioksky Plant of Non-Ferrous Metals

 

RUSSIAN FEDERATION

 

 

Gold

 

SOE Shyolkovsky Factory of Secondary Precious Metals

 

RUSSIAN FEDERATION

 

 

Gold

 

Cendres + Métaux SA

 

SWITZERLAND

 

 

Gold

 

Colt Refining

 

UNITED STATES

 

 

Gold

 

Sabin Metal Corp.

 

UNITED STATES

 

 

Gold

 

So Accurate Group, Inc.

 

UNITED STATES

 

 

Gold

 

Almalyk Mining and Metallurgical Complex (AMMC)

 

UZBEKISTAN

 

 

Gold

 

Navoi Mining and Metallurgical Combinat

 

UZBEKISTAN

 

 

Tantalum

 

Shanghai Jiangxi Metals Co. Ltd

 

CHINA

 

 

Tin

 

Cooper Santa

 

BRAZIL

 

 

Tin

 

Estanho de Rondônia S.A.

 

BRAZIL

 

 

Tin

 

Soft Metais, Ltda.

 

BRAZIL

 

 

Tin

 

China Tin Group Co., Ltd.

 

CHINA

 

 

Tin

 

CNMC (Guangxi) PGMA Co. Ltd.

 

CHINA

 

 

Tin

 

Gejiu Kai Meng Industry and Trade LLC

 

CHINA

 

 

Tin

 

Gejiu Zi-Li

 

CHINA

 

 

Tin

 

Huichang Jinshunda Tin Co. Ltd

 

CHINA

 

 

Tin

 

Jiangxi Nanshan

 

CHINA

 

 

Tin

 

Linwu Xianggui Smelter Co

 

CHINA

 

 

Tin

 

Yunnan Chengfeng Non-ferrous Metals Co.,Ltd.

 

CHINA

 

 

Tin

 

CV Gita Pesona

 

INDONESIA

 

 

Tin

 

CV JusTindo

 

INDONESIA

 

 

Tin

 

CV Makmur Jaya

 

INDONESIA

 

 

Tin

 

CV Nurjanah

 

INDONESIA

 

 

Tin

 

CV Serumpun Sebalai

 

INDONESIA

 

 

Tin

 

PT Alam Lestari Kencana

 

INDONESIA

 

 

Tin

 

PT Artha Cipta Langgeng

 

INDONESIA

 

 

Tin

 

PT Babel Surya Alam Lestari

 

INDONESIA

 

 

Tin

 

PT Bangka Kudai Tin

 

INDONESIA

 

 

Tin

 

PT Bangka Timah Utama Sejahtera

 

INDONESIA

 

 

Tin

 

PT BilliTin Makmur Lestari

 

INDONESIA

 

 

Tin

 

PT Fang Di MulTindo

 

INDONESIA

 

 

Tin

 

PT HANJAYA PERKASA METALS

 

INDONESIA

 

 

13


     

Tin

 

PT HP Metals Indonesia

 

INDONESIA

 

     

Tin

 

PT Inti Stania Prima

 

INDONESIA

 

     

Tin

 

PT Karimun Mining

 

INDONESIA

 

     

Tin

 

PT Koba Tin

 

INDONESIA

 

     

Tin

 

PT Pelat Timah Nusantara Tbk

 

INDONESIA

 

     

Tin

 

PT Seirama Tin investment

 

INDONESIA

 

     

Tin

 

PT Singkep Times Utama

 

INDONESIA

 

     

Tin

 

PT Sumber Jaya Indah

 

INDONESIA

 

     

Tin

 

PT Supra Sukses Trinusa

 

INDONESIA

 

     

Tin

 

PT Tommy Utama

 

INDONESIA

 

     

Tin

 

PT Yinchendo Mining Industry

 

INDONESIA

 

     

Tin

 

O.M. Manufacturing Philippines, Inc.

 

PHILIPPINES

 

     

Tin

 

Fenix Metals

 

POLAND

 

     

Tin

 

Novosibirsk Integrated Tin Works

 

RUSSIAN FEDERATION

 

     

Tin

 

Rui Da Hung

 

TAIWAN

 

     

Tin

 

O.M. Manufacturing (Thailand) Co., Ltd.

 

THAILAND

 

     

Tungsten

 

Wolfram Bergbau und Hütten AG

 

AUSTRIA

 

     

Tungsten

 

Chenzhou Diamond Tungsten Products Co., Ltd.

 

CHINA

 

     

Tungsten

 

Chongyi Zhangyuan Tungsten Co., Ltd.

 

CHINA

 

     

Tungsten

 

Dayu Weiliang Tungsten Co., Ltd.

 

CHINA

 

     

Tungsten

 

Fujian Jinxin Tungsten Co., Ltd.

 

CHINA

 

     

Tungsten

 

Ganxian Shirui New Material Co., Ltd.

 

CHINA

 

     

Tungsten

 

Ganzhou Non-ferrous Metals Smelting Co., Ltd.

 

CHINA

 

     

Tungsten

 

Guangdong Xianglu Tungsten Co., Ltd.

 

CHINA

 

     

Tungsten

 

Hunan Chenzhou Mining Group Co., Ltd.

 

CHINA

 

     

Tungsten

 

Jiangwu H.C. Starck Tungsten Products Co., Ltd.

 

CHINA

 

     

Tungsten

 

Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.

 

CHINA

 

     

Tungsten

 

Jiangxi Richsea New Materials Co., Ltd.

 

CHINA

 

     

Tungsten

 

Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.

 

CHINA

 

     

Tungsten

 

Jiangxi Xinsheng Tungsten Industry Co., Ltd.

 

CHINA

 

     

Tungsten

 

Jiangxi Yaosheng Tungsten Co., Ltd.

 

CHINA

 

     

Tungsten

 

Xinhai Rendan Shaoguan Tungsten Co., Ltd.

 

CHINA

 

     

Tungsten

 

H.C. Starck GmbH

 

GERMANY

 

     

Tungsten

 

H.C. Starck Smelting GmbH & Co.KG

 

GERMANY

 

     

Tungsten

 

A.L.M.T. Corp.

 

JAPAN

 

     

Tungsten

 

Wolfram Company CJSC

 

RUSSIAN FEDERATION

 

     

Tungsten

 

Kennametal Fallon

 

UNITED STATES

 

 

14


     

Tungsten

 

Kennametal Huntsville

 

UNITED STATES

 

     

Tungsten

 

Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC

 

VIETNAM

 

     

Tungsten

 

Tejing (Vietnam) Tungsten Co., Ltd.

 

VIETNAM

 

 

15