0001697934-18-000004.txt : 20181024
0001697934-18-000004.hdr.sgml : 20181024
20181024113036
ACCESSION NUMBER: 0001697934-18-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181024
DATE AS OF CHANGE: 20181024
EFFECTIVENESS DATE: 20181024
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Moloney Securities Asset Management, LLC
CENTRAL INDEX KEY: 0001697934
IRS NUMBER: 371797454
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17870
FILM NUMBER: 181135792
BUSINESS ADDRESS:
STREET 1: 13537 BARRETT PARKWAY DRIVE
STREET 2: SUITE 300
CITY: MANCHESTER
STATE: MO
ZIP: 63021
BUSINESS PHONE: (314) 909-0600
MAIL ADDRESS:
STREET 1: 13537 BARRETT PARKWAY DRIVE
STREET 2: SUITE 300
CITY: MANCHESTER
STATE: MO
ZIP: 63021
13F-HR
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09-30-2018
Moloney Securities Asset Management, LLC
13537 BARRETT PARKWAY DRIVE
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63021
13F HOLDINGS REPORT
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10-24-2018
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0
ISHARES TRUST ISHARES U S PREF
COM
464288687
273
7344
SH
SOLE
6794
0
550
ISHARES TRUST ISHARES U S TREA
COM
46429b267
303
12453
SH
SOLE
11828
0
625
ISHARES U S ETF TR SHORT MATUR
COM
46431w507
466
9287
SH
SOLE
9287
0
0
ISHARES U S MEDICAL DEVICES ET
COM
464288810
294
1293
SH
SOLE
0
0
1293
ISHARES U S TECHNOLOGY ETF
COM
464287721
1188
6125
SH
SOLE
4953
0
1172
JOHNSON & JOHNSON
COM
478160104
7384
53438
SH
SOLE
35172
0
18266
JPMORGAN CHASE & CO
COM
46625h100
756
6703
SH
SOLE
1541
0
5162
KIMBERLY CLARK CORP
COM
494368103
576
5067
SH
SOLE
3073
0
1994
KINDER MORGAN INC
COM
49456b101
227
12803
SH
SOLE
8630
0
4173
KKR & CO INC CLASS A COMMON ST
COM
48251w104
234
8580
SH
SOLE
250
0
8330
KRAFT HEINZ COMPANY (THE) COMM
COM
500754106
227
4110
SH
SOLE
1540
0
2570
LIBERTY ALL-STAR GROWTH FUND I
COM
529900102
96
15174
SH
SOLE
0
0
15174
LIGHTSTONE VALUE PLUS REAL EST
COM
53227l109
420
42050
SH
SOLE
42050
0
0
LOCKHEED MARTIN CORP
COM
539830109
1156
3342
SH
SOLE
2824
0
518
MADISON COVERED CALL & EQUITY
COM
557437100
181
23581
SH
SOLE
23581
0
0
MASTERCARD INCORPORATED
COM
57636q104
736
3306
SH
SOLE
2198
0
1108
MCDONALDS CORP
COM
580135101
1269
7583
SH
SOLE
4718
0
2865
MERCK & CO INC
COM
58933y105
2992
42180
SH
SOLE
31280
0
10900
MICRON TECHNOLOGY INC
COM
595112103
236
5218
SH
SOLE
1808
0
3410
MICROSOFT CORP
COM
594918104
6718
58743
SH
SOLE
31128
0
27614
MONDELEZ INTERNATIONAL INC COM
COM
609207105
350
8156
SH
SOLE
3671
0
4485
MOODYS CORP
COM
615369105
491
2937
SH
SOLE
1252
0
1685
NETFLIX COM INC
COM
