0001697934-23-000001.txt : 20230130
0001697934-23-000001.hdr.sgml : 20230130
20230130143645
ACCESSION NUMBER: 0001697934-23-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230130
DATE AS OF CHANGE: 20230130
EFFECTIVENESS DATE: 20230130
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Moloney Securities Asset Management, LLC
CENTRAL INDEX KEY: 0001697934
IRS NUMBER: 371797454
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17870
FILM NUMBER: 23567038
BUSINESS ADDRESS:
STREET 1: 13537 BARRETT PARKWAY DRIVE
STREET 2: SUITE 300
CITY: MANCHESTER
STATE: MO
ZIP: 63021
BUSINESS PHONE: (314) 909-0600
MAIL ADDRESS:
STREET 1: 13537 BARRETT PARKWAY DRIVE
STREET 2: SUITE 300
CITY: MANCHESTER
STATE: MO
ZIP: 63021
13F-HR
1
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12-31-2022
12-31-2022
Moloney Securities Asset Management, LLC
13537 BARRETT PARKWAY DRIVE
SUITE 300
MANCHESTER
MO
63021
13F HOLDINGS REPORT
028-17870
000282448
801-107149
N
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VP & CCO
3149090600
Jeffrey P Roseman
Manchester
MO
01-30-2023
0
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SOLE
25250
0
21500
FRANKLIN RESOURCES INC
COM
354613101
403794
15307
SH
SOLE
12791
0
2516
FRANKLIN UNIVERSAL TRUST-SBI
COM
355145103
2678817
398041
SH
SOLE
353939
0
44102
GALLAGHER ARTHUR J & CO
COM
363576109
767715
4072
SH
SOLE
3705
0
367
GAMCO GLOBAL GOLD NATURAL RESO
COM
36465a109
394581
108700
SH
SOLE
107700
0
1000
GENERAL DYNAMICS CORP
COM
369550108
3501301
14112
SH
SOLE
13723
0
389
GENERAL MILLS INC
COM
370334104
1113513
13280
SH
SOLE
8736
0
4544
GILEAD SCIENCES INC
COM
375558103
1826707
21278
SH
SOLE
20982
0
296
GINKGO BIOWORKS HOLDINGS INC C
COM
37611x100
166678
98626
SH
SOLE
26500
0
72126
GLOBAL X FUNDS GLOBAL X LITHIU
COM
37954y855
259353
4425
SH
SOLE
3408
0
1017
GOLDMAN SACHS GROUP INC
COM
38141g104
764564
2227
SH
SOLE
1582
0
645
GULF UNITED ENERGY INC
COM
402580104
0
128000
SH
SOLE
0
0
128000
GWG HOLDINGS INC COMMON STOCK
COM
36192a109
22736
66871
SH
SOLE
39225
0
27646
HOME DEPOT INC
COM
437076102
3473367
10997
SH
SOLE
8888
0
2108
HONEYWELL INTL INC
COM
438516106
2667441
12447
SH
SOLE
11622
0
826
HP INC COM
COM
40434l105
314294
11697
SH
SOLE
6185
0
5512
HPIL HOLDING
COM
40432y109
0
400000
SH
SOLE
0
0
400000
HUMANA INC
COM
444859102
670504
1309
SH
SOLE
1134
0
175
ICAHN ENTERPRISES L P
COM
451100101
244821
4834
SH
SOLE
818
0
4016
INNERSCOPE HEARING TECHNOLOGIE
COM
45781p104
930
150000
SH
SOLE
0
0
150000
INTEGRAL TECHNOLOGIES INC
COM
45810j103
0
521800
SH
SOLE
521800
0
0
INTEGRATED BIOPHARMA INC
COM
45811v105
7038
20000
SH
SOLE
20000
0
0
INTEGRIS SECD CR FD II LLC LTD
COM
45791k103
850000
850
SH
SOLE
850
0
0
INTEL CORP
COM
458140100
