0000899243-22-038993.txt : 20221219 0000899243-22-038993.hdr.sgml : 20221219 20221219165416 ACCESSION NUMBER: 0000899243-22-038993 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221215 FILED AS OF DATE: 20221219 DATE AS OF CHANGE: 20221219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CBI USA, Inc. CENTRAL INDEX KEY: 0001930189 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39011 FILM NUMBER: 221471779 BUSINESS ADDRESS: STREET 1: 3000 WESTERN AVENUE STREET 2: SUITE 400 CITY: SEATTLE STATE: WA ZIP: 98121 BUSINESS PHONE: 425-220-2542 MAIL ADDRESS: STREET 1: 3000 WESTERN AVENUE STREET 2: SUITE 400 CITY: SEATTLE STATE: WA ZIP: 98121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EXICURE, INC. CENTRAL INDEX KEY: 0001698530 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 815333008 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2430 N. HALSTED ST. CITY: CHICAGO STATE: IL ZIP: 60614 BUSINESS PHONE: 847-673-1700 MAIL ADDRESS: STREET 1: 2430 N. HALSTED ST. CITY: CHICAGO STATE: IL ZIP: 60614 FORMER COMPANY: FORMER CONFORMED NAME: Max-1 Acquisition Corp DATE OF NAME CHANGE: 20170221 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-12-15 0 0001698530 EXICURE, INC. XCUR 0001930189 CBI USA, Inc. 3000 WESTERN AVENUE #400 SEATTLE WA 98121 0 0 1 0 Common Stock 2022-12-15 4 P 0 3400000 1.60 A 4218299 D On December 15, 2022, the stockholders of Exicure, Inc. approved the purchase by the Reporting Person of 3,400,000 shares of common stock at a price per share of $1.60 pursuant to the Securities Purchase Agreement, dated September 26, 2022. The purchase is expected to close promptly, but no later than January 20, 2023, subject to satisfaction or waiver of remaining conditions. Notwithstanding that the purchase has not closed yet, the Reporting Person may be deemed to beneficially own these shares due to satisfaction of the stockholder approval condition. CBI USA, INC., By: /s/ Kyungwon Oh Name: Kyungwon Oh, Title: Chief Executive Officer 2022-12-19