0001697934-22-000004.txt : 20221031
0001697934-22-000004.hdr.sgml : 20221031
20221031151200
ACCESSION NUMBER: 0001697934-22-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220930
FILED AS OF DATE: 20221031
DATE AS OF CHANGE: 20221031
EFFECTIVENESS DATE: 20221031
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Moloney Securities Asset Management, LLC
CENTRAL INDEX KEY: 0001697934
IRS NUMBER: 371797454
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17870
FILM NUMBER: 221345565
BUSINESS ADDRESS:
STREET 1: 13537 BARRETT PARKWAY DRIVE
STREET 2: SUITE 300
CITY: MANCHESTER
STATE: MO
ZIP: 63021
BUSINESS PHONE: (314) 909-0600
MAIL ADDRESS:
STREET 1: 13537 BARRETT PARKWAY DRIVE
STREET 2: SUITE 300
CITY: MANCHESTER
STATE: MO
ZIP: 63021
13F-HR
1
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09-30-2022
09-30-2022
Moloney Securities Asset Management, LLC
13537 BARRETT PARKWAY DRIVE
SUITE 300
MANCHESTER
MO
63021
13F HOLDINGS REPORT
028-17870
N
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3149090600
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Manchester
MO
10-31-2022
0
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SH
SOLE
42725
0
27821
HOME DEPOT INC
COM
437076102
3044
11030
SH
SOLE
8937
0
2093
HONEYWELL INTL INC
COM
438516106
2102
12590
SH
SOLE
11765
0
825
HOULIHAN LOKEY INC CLASS A COM
COM
441593100
222
2946
SH
SOLE
2331
0
615
HP INC COM
COM
40434l105
290
11650
SH
SOLE
6138
0
5512
HPIL HOLDING
COM
40432y109
0
400000
SH
SOLE
0
0
400000
ICAHN ENTERPRISES L P
COM
451100101
231
4655
SH
SOLE
793
0
3863
INNERSCOPE HEARING TECHNOLOGIE
COM
45781p104
3
150000
SH
SOLE
0
0
150000
INTEGRAL TECHNOLOGIES INC
COM
45810j103
0
521800
SH
SOLE
521800
0
0
INTEGRATED BIOPHARMA INC
COM
45811v105
9
20000
SH
SOLE
20000
0
0
INTEL CORP
COM
458140100
1137
44132
SH
SOLE
23578
0
20554
INTERNATIONAL BUSINESS MACHINE
COM
459200101
4414
37148
SH
SOLE
26034
0
11114
INTUITIVE SURGICAL INC COM
COM
46120e602
350
1869
SH
SOLE
1265
0
604
INVESCO DB COMMODITY INDEX TRA
COM
46138b103
579
24200
SH
SOLE
17375
0
6825
INVESCO DB MULTI SECTOR COMMOD
COM
46140h700
710
39682
SH
SOLE
38094
0
1588
INVESCO DB MULTI SECTOR COMMOD
COM
46140h304
675
29833
SH
SOLE
28616
0
1217
INVESCO EXCHANGE TRADED FD TR
COM
46138e164
1189
139500
SH
SOLE
123500
0
16000
INVESCO EXCHANGE TRADED FD TR
COM
46138g706
436
5928
SH
SOLE
4058
0
1870
INVESCO EXCHANGE TRADED FD TR
COM
46138e354
685
11838
SH
SOLE
11288
0
550
INVESCO EXCHANGE TRADED FUND T
COM
46137v142
314
6853
SH
SOLE
4968
0
1885
INVESCO EXCHANGE TRADED FUND T
COM
46137v613
259
1863
SH
SOLE
1025
0
839
INVESCO EXCHANGE TRADED FUND T
COM
46137v357
2995
23528
SH
SOLE
4430
0
19098
INVESCO EXCHANGE TRADED SELF I
COM
46138j882
4452
210182
SH
SOLE
210182
0
0
INVESCO EXCHANGE TRADED SELF I
COM
