0001697882-19-000007.txt : 20191015
0001697882-19-000007.hdr.sgml : 20191015
20191015105524
ACCESSION NUMBER: 0001697882-19-000007
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191015
DATE AS OF CHANGE: 20191015
EFFECTIVENESS DATE: 20191015
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Flaharty Asset Management, LLC
CENTRAL INDEX KEY: 0001697882
IRS NUMBER: 463118454
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17966
FILM NUMBER: 191149966
BUSINESS ADDRESS:
STREET 1: 311 PARK PLACE BLVD
STREET 2: STE 150
CITY: CLEARWATER
STATE: FL
ZIP: 33759
BUSINESS PHONE: 7272521050
MAIL ADDRESS:
STREET 1: 311 PARK PLACE BLVD
STREET 2: STE 150
CITY: CLEARWATER
STATE: FL
ZIP: 33759
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
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0001697882
XXXXXXXX
09-30-2019
09-30-2019
Flaharty Asset Management, LLC
311 PARK PLACE BLVD
STE 150
CLEARWATER
FL
33759
13F HOLDINGS REPORT
028-17966
N
John Orr
CIO
7272521050
John Orr
Clearwater
FL
10-11-2019
0
74
264080
false
INFORMATION TABLE
2
FAMQ32019.xml
ALPS ETF TR
ALERIAN MLP
00162Q866
93
10150
SH
SOLE
93
0
0
ABIOMED INC
COM
003654100
231
1300
SH
SOLE
231
0
0
ABRAXAS PETE CORP
COM
003830106
13
25000
SH
SOLE
13
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
2655
27113
SH
SOLE
2655
0
0
ALPHABET INC
CAP STK CL A
02079K305
266
218
SH
SOLE
266
0
0
AMAZON COM INC
COM
023135106
639
368
SH
SOLE
639
0
0
AMERICAN CENTY ETF TR
DIVERSIFID CRP
025072109
1891
36825
SH
SOLE
1891
0
0
APPLE INC
COM
037833100
1051
4692
SH
SOLE
1051
0
0
BOEING CO
COM
097023105
729
1917
SH
SOLE
729
0
0
CISCO SYS INC
COM
17275R102
341
6904
SH
SOLE
341
0
0
DISNEY WALT CO
COM DISNEY
254687106
714
5482
SH
SOLE
714
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
295
3078
SH
SOLE
295
0
0
FIRST TR EXCHANGE TRADED FD
DJ INTERNT IDX
33733E302
10570
78502
SH
SOLE
10570
0
0
FIRST TR EXCHANGE TRADED FD
TECH ALPHADEX
33734X176
774
11879
SH
SOLE
774
0
0
FIRST TR EXCHANGE TRADED FD
SENIOR LN FD
33738D309
12255
258498
SH
SOLE
12255
0
0
FIRST TR EXCHANGE TRADED FD
FIRST TR TA HIYL
33738D408
13944
289090
SH
SOLE
13944
0
0
FIRST TR EXCHANGE-TRADED FD
PFD SECS INC ETF
33739E108
20026
1015007
SH
SOLE
20026
0
0
FIRST TR EXCHANGE TRADED FD
FST LOW OPPT EFT
33739Q200
15610
300247
SH
SOLE
15610
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
171
17900
SH
SOLE
171
0
0
GAP INC
COM
364760108
306
17616
SH
SOLE
306
0
0
GROUP 1 AUTOMOTIVE INC
COM
398905109
223
2415
SH
SOLE
223
0
0
HOME BANCSHARES INC
COM
436893200
245
13025
SH
SOLE
245
0
0
HONEYWELL INTL INC
COM
438516106
305
1804
SH
SOLE
305
0
0
INTEL CORP
COM
458140100
659
12792
SH
SOLE
659
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
380
2012
SH
SOLE
380
0
0
INTUIT
COM
461202103
221
830
SH
SOLE
221
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL MAT
46137V316
6792
62338
SH
SOLE
6792
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 BUY WRT
46137V399
585
27035
SH
SOLE
585
0
0
INVESCO EXCHNG TRADED FD TR
S&P 500 REVENUE
46138G698
603
11179
SH
SOLE
603
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2021 CB