64110l106
265
707
SH
SOLE
244
0
463
NEXTERA ENERGY INC
COM
65339f101
673
4013
SH
SOLE
3377
0
636
NIKE INC CLASS B COM
COM
654106103
1219
14388
SH
SOLE
10516
0
3872
NORTHROP GRUMMAN CORP
COM
666807102
235
742
SH
SOLE
220
0
522
NOW INC
COM
67011p100
2045
123582
SH
SOLE
44130
0
79452
NUCOR CORP
COM
670346105
377
5948
SH
SOLE
5348
0
600
NUVEEN CR OPPORTUNITIES 2022 T
COM
67075u102
130
13572
SH
SOLE
5605
0
7967
NUVEEN CREDIT STRATEGIES INCOM
COM
67073d102
96
12000
SH
SOLE
0
0
12000
NUVEEN HIGH INCOME DECEMBER 20
COM
67075p103
357
36205
SH
SOLE
7315
0
28890
NUVEEN HIGH INCOME DECEMBER 20
COM
67076e107
345
34965
SH
SOLE
6370
0
28596
NUVEEN HIGH INCOME NOVEMBER 20
COM
67077n106
230
24086
SH
SOLE
6095
0
17991
NUVEEN PREFERRED & INCOME OPPO
COM
67073b106
133
14344
SH
SOLE
10944
0
3400
NVIDIA CORP
COM
67066g104
714
2540
SH
SOLE
1026
0
1514
NVR INC
COM
62944t105
222
90
SH
SOLE
2
0
88
ONCOSEC MEDICAL INCORPORATED C
COM
68234l207
32
23000
SH
SOLE
13000
0
10000
OPPENHEIMER ETF TRUST OPPENHEI
COM
68386c104
218
4030
SH
SOLE
4030
0
0
ORACLE CORPORATION
COM
68389x105
247
4784
SH
SOLE
1144
0
3640
OXFORD SQUARE CAPITAL CORP COM
COM
69181v107
472
66326
SH
SOLE
66326
0
0
PACIFIC BIOSCIENCES OF CALIFOR
COM
69404d108
2532
467961
SH
SOLE
121661
0
346300
PAVMED INC COM
COM
70387r106
41
31650
SH
SOLE
29170
0
2480
PAYPAL HOLDINGS INC COM
COM
70450y103
226
2568
SH
SOLE
872
0
1696
PEPSICO INC COMMON STOCK
COM
713448108
1220
10912
SH
SOLE
6359
0
4553
PETROSHARE CORP COM
COM
71677l106
23
16200
SH
SOLE
0
0
16200
PFIZER INC
COM
717081103
1431
32462
SH
SOLE
14508
0
17954
PHARMACYTE BIOTECH INC COM
COM
71715x104
1
10000
SH
SOLE
10000
0
0
PHILIP MORRIS INTERNATIONAL IN
COM
718172109
1349
16543
SH
SOLE
11045
0
5498
PHILLIPS 66 COM
COM
718546104
521
4618
SH
SOLE
2445
0
2173
PROCTER & GAMBLE CO
COM
742718109
3878
46597
SH
SOLE
32142
0
14455
PROSPECT CAPITAL CORPORATION
COM
74348t102
180
24563
SH
SOLE
9148
0
15415
QUALCOMM INC
COM
747525103
780
10823
SH
SOLE
7794
0
3029
QUEST DIAGNOSTICS INC
COM
74834l100
558
5170
SH
SOLE
4145
0
1025
REALTY INCOME CORP
COM
756109104
279
4896
SH
SOLE
3598
0
1298
RINGCENTRAL INC CL A
COM
76680r206
279
3000
SH
SOLE
0
0
3000
RIVERNORTH DOUBLELINE STRATEGC
COM
76882g107
277
16356
SH
SOLE
5159
0
11197
ROSS STORES INC
COM
778296103
1333
13448
SH
SOLE
11756
0
1692
ROYCE MICRO-CAP TRUST INC
COM
780915104
502
49189
SH
SOLE
4824
0
44366
SCANA CORPORATION NEW
COM
80589m102
201
5162
SH
SOLE
1561
0
3601
SECTOR SPDR TRUST SBI CONSUMER
COM
81369y308
304
5634
SH
SOLE
2793
0
2841
SELECT SECTOR SPDR FUND SHS BE
COM
81369y407
331
2822
SH
SOLE
1096
0
1726