46138j619
238
6095
SH
SOLE
5813
0
282
INVESCO QQQ TR UNIT SER 1
COM
46090e103
5402
20212
SH
SOLE
10491
0
9721
ISHARES CORE HIGH DIVIDEND ETF
COM
46429b663
1494
16366
SH
SOLE
5803
0
10563
ISHARES CORE S&P 500 ETF
COM
464287200
3210
8951
SH
SOLE
6232
0
2719
ISHARES CORE S&P MID CAP ETF
COM
464287507
2185
9966
SH
SOLE
5623
0
4344
ISHARES CORE S&P SMALL CAP ETF
COM
464287804
1230
14109
SH
SOLE
4439
0
9670
ISHARES IBOXX $ INVESTMENT GRA
COM
464287242
4715
46025
SH
SOLE
45829
0
197
ISHARES MSCI EAFE ETF
COM
464287465
472
8432
SH
SOLE
2878
0
5554
ISHARES MSCI EAFE SMALL CAP ET
COM
464288273
283
5807
SH
SOLE
5424
0
383
ISHARES MSCI EMERGING MARKETS
COM
464287234
326
9351
SH
SOLE
1403
0
7948
ISHARES RUSSELL 1000 GROWTH ET
COM
464287614
853
4056
SH
SOLE
3875
0
181
ISHARES RUSSELL 1000 VALUE ETF
COM
464287598
413
3038
SH
SOLE
2538
0
500
ISHARES RUSSELL 2000 ETF
COM
464287655
1716
10404
SH
SOLE
2488
0
7916
ISHARES S&P 500 VALUE ETF
COM
464287408
253
1967
SH
SOLE
960
0
1007
ISHARES S&P SMALL CAP 600 VALU
COM
464287879
630
7647
SH
SOLE
0
0
7647
ISHARES SELECT DIVIDEND ETF
COM
464287168
242
2257
SH
SOLE
674
0
1583
ISHARES SILVER SHARES
COM
46428q109
197
11251
SH
SOLE
10051
0
1200
ISHARES TR ISHARES BIOTECHNOLO
COM
464287556
326
2792
SH
SOLE
2042
0
749
ISHARES TR ISHARES CORE DIVIDE
COM
46434v621
299
6719
SH
SOLE
5161
0
1558
ISHARES TR ISHARES SEMICONDUCT
COM
464287523
204
639
SH
SOLE
589
0
50
ISHARES TR MSCI USA SMALL CAP
COM
46435g433
263
8239
SH
SOLE
7760
0
479
ISHARES TRUST ISHARES 7 10 YEA
COM
464287440
4430
46148
SH
SOLE
46148
0
0
ISHARES TRUST ISHARES CORE S&P
COM
464287663
1287
20555
SH
SOLE
11507
0
9048
ISHARES TRUST ISHARES IBONDS D
COM
46434vba7
5346
213602
SH
SOLE
213602
0
0
ISHARES TRUST ISHARES INTERNAT
COM
464288448
209
9294
SH
SOLE
6534
0
2760
ISHARES TRUST ISHARES MSCI USA
COM
46429b697
4420
66873
SH
SOLE
66790
0
83
ISHARES TRUST ISHARES U S AERO
COM
464288760
220
2417
SH
SOLE
706
0
1711
ISHARES TRUST ISHARES U S INDU
COM
464287754
292
3489
SH
SOLE
300
0
3189
ISHARES U S ENERGY ETF
COM
464287796
731
18604
SH
SOLE
16968
0
1636
ISHARES U S ETF TR EVOLVED U S
COM
46431w648
221
5580
SH
SOLE
1575
0
4005
ISHARES U S MEDICAL DEVICES ET
COM
464288810
400
8476
SH
SOLE
1110
0
7366
ISHARES U S TECHNOLOGY ETF
COM
464287721
914
12453
SH
SOLE
9342
0
3110
JOHN HANCOCK EXCHANGE TRADED F
COM
47804j107
1096
24134
SH
SOLE
21273
0
2861
JOHN HANCOCK EXCHANGE TRADED F
COM
47804j206
1082
25394
SH
SOLE
25344
0
50
JOHN WILEY & SONS INC CLASS A
COM
968223206
300
7998
SH
SOLE
4023
0
3975
JOHNSON & JOHNSON
COM
478160104
7334
44896
SH
SOLE
32413
0
12483
JOUNCE THERAPEUTICS INC COMMON
COM
481116101
298
127331
SH
SOLE
61251
0
66080
JPMORGAN CHASE & CO
COM
46625h100
2751
26329
SH
SOLE
23070
0
3260
KAYNE ANDERSON NEXTGEN ENERGY
COM
48661e108