46138J700
1417
66670
SH
SOLE
1417
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2024 CB
46138J841
1507
70335
SH
SOLE
1507
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2023 HY
46138J858
691
26520
SH
SOLE
691
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2023 CB
46138J866
1527
71725
SH
SOLE
1527
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2022 HY
46138J874
1004
41187
SH
SOLE
1004
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2022 CB
46138J882
1396
64965
SH
SOLE
1396
0
0
ISHARES TR
TIPS BD ETF
464287176
397
3415
SH
SOLE
397
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
13758
107924
SH
SOLE
13758
0
0
ISHARES TR
RUS MID CAP ETF
464287499
486
8688
SH
SOLE
486
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
22477
175245
SH
SOLE
22477
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
25757
161357
SH
SOLE
25757
0
0
ISHARES TR
RUS 1000 ETF
464287622
1048
6372
SH
SOLE
1048
0
0
ISHARES TR
RUS 2000 VAL ETF
464287630
8534
71472
SH
SOLE
8534
0
0
ISHARES TR
RUS 2000 GRW ETF
464287648
6927
35941
SH
SOLE
6927
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
507
3348
SH
SOLE
507
0
0
ISHARES TR
RUSSELL 3000 ETF
464287689
302
1739
SH
SOLE
302
0
0
ISHARES TR
S&P MC 400VL ETF
464287705
15605
97590
SH
SOLE
15605
0
0
ISHARES TR
JPMORGAN USD EMG
464288281
503
4437
SH
SOLE
503
0
0
ISHARES TR
NATIONAL MUN ETF
464288414
1832
16060
SH
SOLE
1832
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
849
9739
SH
SOLE
849
0
0
ISHARES TR
PFD AND INCM SEC
464288687
1892
50412
SH
SOLE
1892
0
0
ISHARES TR
MORTGE REL ETF
46435G342
11661
276781
SH
SOLE
11661
0
0
ISHARES TR
IBONDS DEC2021
46435G789
518
20090
SH
SOLE
518
0
0
JPMORGAN CHASE & CO
COM
46625H100
398
3382
SH
SOLE
398
0
0
JOHNSON & JOHNSON
COM
478160104
246
1900
SH
SOLE
246
0
0
KLA CORPORATION
COM NEW
482480100
286
1793
SH
SOLE
286
0
0
MCDONALDS CORP
COM
580135101
215
1002
SH
SOLE
215
0
0
MICROSOFT CORP
COM
594918104
1141
8204
SH
SOLE
1141
0
0
PROCTER & GAMBLE CO
COM
742718109
434
3491
SH
SOLE
434
0
0
REALTY INCOME CORP
COM
756109104
203
2641
SH
SOLE
203
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
783
2638
SH
SOLE
783
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
383
2759
SH
SOLE
383
0
0
SPDR SERIES TRUST
BLMBRG BRC CNVRT
78464A359
12317
234835
SH
SOLE
12317
0
0
SPDR SERIES TRUST
AEROSPACE DEF
78464A631
9095
85133
SH
SOLE
9095
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
14390
140255
SH
SOLE
14390
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
594
10035
SH
SOLE
594
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
7255
259107
SH
SOLE
7255
0
0
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369Y860
368
9364
SH
SOLE
368
0
0
STATE STR CORP
COM
857477103
275
4644
SH
SOLE
275
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
509
5735
SH
SOLE
509
0
0
VEREIT INC
COM
92339V100
166
16950
SH
SOLE
166
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
218
3605
SH
SOLE
218
0
0
VULCAN MATLS CO
COM
929160109
1037
6855
SH
SOLE
1037
0
0
WISDOMTREE TR
US DIVID EX FNCL
97717W406
585
6692
SH
SOLE
585
0
0