SELECT SECTOR SPDR TRUST SHS B
COM
81369y506
249
3290
SH
SOLE
1647
0
1643
SELECT SECTOR SPDR TRUST THE F
COM
81369y605
658
23847
SH
SOLE
3916
0
19931
SELECT SECTOR SPDR TRUST THE H
COM
81369y209
2255
23697
SH
SOLE
19656
0
4041
SELECT SECTOR SPDR TRUST THE T
COM
81369y803
2086
27696
SH
SOLE
18829
0
8868
SELECT SECTOR SPDR TRUST THE U
COM
81369y886
342
6498
SH
SOLE
4640
0
1858
SIMON PROPERTY GROUP INC
COM
828806109
834
4718
SH
SOLE
4718
0
0
SOUTHERN CO
COM
842587107
309
7080
SH
SOLE
3893
0
3188
SOUTHWEST AIRLINES CO
COM
844741108
219
3504
SH
SOLE
841
0
2663
SPDR DOW JONES REIT ETF
COM
78464a607
361
3873
SH
SOLE
796
0
3077
SPDR GOLD TR GOLD SHS
COM
78463v107
372
3302
SH
SOLE
1359
0
1943
SPDR S&P 500 ETF TRUST
COM
78462f103
2126
7313
SH
SOLE
1274
0
6039
SPDR S&P 600 SMALL CAP ETF USD
COM
78464a813
209
2764
SH
SOLE
459
0
2305
SPDR S&P DIVIDEND ETF
COM
78464a763
4082
41687
SH
SOLE
27154
0
14533
SPDR SER TR NUVEEN S&P HIGH YI
COM
78464a284
1127
20037
SH
SOLE
20037
0
0
SPDR SER TR S&P BIOTECH ETF
COM
78464a870
226
2358
SH
SOLE
108
0
2250
SPDR SER TR S&P RETAIL ETF
COM
78464a714
509
9982
SH
SOLE
9982
0
0
SPDR SERIES TRUST SPDR BLOOMBE
COM
78464a359
233
4312
SH
SOLE
3780
0
532
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a854
1283
37665
SH
SOLE
11183
0
26482
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a847
1683
46543
SH
SOLE
15757
0
30786
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a409
2049
53591
SH
SOLE
26581
0
27010
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a508
965
30999
SH
SOLE
29443
0
1556
SPDR SERIES TRUST SPDR PORTFOL
COM
78468r853
1891
56893
SH
SOLE
16911
0
39982
SPDR SERIES TRUST SPDR PORTFOL
COM
78464a805
1198
33096
SH
SOLE
3628
0
29469
SQUARE INC CLASS A COM
COM
852234103
5988
60474
SH
SOLE
20564
0
39910
SSGA ACTIVE TRUST SPDR SSGA UL
COM
78467v707
382
9479
SH
SOLE
7455
0
2024
STANDARD & POORS MIDCAP 400 SP
COM
78467y107
1215
3307
SH
SOLE
757
0
2550
STARBUCKS CORP
COM
855244109
247
4347
SH
SOLE
1931
0
2416
STERICYCLE INC
COM
858912108
1313
22377
SH
SOLE
9412
0
12965
TARGET CORP
COM
87612e106
310
3513
SH
SOLE
2211
0
1302
TEJON RANCH CO
COM
879080109
2237
103019
SH
SOLE
38019
0
65000
TEKLA HEALTHCARE INVS SH BEN I
COM
87911j103
374
16140
SH
SOLE
9232
0
6908
TEXAS INSTRUMENTS INCORPORATED
COM
882508104
578
5389
SH
SOLE
5039
0
350
TEXAS PACIFIC LAND TRUST SUB-S
COM
882610108
479
555
SH
SOLE
0
0
555
THERMO FISHER SCIENTIFIC INC
COM
883556102
1002
4106
SH
SOLE
1372
0
2734
TRACTOR SUPPLY CO
COM
892356106
743
8180
SH
SOLE
2525
0
5655
UNION PACIFIC CORP
COM
907818108
877
5388
SH
SOLE
2321
0
3067