652
92247
SH
SOLE
80556
0
11691
KBS REAL ESTATE INVT TR III IN
COM
48668l105
113
10490
SH
SOLE
10490
0
0
KELLOGG CO
COM
487836108
370
5307
SH
SOLE
2400
0
2907
KEYSIGHT TECHNOLOGIES INC COM
COM
49338l103
205
1300
SH
SOLE
1300
0
0
KIMBERLY CLARK CORP
COM
494368103
248
2208
SH
SOLE
1575
0
633
KINDER MORGAN INC
COM
49456b101
794
47719
SH
SOLE
32841
0
14878
KKR & CO INC COMMON STOCK
COM
48251w104
307
7141
SH
SOLE
1515
0
5626
KOSMOS ENERGY LTD COMMON SHARE
COM
500688106
188
36400
SH
SOLE
36000
0
400
KROGER CO (THE)
COM
501044101
683
15619
SH
SOLE
14062
0
1557
L3HARRIS TECHNOLOGIES INC COMM
COM
502431109
848
4080
SH
SOLE
2415
0
1665
LABOR SMART INC
COM
50541a108
0
300000
SH
SOLE
0
0
300000
LABORATORY CORP AMER HLDGS
COM
50540r409
323
1576
SH
SOLE
1301
0
275
LIGHTSTONE VALUE PLUS REAL EST
COM
53227l109
139
14731
SH
SOLE
12043
0
2688
LIPOCINE INC
COM
53630x104
10
22500
SH
SOLE
22500
0
0
LOCKHEED MARTIN CORP
COM
539830109
2830
7327
SH
SOLE
6495
0
833
LOWES COMPANIES INC
COM
548661107
802
4268
SH
SOLE
2453
0
1815
MASTERCARD INCORPORATED
COM
57636q104
694
2442
SH
SOLE
1622
0
820
MCDONALDS CORP
COM
580135101
2936
12723
SH
SOLE
10022
0
2701
MERCER INTERNATIONAL INC
COM
588056101
590
47953
SH
SOLE
43363
0
4590
MERCK & CO INC
COM
58933y105
1597
18546
SH
SOLE
12333
0
6214
META PLATFORMS INC CLASS A COM
COM
30303m102
2137
15749
SH
SOLE
11296
0
4453
METLIFE INC
COM
59156r108
2089
34372
SH
SOLE
34372
0
0
MICRON TECHNOLOGY INC
COM
595112103
338
6738
SH
SOLE
2309
0
4429
MICROSOFT CORP
COM
594918104
11322
48614
SH
SOLE
34642
0
13972
MODERNA INC COMMON STOCK
COM
60770k107
1379
11661
SH
SOLE
5773
0
5888
MONDELEZ INTERNATIONAL INC COM
COM
609207105
387
7060
SH
SOLE
3735
0
3325
MOODYS CORP
COM
615369105
655
2693
SH
SOLE
2138
0
555
MORGAN STANLEY
COM
617446448
246
3113
SH
SOLE
1983
0
1130
MOTOROLA SOLUTIONS INC
COM
620076307
701
3128
SH
SOLE
2821
0
308
MURPHY USA INC COM
COM
626755102
722
2625
SH
SOLE
2369
0
256
NERDY INC CLASS A COMMON STOCK
COM
64081v109
22
10375
SH
SOLE
7775
0
2600
NET SAVINGS LINK INC
COM
64112l203
0
50000
SH
SOLE
0
0
50000
NEW MOUNTAIN FINANCE CORPORATI
COM
647551100
297
25786
SH
SOLE
20710
0
5076
NEXTERA ENERGY INC
COM
65339f101
2706
34505
SH
SOLE
31798
0
2707
NIKE INC CLASS B COM
COM
654106103
591
7113
SH
SOLE
6326
0
787
NORTHROP GRUMMAN CORP
COM
666807102
416
885
SH
SOLE
518
0
367
NORTHWEST BIOTHERAPEUTICS INC
COM
66737p600
204
285160
SH
SOLE
152200
0
132960
NUVEEN CORPORATE INCOME 2023 T
COM
67079f101
295
32757
SH
SOLE
21659
0
11098
NUVEEN PREFERRED & SECURITIES
COM
67072c105
78
11810
SH
SOLE
9810
0
2000
NVIDIA CORP
COM
67066g104
1835
15119
SH
SOLE
8420
0
6700
O REILLY AUTOMOTIVE INC
COM
67103h107
283
403
SH
SOLE
325
0
78
OLD REPUBLIC INTL CORP
COM
680223104
281
13406
SH
SOLE
10722
0
2684
ONCOSEC MEDICAL INCORPORATED C