1585124
59974
SH
SOLE
39120
0
20854
INTERNATIONAL BUSINESS MACHINE
COM
459200101
4855826
34465
SH
SOLE
23476
0
10989
INTERPUBLIC GROUP OF COS INC
COM
460690100
650011
19514
SH
SOLE
17394
0
2120
INTUIT INC
COM
461202103
340568
875
SH
SOLE
625
0
250
INTUITIVE SURGICAL INC COM
COM
46120e602
230589
869
SH
SOLE
265
0
604
INVESCO DB COMMODITY INDEX TRA
COM
46138b103
584424
23709
SH
SOLE
16884
0
6825
INVESCO EXCHANGE TRADED FD TR
COM
46138e164
1417911
139284
SH
SOLE
123209
0
16075
INVESCO EXCHANGE TRADED FD TR
COM
46138g706
432390
5928
SH
SOLE
4058
0
1870
INVESCO EXCHANGE TRADED FD TR
COM
46138e354
755237
11819
SH
SOLE
11269
0
550
INVESCO EXCHANGE TRADED FUND T
COM
46137v142
353204
6853
SH
SOLE
4968
0
1885
INVESCO EXCHANGE TRADED FUND T
COM
46137v613
234909
1514
SH
SOLE
671
0
843
INVESCO EXCHANGE TRADED FUND T
COM
46137v357
3292679
23311
SH
SOLE
4213
0
19098
INVESCO EXCHANGE TRADED SELF I
COM
46138j619
233006
5426
SH
SOLE
5145
0
281
INVESCO QQQ TR UNIT SER 1
COM
46090e103
5368630
20162
SH
SOLE
10301
0
9860
ISHARES CORE HIGH DIVIDEND ETF
COM
46429b663
1820629
17466
SH
SOLE
6882
0
10584
ISHARES CORE S&P 500 ETF
COM
464287200
3534072
9198
SH
SOLE
6425
0
2773
ISHARES CORE S&P MID CAP ETF
COM
464287507
2365019
9777
SH
SOLE
5469
0
4308
ISHARES CORE S&P SMALL CAP ETF
COM
464287804
1296561
13700
SH
SOLE
4272
0
9427
ISHARES CORE S&P TOTAL U S STO
COM
464287150
222404
2623
SH
SOLE
2553
0
70
ISHARES IBOXX $ INVESTMENT GRA
COM
464287242
4629678
43912
SH
SOLE
43714
0
198
ISHARES MSCI EAFE ETF
COM
464287465
538652
8206
SH
SOLE
2652
0
5554
ISHARES MSCI EAFE SMALL CAP ET
COM
464288273
317993
5630
SH
SOLE
5247
0
383
ISHARES MSCI EMERGING MARKETS
COM
464287234
335781
8860
SH
SOLE
1403
0
7457
ISHARES RUSSELL 1000 GROWTH ET
COM
464287614
865859
4042
SH
SOLE
3880
0
161
ISHARES RUSSELL 1000 VALUE ETF
COM
464287598
461991
3046
SH
SOLE
2546
0
500
ISHARES RUSSELL 2000 ETF
COM
464287655
1840651
10557
SH
SOLE
2640
0
7917
ISHARES S&P 500 VALUE ETF
COM
464287408
285422
1967
SH
SOLE
960
0
1007
ISHARES S&P SMALL CAP 600 VALU
COM
464287879
698065
7645
SH
SOLE
0
0
7645
ISHARES SELECT DIVIDEND ETF
COM
464287168
262727
2178
SH
SOLE
594
0
1584
ISHARES SILVER SHARES
COM
46428q109
247086
11221
SH
SOLE
10221
0
1000
ISHARES TR ISHARES BIOTECHNOLO
COM
464287556
370312
2821
SH
SOLE
2071
0
749
ISHARES TR ISHARES CORE DIVIDE
COM
46434v621
337802
6756
SH
SOLE
5199
0
1558
ISHARES TR ISHARES SEMICONDUCT
COM
464287523
232809
669
SH
SOLE
619
0
50
ISHARES TR MSCI USA SMALL CAP
COM
46435g433
257151
7432
SH
SOLE
6960
0
472
ISHARES TREASURY FLOATING RATE
COM
46434v860
1043487
20700
SH
SOLE
20700
0
0
ISHARES TRUST ISHARES 0 3 MONT
COM
46436e718
6943007
69333
SH
SOLE
69333
0
0
ISHARES TRUST ISHARES 7 10 YEA
COM