UNITED PARCEL SVC INC CL B
COM
911312106
2392
20490
SH
SOLE
9386
0
11104
UNITED TECHNOLOGIES CORP
COM
913017109
361
2586
SH
SOLE
1034
0
1552
UNITEDHEALTH GROUP INC
COM
91324p102
2324
8734
SH
SOLE
5359
0
3375
US BANCORP DEL COM
COM
902973304
657
12445
SH
SOLE
10606
0
1839
VANGUARD FTSE DEVELOPED MARKET
COM
921943858
546
12612
SH
SOLE
7974
0
4638
VANGUARD FTSE EMERGING MARKETS
COM
922042858
691
16854
SH
SOLE
11884
0
4970
VANGUARD INDEX FUNDS VANGUARD
COM
921946406
237
2725
SH
SOLE
1879
0
846
VANGUARD INTERMEDIATE TERM COR
COM
92206c870
219
2621
SH
SOLE
2621
0
0
VANGUARD INTERNATIONAL DIVIDEN
COM
921946810
442
6854
SH
SOLE
6854
0
0
VANGUARD INTL EQUITY INDEX FD
COM
922042874
272
4847
SH
SOLE
2265
0
2582
VANGUARD INTL EQUITY INDEX FD
COM
922042742
1242
16381
SH
SOLE
16381
0
0
VANGUARD S&P 500 ETF
COM
922908363
400
1500
SH
SOLE
226
0
1274
VANGUARD SECTOR INDEX FDS VANG
COM
92204a801
271
2066
SH
SOLE
1876
0
191
VANGUARD SECTOR INDEX FDS VANG
COM
922908553
438
5426
SH
SOLE
1429
0
3997
VANGUARD SPECIALIZED FUNDS VAN
COM
921908844
698
6305
SH
SOLE
4168
0
2136
VANGUARD TOTAL INTERNATIONAL B
COM
92203j407
585
10719
SH
SOLE
10502
0
217
VERIZON COMMUNICATIONS
COM
92343v104
2484
46524
SH
SOLE
31296
0
15228
VISA INC CL A COMMON STOCK
COM
92826c839
2064
13750
SH
SOLE
8555
0
5195
WALGREEN BOOTS ALLIANCE INC CO
COM
931427108
1623
22266
SH
SOLE
7121
0
15145
WALMART INC COMMON STOCK
COM
931142103
952
10133
SH
SOLE
6917
0
3216
WALT DISNEY CO
COM
254687106
2050
17530
SH
SOLE
9420
0
8110
WASTE MANAGEMENT INC DEL
COM
94106l109
889
9843
SH
SOLE
6296
0
3547
WELLS FARGO & CO
COM
949746101
355
6754
SH
SOLE
3098
0
3656
WELLTOWER INC COMMON STOCK
COM
95040q104
1413
21974
SH
SOLE
18963
0
3011
WEYERHAEUSER CO
COM
962166104
272
8415
SH
SOLE
6213
0
2202
WORLD MOTO INC
COM
98158h106
0
700000
SH
SOLE
0
0
700000
XCEL ENERGY INC COMMON STOCK
COM
98389b100
540
11448
SH
SOLE
7995
0
3454
CHS INC 7.875 CLASS B CUM RED
PFD
12542r308
381
13510
SH
SOLE
13510
0
0
CHS INC 8 CUM REDEEMABLE PFD
PFD
12542r209
324
10935
SH
SOLE
8497
0
2438
CHS INC PFD CL B SER 4
PFD
12542r803
1394
50990
SH
SOLE
40461
0
10528
GWG HLDGS INC PFD 7 DTD
PFD
36192a810
207
207
SH
SOLE
207
0
0
GWG HLDGS INC PFD 7 DTD
PFD
36192a836
567
567
SH
SOLE
567
0
0
GWG HLDGS INC PFD 7 DTD
PFD
36192a844
470
470
SH
SOLE
470
0
0
GWG HLDGS INC SER 2 PFD 7 DTD
PFD
36192a687
1173
1173
SH
SOLE
110
0
1063
GWG HLDGS INC SER 2 PFD 7 DTD
PFD
36192a778
329
329
SH
SOLE
329
0
0
NOVUME SOLUTIONS INC PFD CUM C
PFD
67012d205
161
17000
SH
SOLE
12000
0
5000
ALLEGIANCY LLC 6 UNIT MEMBERS
PFD
01748m106
391
62640
SH
SOLE
7920
0
54720