COM
68234l306
6
11850
SH
SOLE
7850
0
4000
ORACLE CORPORATION
COM
68389x105
420
6881
SH
SOLE
4480
0
2401
OSI SYSTEMS INC
COM
671044105
657
9115
SH
SOLE
8222
0
893
OXFORD SQUARE CAPITAL CORP COM
COM
69181v107
466
154787
SH
SOLE
141937
0
12850
PALANTIR TECHNOLOGIES INC CLAS
COM
69608a108
95
11745
SH
SOLE
650
0
11095
PALO ALTO NETWORKS INC COMMON
COM
697435105
979
5979
SH
SOLE
3930
0
2049
PAYPAL HOLDINGS INC COM
COM
70450y103
348
4049
SH
SOLE
2965
0
1084
PEPSICO INC COMMON STOCK
COM
713448108
3057
18726
SH
SOLE
13378
0
5348
PFIZER INC
COM
717081103
1107
25303
SH
SOLE
16828
0
8475
PHILIP MORRIS INTERNATIONAL IN
COM
718172109
1031
12418
SH
SOLE
8920
0
3498
PHILLIPS 66 COM
COM
718546104
211
2618
SH
SOLE
1271
0
1347
PIMCO ENHANCED SHORT MATURITY
COM
72201r833
221
2234
SH
SOLE
1950
0
285
PIMCO EQUITY SERIES PIMCO RAFI
COM
72202l389
208
12565
SH
SOLE
12565
0
0
PIMCO EQUITY SERIES PIMCO RAFI
COM
72202l363
1603
46828
SH
SOLE
38613
0
8215
PIMCO EQUITY SERIES PIMCO RAFI
COM
72202l371
208
9318
SH
SOLE
9318
0
0
PIONEER MUNICIPAL HIGH INCOME
COM
723762100
141
18678
SH
SOLE
11678
0
7000
PNC FINANCIAL SVCS GROUP INC
COM
693475105
1193
7987
SH
SOLE
7881
0
106
PRECISION BIOSCIENCES INC COMM
COM
74019p108
822
632500
SH
SOLE
387000
0
245500
PROCTER & GAMBLE CO
COM
742718109
4258
33727
SH
SOLE
16893
0
16834
PROGRESSIVE CORP-OHIO
COM
743315103
811
6983
SH
SOLE
5547
0
1436
PROSHARES S&P 500 DIVIDEND ARI
COM
74348a467
850
10627
SH
SOLE
8313
0
2314
PRUDENTIAL FINANCIAL INC
COM
744320102
1216
14172
SH
SOLE
13285
0
887
QUALCOMM INC
COM
747525103
455
4029
SH
SOLE
1776
0
2253
RAYTHEON TECHNOLOGIES CORPORAT
COM
75513e101
659
8056
SH
SOLE
4791
0
3264
REDWOOD FINANCIAL INC-MINN
COM
757903109
252
2796
SH
SOLE
696
0
2100
REKOR SYSTEMS INC COMMON STOCK
COM
759419104
152
152351
SH
SOLE
128544
0
23807
REVOLUTION MEDICINES INC COMMO
COM
76155x100
506
25650
SH
SOLE
11150
0
14500
RING ENERGY INC
COM
76680v108
25
10600
SH
SOLE
9600
0
1000
ROSS STORES INC
COM
778296103
430
5098
SH
SOLE
4839
0
259
SALESFORCE INC COMMON STOCK
COM
79466l302
493
3427
SH
SOLE
2683
0
744
SANMINA CORPORATION COM
COM
801056102
726
15762
SH
SOLE
14226
0
1536
SCHWAB STRATEGIC TR US DIVIDEN
COM
808524797
544
8191
SH
SOLE
2376
0
5814
SECTOR SPDR TRUST SBI CONSUMER
COM
81369y308
1148
17210
SH
SOLE
16067
0
1143
SELECT SECTOR SPDR FUND SHS BE
COM
81369y407
666
4678
SH
SOLE
2749
0
1929
SELECT SECTOR SPDR FUND SHS BE
COM
81369y100
238
3496
SH
SOLE
1012
0
2484
SELECT SECTOR SPDR TRUST SHS B
COM
81369y506
395
5480
SH
SOLE
4345
0
1135
SELECT SECTOR SPDR TRUST THE F
COM
81369y605
872
28712
SH
SOLE
16389
0
12323
SELECT SECTOR SPDR TRUST THE H
COM
81369y209
2546
21024
SH
SOLE
18195
0
2829
SELECT SECTOR SPDR TRUST THE T
COM
81369y803
975
8210
SH
SOLE
2986
0
5223
SELECT SECTOR SPDR TRUST THE U