464287440
4270963
44591
SH
SOLE
44591
0
0
ISHARES TRUST ISHARES CORE S&P
COM
464287663
1481817
20980
SH
SOLE
11507
0
9473
ISHARES TRUST ISHARES FLOATING
COM
46429b655
1590136
31594
SH
SOLE
18656
0
12938
ISHARES TRUST ISHARES INTERNAT
COM
464288448
253201
9323
SH
SOLE
6538
0
2785
ISHARES TRUST ISHARES MSCI USA
COM
46429b697
4653934
64548
SH
SOLE
64465
0
83
ISHARES TRUST ISHARES U S AERO
COM
464288760
276965
2476
SH
SOLE
772
0
1704
ISHARES TRUST ISHARES U S INDU
COM
464287754
336549
3489
SH
SOLE
300
0
3189
ISHARES U S ENERGY ETF
COM
464287796
747141
16071
SH
SOLE
14599
0
1472
ISHARES U S ETF TR ISHARES U S
COM
46431w648
227584
5580
SH
SOLE
1575
0
4005
ISHARES U S HEALTHCARE ETF
COM
464287762
699629
2466
SH
SOLE
2328
0
138
ISHARES U S MEDICAL DEVICES ET
COM
464288810
445583
8476
SH
SOLE
1110
0
7366
ISHARES U S TECHNOLOGY ETF
COM
464287721
924753
12414
SH
SOLE
9303
0
3111
JABIL INC COMMON STOCK
COM
466313103
632214
9270
SH
SOLE
8264
0
1006
JOHN HANCOCK EXCHANGE TRADED F
COM
47804j107
1225094
24875
SH
SOLE
22014
0
2861
JOHN HANCOCK EXCHANGE TRADED F
COM
47804j206
1181837
25394
SH
SOLE
25344
0
50
JOHN WILEY & SONS INC CLASS A
COM
968223206
260310
6498
SH
SOLE
4023
0
2475
JOHNSON & JOHNSON
COM
478160104
7191122
40708
SH
SOLE
28777
0
11931
JOUNCE THERAPEUTICS INC COMMON
COM
481116101
535520
482450
SH
SOLE
224750
0
257700
JPMORGAN CHASE & CO
COM
46625h100
3431480
25589
SH
SOLE
22325
0
3264
KAYNE ANDERSON NEXTGEN ENERGY
COM
48661e108
692477
92207
SH
SOLE
80370
0
11837
KBS REAL ESTATE INVT TR III IN
COM
48668l105
95147
10572
SH
SOLE
10572
0
0
KELLOGG CO
COM
487836108
378203
5309
SH
SOLE
2400
0
2909
KIMBERLY CLARK CORP
COM
494368103
279700
2060
SH
SOLE
1427
0
633
KINDER MORGAN INC
COM
49456b101
869232
48077
SH
SOLE
32841
0
15236
KKR & CO INC COMMON STOCK
COM
48251w104
331555
7142
SH
SOLE
1515
0
5627
KOSMOS ENERGY LTD COMMON SHARE
COM
500688106
231504
36400
SH
SOLE
36000
0
400
KROGER CO (THE)
COM
501044101
734848
16484
SH
SOLE
14989
0
1495
L3HARRIS TECHNOLOGIES INC COMM
COM
502431109
828676
3980
SH
SOLE
2355
0
1625
LA Z BOY INC COM
COM
505336107
617992
27081
SH
SOLE
24142
0
2939
LABORATORY CORP AMER HLDGS
COM
50540r409
312953
1329
SH
SOLE
1104
0
225
LIPOCINE INC
COM
53630x104
8951
22500
SH
SOLE
22500
0
0
LOCKHEED MARTIN CORP
COM
539830109
4408825
9063
SH
SOLE
8072
0
990
LOWES COMPANIES INC
COM
548661107
829553
4164
SH
SOLE
2363
0
1801
MARAVAI LIFESCIENCES HOLDINGS
COM
56600d107
191754
13400
SH
SOLE
12400
0
1000
MASTERCARD INCORPORATED
COM
57636q104
794643
2285
SH
SOLE
1421
0
864
MCDONALDS CORP
COM
580135101
3351670
12718
SH
SOLE
10015
0
2704
MEDICAL PROPERTIES TRUST INC
COM
58463j304
114355
10265
SH
SOLE
5573
0
4692
MERCK & CO INC
COM
58933y105
2229757
20097
SH
