0000899243-22-038993.txt : 20221219
0000899243-22-038993.hdr.sgml : 20221219
20221219165416
ACCESSION NUMBER: 0000899243-22-038993
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221215
FILED AS OF DATE: 20221219
DATE AS OF CHANGE: 20221219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CBI USA, Inc.
CENTRAL INDEX KEY: 0001930189
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39011
FILM NUMBER: 221471779
BUSINESS ADDRESS:
STREET 1: 3000 WESTERN AVENUE
STREET 2: SUITE 400
CITY: SEATTLE
STATE: WA
ZIP: 98121
BUSINESS PHONE: 425-220-2542
MAIL ADDRESS:
STREET 1: 3000 WESTERN AVENUE
STREET 2: SUITE 400
CITY: SEATTLE
STATE: WA
ZIP: 98121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EXICURE, INC.
CENTRAL INDEX KEY: 0001698530
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 815333008
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2430 N. HALSTED ST.
CITY: CHICAGO
STATE: IL
ZIP: 60614
BUSINESS PHONE: 847-673-1700
MAIL ADDRESS:
STREET 1: 2430 N. HALSTED ST.
CITY: CHICAGO
STATE: IL
ZIP: 60614
FORMER COMPANY:
FORMER CONFORMED NAME: Max-1 Acquisition Corp
DATE OF NAME CHANGE: 20170221
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-12-15
0
0001698530
EXICURE, INC.
XCUR
0001930189
CBI USA, Inc.
3000 WESTERN AVENUE #400
SEATTLE
WA
98121
0
0
1
0
Common Stock
2022-12-15
4
P
0
3400000
1.60
A
4218299
D
On December 15, 2022, the stockholders of Exicure, Inc. approved the purchase by the Reporting Person of 3,400,000 shares of common stock at a price per share of $1.60 pursuant to the Securities Purchase Agreement, dated September 26, 2022. The purchase is expected to close promptly, but no later than January 20, 2023, subject to satisfaction or waiver of remaining conditions. Notwithstanding that the purchase has not closed yet, the Reporting Person may be deemed to beneficially own these shares due to satisfaction of the stockholder approval condition.
CBI USA, INC., By: /s/ Kyungwon Oh Name: Kyungwon Oh, Title: Chief Executive Officer
2022-12-19