COM
81369y886
666
10163
SH
SOLE
8263
0
1900
SENSEONICS HOLDINGS INC COMMON
COM
81727u105
17
13200
SH
SOLE
13200
0
0
SERVICENOW INC COM
COM
81762p102
422
1117
SH
SOLE
901
0
216
SOUTHERN CO
COM
842587107
491
7224
SH
SOLE
5708
0
1516
SOUTHWESTERN ENERGY CO
COM
845467109
61
10000
SH
SOLE
10000
0
0
SPDR DOW JONES MID CAP GROWTH
COM
78464a821
706
11702
SH
SOLE
11547
0
155
SPDR DOW JONES MID CAP VALUE E
COM
78464a839
312
5389
SH
SOLE
3124
0
2265
SPDR GOLD TR GOLD SHS
COM
78463v107
981
6344
SH
SOLE
4018
0
2326
SPDR S&P 500 ETF TRUST
COM
78462f103
5190
14531
SH
SOLE
8551
0
5980
SPDR S&P 600 SMALL CAP ETF USD
COM
78464a813
220
2909
SH
SOLE
585
0
2324
SPDR S&P DIVIDEND ETF
COM
78464a763
3176
28481
SH
SOLE
15549
0
12932
SPDR SER TR S&P 600 SMALL CAP
COM
78464a201
294
4318
SH
SOLE
4268
0
50
SPDR SERIES TRUST FACTSET INNO
COM
78464a110
309
3098
SH
SOLE
366
0
2732
SPDR SERIES TRUST HLTH CR EQUI
COM
78464a581
210
2456
SH
SOLE
447
0
2009
SPDR SERIES TRUST S&P AEROSPAC
COM
78464a631
383
4182
SH
SOLE
1880
0
2302
SPDR SERIES TRUST SPDR BLOOMBE
COM
78468r663
8042
87793
SH
SOLE
76676
0
11118
SPDR SERIES TRUST SPDR BLOOMBE
COM
78464a359
448
7085
SH
SOLE
7055
0
30
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a649
258
10325
SH
SOLE
9038
0
1287
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a805
1106
25065
SH
SOLE
25064
0
1
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a854
2628
62582
SH
SOLE
60201
0
2380
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a409
4192
83678
SH
SOLE
71019
0
12660
SPDR SERIES TRUST SPDR PORTFOL
COM
78468r788
272
7655
SH
SOLE
2000
0
5655
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a508
341
9891
SH
SOLE
6718
0
3173
SPDR SERIES TRUST SPDR PORTFOL
COM
78468r853
305
8965
SH
SOLE
8465
0
500
SPDR SERIES TRUST SPDR PORTFOL
COM
78468r101
519
17965
SH
SOLE
17965
0
0
SPDR SERIES TRUST SPDR SSGA US
COM
78468r804
216
1750
SH
SOLE
230
0
1520
SSGA ACTIVE TRUST SPDR SSGA UL
COM
78467v707
2493
62461
SH
SOLE
62461
0
0
STANDARD & POORS MIDCAP 400 SP
COM
78467y107
1038
2583
SH
SOLE
741
0
1842
STARBUCKS CORP
COM
855244109
2590
30744
SH
SOLE
25649
0
5095
TARGET CORP
COM
87612e106
650
4380
SH
SOLE
3437
0
943
TEKLA HEALTHCARE INVS SH BEN I
COM
87911j103
188
10894
SH
SOLE
3342
0
7552
TELLURIAN INC COMMON STOCK
COM
87968a104
72
30000
SH
SOLE
30000
0
0
TEMPLETON EMERGING MARKETS FUN
COM
880191101
699
67376
SH
SOLE
59785
0
7591
TESLA INC COMMON STOCK
COM
88160r101
1243
4687
SH
SOLE
2716
0
1971
TEXAS INSTRUMENTS INCORPORATED
COM
882508104
2622
16942
SH
SOLE
16007
0
935
TEXAS PACIFIC LAND CORPORATION
COM
88262p102
485
273
SH
SOLE
0
0
273
THERMO FISHER SCIENTIFIC INC
COM
883556102
936
1846
SH
SOLE
1323
0
523
TRUIST FINANCIAL CORPORATION C
COM
89832q109
1945
44679
SH
SOLE
41601
0
3077