SOLE
14383
0
5714
META PLATFORMS INC CLASS A COM
COM
30303m102
1794751
14914
SH
SOLE
11491
0
3423
METLIFE INC
COM
59156r108
2471479
34151
SH
SOLE
34151
0
0
MICRON TECHNOLOGY INC
COM
595112103
311095
6224
SH
SOLE
2209
0
4015
MICROSOFT CORP
COM
594918104
11986764
49982
SH
SOLE
35982
0
14000
MODERNA INC COMMON STOCK
COM
60770k107
2223516
12379
SH
SOLE
6691
0
5688
MONDELEZ INTERNATIONAL INC COM
COM
609207105
521870
7830
SH
SOLE
3805
0
4025
MOODYS CORP
COM
615369105
751225
2696
SH
SOLE
2157
0
539
MORGAN STANLEY
COM
617446448
289359
3403
SH
SOLE
2133
0
1270
MURPHY USA INC COM
COM
626755102
783880
2804
SH
SOLE
2551
0
253
NERDY INC CLASS A COMMON STOCK
COM
64081v109
23344
10375
SH
SOLE
7775
0
2600
NET SAVINGS LINK INC
COM
64112l203
125
50000
SH
SOLE
0
0
50000
NEW MOUNTAIN FINANCE CORPORATI
COM
647551100
313152
25315
SH
SOLE
21416
0
3900
NEXTERA ENERGY INC
COM
65339f101
2859796
34208
SH
SOLE
31501
0
2707
NIKE INC CLASS B COM
COM
654106103
853961
7298
SH
SOLE
6623
0
675
NORTHROP GRUMMAN CORP
COM
666807102
486262
891
SH
SOLE
524
0
367
NORTHWEST BIOTHERAPEUTICS INC
COM
66737p600
223943
285460
SH
SOLE
152200
0
133260
NUVEEN CORPORATE INCOME 2023 T
COM
67079f101
297642
32807
SH
SOLE
21862
0
10945
NUVEEN PREFERRED & SECURITIES
COM
67072c105
81431
11975
SH
SOLE
9975
0
2000
NVIDIA CORP
COM
67066g104
2166541
14825
SH
SOLE
8070
0
6755
NVR INC
COM
62944t105
221404
48
SH
SOLE
14
0
34
O REILLY AUTOMOTIVE INC
COM
67103h107
1115808
1322
SH
SOLE
1150
0
172
OLD REPUBLIC INTL CORP
COM
680223104
326331
13513
SH
SOLE
10803
0
2710
ORACLE CORPORATION
COM
68389x105
570794
6983
SH
SOLE
4582
0
2401
OXFORD SQUARE CAPITAL CORP COM
COM
69181v107
485783
155700
SH
SOLE
142401
0
13299
PALANTIR TECHNOLOGIES INC CLAS
COM
69608a108
75403
11745
SH
SOLE
650
0
11095
PALO ALTO NETWORKS INC COMMON
COM
697435105
803332
5757
SH
SOLE
4410
0
1347
PAYPAL HOLDINGS INC COM
COM
70450y103
271277
3809
SH
SOLE
2995
0
814
PC CONNECTION INC
COM
69318j100
566177
12072
SH
SOLE
10760
0
1312
PEPSICO INC COMMON STOCK
COM
713448108
3349548
18541
SH
SOLE
13193
0
5348
PFIZER INC
COM
717081103
1290045
25177
SH
SOLE
16702
0
8475
PHILIP MORRIS INTERNATIONAL IN
COM
718172109
1294298
12788
SH
SOLE
9140
0
3648
PHILLIPS 66 COM
COM
718546104
266246
2558
SH
SOLE
1211
0
1347
PIMCO EQUITY SERIES PIMCO RAFI
COM
72202l389
217932
12543
SH
SOLE
12543
0
0
PIMCO EQUITY SERIES PIMCO RAFI
COM
72202l363
1774466
46555
SH
SOLE
38339
0
8216
PIMCO EQUITY SERIES PIMCO RAFI
COM
72202l371
230335
8983
SH
SOLE
8983
0
0
PIONEER MUNICIPAL HIGH INCOME
COM
723762100
163278
20158
SH
SOLE
13158
0
7000
PIONEER NATURAL RESOURCES COMP
COM
723787107
415670
1820
SH
SOLE
1740
0
80
PNC FINANCIAL SVCS GROUP INC
COM
693475105
1248449
7905
SH
SOLE
7798
0
106
PRECISION BIOSCIENCES INC COMM
COM
74019p108
699125
587500
SH
SOLE
407000
0
180500
PROCTER & GAMBLE CO
COM
742718109
5166340
34088
SH
SOLE
17385
0
16703
PROGRESSIVE CORP-OHIO
COM
743315103
946624
7298
SH
SOLE
5837
0
1461
PROSHARES S&P 500 DIVIDEND ARI
COM
74348a467
931576
10352
SH
SOLE
8038
0
2314
PRUDENTIAL FINANCIAL INC
COM
744320102
1393880
14014
SH
SOLE
13127
0
887
QUALCOMM INC
COM
747525103
451741
4109
SH
SOLE
1856
0
2253
RAYTHEON TECHNOLOGIES CORPORAT
COM
75513e101
933894
9254
SH
SOLE
5962
0
3291
RBB FD INC US TREASURY 3 MONTH
COM
74933w452
6792079
136223
SH
SOLE
120869
0
15354
REDWOOD FINANCIAL INC-MINN
COM
757903109
262286
2796
SH
SOLE
696
0
2100
REKOR SYSTEMS INC COMMON STOCK
COM
759419104
158341
131951
SH
SOLE
112844
0
19107
RENT A CENTER INC-NEW
COM
76009n100
643216
28524
SH
SOLE
25423
0
3101
REVOLUTION MEDICINES INC COMMO
COM
76155x100
503793
21150
SH
SOLE
8650
0
12500
RING ENERGY INC
COM
76680v108
26076
10600
SH
SOLE
9600
0
1000
ROKU INC CLASS A COMMON STOCK
COM
77543r102
359788
8840
SH
SOLE
4540
0
4300
ROSS STORES INC
COM
778296103
714411
6155
SH
SOLE
5876
0
279
SALESFORCE INC COMMON STOCK
COM
79466l302
738526
5570
SH
SOLE
4423
0
1147
SANMINA CORPORATION COM
COM
801056102
728328
12713
SH
SOLE
11630
0
1083
SCHWAB STRATEGIC TR US DIVIDEN
COM
808524797
1505890
19935
SH
SOLE
5265
0
14670
SECTOR SPDR TRUST SBI CONSUMER
COM
81369y308
1270556
17043
SH
SOLE
15900
0
1143
SELECT SECTOR SPDR FUND SHS BE
COM
81369y407
389026
3012
SH
SOLE
1657
0
1355
SELECT SECTOR SPDR FUND SHS BE
COM
81369y100
271569
3496
SH
SOLE
1012
0
2484
SELECT SECTOR SPDR TRUST SHS B
COM
81369y506
499428
5710
SH
SOLE
4575
0
1135
SELECT SECTOR SPDR TRUST THE F
COM
81369y605
978248
28604
SH
SOLE
16299
0
12305
SELECT SECTOR SPDR TRUST THE H
COM
81369y209
2924346
21526
SH
SOLE
18709
0
2817
SELECT SECTOR SPDR TRUST THE T
COM
81369y803
1023520
8225
SH
SOLE
3002
0
5223
SELECT SECTOR SPDR TRUST THE U
COM
81369y886
706017
10014
SH
SOLE
8114
0
1900
SENSEONICS HOLDINGS INC COMMON
COM
81727u105
13596
13200
SH
SOLE
13200
0
0
SERVICENOW INC COM
COM
81762p102
421661
1086
SH
SOLE
870
0
216
SOUTHERN CO
COM
842587107
512343
7175
SH
SOLE
5658
0
1516
SPDR DOW JONES MID CAP GROWTH
COM
78464a821
860623
13171
SH
SOLE
13026
0
145
SPDR DOW JONES MID CAP VALUE E
COM
78464a839
443551
6853
SH
SOLE
4637
0
2216
SPDR GOLD TR GOLD SHS
COM
78463v107
1069411
6304
SH
SOLE
3978
0
2326
SPDR S&P 500 ETF TRUST
COM
78462f103
4715537
12330
SH
SOLE
6459
0
5872
SPDR S&P 600 SMALL CAP ETF USD
COM
78464a813
237422
2888
SH
SOLE
585
0
2303
SPDR S&P DIVIDEND ETF
COM
78464a763
3653116
29199
SH
SOLE
16098
0
13101
SPDR SER TR S&P 600 SMALL CAP
COM
78464a201
477822
6614
SH
SOLE
6564
0
50
SPDR SER TR S&P 600 SMALL CAP
COM
78464a300