UBER TECHNOLOGIES INC COMMON S
COM
90353t100
1110
41895
SH
SOLE
22930
0
18965
ULTA BEAUTY INC COMMON STOCK
COM
90384s303
426
1063
SH
SOLE
853
0
210
UNION PACIFIC CORP
COM
907818108
1038
5327
SH
SOLE
4820
0
506
UNITED PARCEL SVC INC CL B
COM
911312106
1459
9035
SH
SOLE
4829
0
4206
UNITEDHEALTH GROUP INC
COM
91324p102
5714
11314
SH
SOLE
9785
0
1529
US BANCORP DEL COM
COM
902973304
1500
37209
SH
SOLE
35304
0
1905
VANECK ETF TR VANECK SEMICONDU
COM
92189f676
222
1201
SH
SOLE
620
0
581
VANGUARD FTSE DEVELOPED MARKET
COM
921943858
1175
32317
SH
SOLE
24788
0
7529
VANGUARD FTSE EMERGING MARKETS
COM
922042858
260
7115
SH
SOLE
5652
0
1463
VANGUARD INDEX FUNDS VANGUARD
COM
921946406
286
3016
SH
SOLE
2245
0
771
VANGUARD INDEX FUNDS VANGUARD
COM
922908512
248
2039
SH
SOLE
468
0
1571
VANGUARD INDEX FUNDS VANGUARD
COM
922908769
1213
6758
SH
SOLE
3687
0
3071
VANGUARD S&P 500 ETF
COM
922908363
596
1816
SH
SOLE
389
0
1427
VANGUARD SECTOR INDEX FDS VANG
COM
92204a207
751
4374
SH
SOLE
4374
0
0
VANGUARD SHORT TERM INFLATION
COM
922020805
693
14404
SH
SOLE
14249
0
155
VANGUARD SPECIALIZED FUNDS VAN
COM
921908844
892
6598
SH
SOLE
4497
0
2101
VANGUARD SPECIALIZED FUNDS VAN
COM
922908553
399
4977
SH
SOLE
1428
0
3549
VERIZON COMMUNICATIONS
COM
92343v104
2059
54225
SH
SOLE
45095
0
9130
VERTEX PHARMACEUTICALS INC
COM
92532f100
1522
5257
SH
SOLE
4128
0
1129
VISA INC CL A COMMON STOCK
COM
92826c839
3618
20368
SH
SOLE
17701
0
2667
WALGREEN BOOTS ALLIANCE INC CO
COM
931427108
533
16982
SH
SOLE
6901
0
10081
WALMART INC COMMON STOCK
COM
931142103
3204
24703
SH
SOLE
14609
0
10094
WALT DISNEY CO
COM
254687106
1172
12423
SH
SOLE
8091
0
4332
WASTE MANAGEMENT INC DEL
COM
94106l109
1223
7632
SH
SOLE
5846
0
1786
WELLS FARGO & CO
COM
949746101
215
5344
SH
SOLE
1915
0
3429
WESTERN ASSET INVESTMENT GRADE
COM
95790a101
683
44662
SH
SOLE
24188
0
20474
WILLIAMS COMPANIES INC
COM
969457100
1613
56333
SH
SOLE
54038
0
2295
WISDOMTREE CLOUD COMPUTING FUN
COM
97717y691
304
11400
SH
SOLE
4680
0
6720
WISDOMTREE TRUST U S QUALITY D
COM
97717x669
3072
56991
SH
SOLE
48187
0
8804
WISDOMTREE TRUST WISDOMTREE U
COM
97717w307
372
6733
SH
SOLE
1374
0
5359
WISDOMTREE TRUST WISDOMTREE U
COM
97717w588
1945
50670
SH
SOLE
50345
0
325
WORLD MOTO INC
COM
98158h106
0
700000
SH
SOLE
700000
0
0
XCEL ENERGY INC COMMON STOCK
COM
98389b100
3001
46896
SH
SOLE
41835
0
5061
ZYMERGEN INC COMMON STOCK
COM
98985x100
97
35000
SH
SOLE
0
0
35000
CHS INC 8 CUM REDEEMABLE PFD
PFD
12542r209
380
13322
SH
SOLE
12722
0
600
CHS INC PFD CL B SER 4
PFD
12542r803
2043
76692
SH
SOLE
71845
0
4847
GLADSTONE LD CORP RED PFD SER
PFD
376549408
271
10834
SH
SOLE
9759
0
1075
GWG HLDGS INC SER 2 PFD 7 DTD
PFD
36192a687
1173
1173
SH
SOLE
110
0
1063
PROSPECT CAP CORP 5.5PFD CONV
PFD
74348t441
763
30500
SH
SOLE
22600
0
7900