214551
2891
SH
SOLE
2794
0
97
SPDR SERIES TRUST FACTSET INNO
COM
78464a110
306892
3062
SH
SOLE
366
0
2696
SPDR SERIES TRUST HLTH CR EQUI
COM
78464a581
206120
2293
SH
SOLE
447
0
1846
SPDR SERIES TRUST S&P AEROSPAC
COM
78464a631
434472
3948
SH
SOLE
1719
0
2229
SPDR SERIES TRUST SPDR BLOOMBE
COM
78468r663
1816585
19860
SH
SOLE
17298
0
2562
SPDR SERIES TRUST SPDR BLOOMBE
COM
78464a359
442959
6885
SH
SOLE
6855
0
30
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a649
252328
10041
SH
SOLE
8723
0
1318
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a805
1148231
24281
SH
SOLE
24280
0
1
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a847
205749
4841
SH
SOLE
4766
0
75
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a854
3302183
73414
SH
SOLE
72131
0
1284
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a409
3782330
74646
SH
SOLE
62325
0
12322
SPDR SERIES TRUST SPDR PORTFOL
COM
78468r788
308130
7785
SH
SOLE
2000
0
5785
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a508
411396
10578
SH
SOLE
7455
0
3123
SPDR SERIES TRUST SPDR PORTFOL
COM
78468r853
309514
8372
SH
SOLE
7872
0
500
SPDR SERIES TRUST SPDR SSGA US
COM
78468r804
237353
1750
SH
SOLE
230
0
1520
SSGA ACTIVE TRUST SPDR SSGA UL
COM
78467v707
2909906
72775
SH
SOLE
72775
0
0
STANDARD & POORS MIDCAP 400 SP
COM
78467y107
1166075
2633
SH
SOLE
741
0
1892
STARBUCKS CORP
COM
855244109
3013338
30376
SH
SOLE
25301
0
5075
SURFACE ONCOLOGY INC COMMON ST
COM
86877m209
10865
13250
SH
SOLE
3250
0
10000
TARGET CORP
COM
87612e106
736558
4942
SH
SOLE
3997
0
945
TEKLA HEALTHCARE INVS SH BEN I
COM
87911j103
200305
11128
SH
SOLE
3405
0
7723
TEMPLETON EMERGING MARKETS FUN
COM
880191101
804924
70484
SH
SOLE
62342
0
8142
TESLA INC COMMON STOCK
COM
88160r101
597793
4853
SH
SOLE
2725
0
2128
TEXAS INSTRUMENTS INCORPORATED
COM
882508104
2781817
16837
SH
SOLE
15943
0
894
TEXAS PACIFIC LAND CORPORATION
COM
88262p102
529796
226
SH
SOLE
0
0
226
THERMO FISHER SCIENTIFIC INC
COM
883556102
937310
1702
SH
SOLE
1191
0
511
TJX COMPANIES INC NEW
COM
872540109
296380
3723
SH
SOLE
3247
0
476
TRACTOR SUPPLY CO
COM
892356106
247467
1100
SH
SOLE
1100
0
0
TRUIST FINANCIAL CORPORATION C
COM
89832q109
1892332
43977
SH
SOLE
41159
0
2818
UBER TECHNOLOGIES INC COMMON S
COM
90353t100
744249
30095
SH
SOLE
14495
0
15600
ULTA BEAUTY INC COMMON STOCK
COM
90384s303
534271
1139
SH
SOLE
923
0
216
UNION PACIFIC CORP
COM
907818108
1397804
6750
SH
SOLE
5943
0
808
UNITED NATURAL FOODS INC COMMO
COM
911163103
561953
14517
SH
SOLE
12928
0
1589
UNITED PARCEL SVC INC CL B
COM
911312106
1568145
9021
SH
SOLE
4840
0
4181
UNITEDHEALTH GROUP INC
COM
91324p102
5353624
10098
SH
SOLE
8638
0
1460
US BANCORP DEL COM
COM
902973304
1744611
40005
SH
SOLE
36755
0
3250
VANECK ETF TR VANECK SEMICONDU
COM
92189f676
221408
1091
SH
SOLE
560
0
531
VANGUARD FTSE DEVELOPED MARKET
COM
921943858
1372922
32712
SH
SOLE
25270
0
7442
VANGUARD FTSE EMERGING MARKETS
COM
922042858
277390
7116
SH
SOLE
5650
0
1466
VANGUARD INDEX FUNDS VANGUARD
COM
921946406
1981473
18311
SH
SOLE
6333
0
11978
VANGUARD INDEX FUNDS VANGUARD
COM
922908512
275754
2039
SH
SOLE
468
0
1571
VANGUARD INDEX FUNDS VANGUARD
COM
922908769
1554529
8131
SH
SOLE
4285
0
3846
VANGUARD INDEX FUNDS VANGUARD
COM
922908744
295514
2105
SH
SOLE
1508
0
597
VANGUARD MEGA CAP ETF MSCI US
COM
921910873
206014
1556
SH
SOLE
0
0
1556
VANGUARD S&P 500 ETF
COM
922908363
645033
1836
SH
SOLE
430
0
1406
VANGUARD SECTOR INDEX FDS VANG
COM
92204a207
800271
4177
SH
SOLE
4177
0
0
VANGUARD SHORT TERM BOND ETF
COM
921937827
221134
2937
SH
SOLE
2662
0
275
VANGUARD SHORT TERM INFLATION
COM
922020805
622177
13320
SH
SOLE
13165
0
155
VANGUARD SPECIALIZED FUNDS VAN
COM
921908844
1198886
7895
SH
SOLE
4323
0
3573
VANGUARD SPECIALIZED FUNDS VAN
COM
922908553
526247
6380
SH
SOLE
1707
0
4673
VERIZON COMMUNICATIONS
COM
92343v104
2130210
54066
SH
SOLE
45133
0
8933
VERTEX PHARMACEUTICALS INC
COM
92532f100
1463248
5067
SH
SOLE
3975
0
1092
VISA INC CL A COMMON STOCK
COM
92826c839
4229120
20356
SH
SOLE
17724
0
2632
VISHAY INTERTECHNOLOGY INC
COM
928298108
626436
29042
SH
SOLE
25886
0
3156
WALGREEN BOOTS ALLIANCE INC CO
COM
931427108
647921
17343
SH
SOLE
6761
0
10581
WALMART INC COMMON STOCK
COM
931142103
3469026
24466
SH
SOLE
14485
0
9981
WALT DISNEY CO
COM
254687106
965228
11110
SH
SOLE
6768
0
4342
WASTE MANAGEMENT INC DEL
COM
94106l109
1216107
7752
SH
SOLE
5976
0
1775
WELLS FARGO & CO
COM
949746101
225560
5463
SH
SOLE
2034
0
3429
WESTERN ASSET INVESTMENT GRADE
COM
95790a101
1289480
79206
SH
SOLE
42490
0
36716
WILLIAMS COMPANIES INC
COM
969457100
1826115
55505
SH
SOLE
53210
0
2295
WISDOMTREE CLOUD COMPUTING FUN
COM
97717y691
242774
9680
SH
SOLE
4185
0
5495
WISDOMTREE TRUST U S QUALITY D
COM
97717x669
3352114
55535
SH
SOLE
47091
0
8444
WISDOMTREE TRUST WISDOMTREE U
COM
97717w307
476832
7697
SH
SOLE
2346
0
5351
WISDOMTREE TRUST WISDOMTREE U
COM
97717w588
1803755
43380
SH
SOLE
43055
0
325
WORLD MOTO INC
COM
98158h106
0
700000
SH
SOLE
700000
0
0
XCEL ENERGY INC COMMON STOCK
COM
98389b100
3336605
47591
SH
SOLE
42526
0
5065
CHS INC 8 CUM REDEEMABLE PFD
PFD
12542r209
409047
14583
SH
SOLE
13883
0
700
CHS INC PFD CL B SER 4
PFD
12542r803
2094167
80638
SH
SOLE
75709
0
4929
GLADSTONE LD CORP RED PFD SER
PFD
376549408
270850
10834
SH
SOLE
9759
0
1075
PROSPECT CAP CORP 5.5PFD CONV
PFD
74348t441
762500
30500
SH
SOLE
22600
0
7900
PROSPECT CAP CORP PFD CONV SER
PFD
74348t144
440000
17600
SH
SOLE
10600
0
7000