0001697882-18-000008.txt : 20181113
0001697882-18-000008.hdr.sgml : 20181113
20181113164427
ACCESSION NUMBER: 0001697882-18-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181113
DATE AS OF CHANGE: 20181113
EFFECTIVENESS DATE: 20181113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Flaharty Asset Management, LLC
CENTRAL INDEX KEY: 0001697882
IRS NUMBER: 463118454
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17966
FILM NUMBER: 181178644
BUSINESS ADDRESS:
STREET 1: 311 PARK PLACE BLVD
STREET 2: STE 150
CITY: CLEARWATER
STATE: FL
ZIP: 33759
BUSINESS PHONE: 7272521050
MAIL ADDRESS:
STREET 1: 311 PARK PLACE BLVD
STREET 2: STE 150
CITY: CLEARWATER
STATE: FL
ZIP: 33759
13F-HR
1
primary_doc.xml
13F-HR
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0001697882
XXXXXXXX
09-30-2018
09-30-2018
Flaharty Asset Management, LLC
311 PARK PLACE BLVD
STE 150
CLEARWATER
FL
33759
13F HOLDINGS REPORT
028-17966
N
J. Hunter Orr
CIO
7272521050
J. Hunter Orr
Clearwater
FL
11-13-2018
0
75
257524
false
INFORMATION TABLE
2
3Q2018Flaherty13F2.xml
APPLE INC
COM
037833100
1389
6111
SH
SOLE
6111
0
0
ABIOMED
COM
003654100
578
1300
SH
SOLE
1300
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
3855
28117
SH
SOLE
28117
0
0
AMAZON COM INC
COM
023135106
533
266
SH
SOLE
266
0
0
BOEING CO
COM
097023105
423
1106
SH
SOLE
1106
0
0
VANECK VECTORS ETF TR
BDC INCOME ETF
92189F411
11276
674791
SH
SOLE
674791
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2021 CB
46138J700
874
42145
SH
SOLE
42145
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2024 CB
46138J841
286
14250
SH
SOLE
14250
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2022 HY
46138J874
866
35102
SH
SOLE
35102
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2023 HY
46138J858
254
9650
SH
SOLE
9650
0
0
CATERPILLAR INC DEL
COM
149123101
297
1950
SH
SOLE
1950
0
0
CISCO SYS INC
COM
17275R102
293
5994
SH
SOLE
5994
0
0
SPDR SERIES TRUST
BLMBRG BRC CNVRT
78464A359
10661
198749
SH
SOLE
198749
0
0
DBX ETF TR
XTRACK MSCI EURP
233051853
8814
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SH
SOLE
307755
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DISNEY WALT CO
COM DISNEY
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302
2596
SH
SOLE
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WISDOMTREE TR
US DIVID EX FNCL
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SOLE
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DUKE ENERGY CORP NEW
COM NEW
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SOLE
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JPMORGAN USD EMG
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FACEBOOK INC
CL A
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326
2004
SH
SOLE
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0
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FREEPORT-MCMORAN INC
CL B
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263
19232
SH
SOLE
19232
0
0
FIRST TR EXCHANGE TRADED FD
DJ INTERNT IDX
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13031
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SOLE
92690
0
0
FIRST HORIZON NATL CORP
COM
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305
17790
SH
SOLE
17790
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0
FIDELITY
MSCI FINLS IDX
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470
11640
SH
SOLE
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0
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PFD SECS INC ETF
33739E108
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SOLE
1053403
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0
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GOLD SHS
78463V107
417
3702
SH
SOLE
3702
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0
GAP INC DEL
COM
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530
18466
SH
SOLE
18466
0
0
HOME BANCSHARES INC
COM
436893200
389
18262
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SOLE
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0
ISHARES TR
IBOXX HI YD ETF
464288513
297
3438
SH
SOLE
3438
0
0
FIRST TR EXCHANGE TRADED FD
FIRST TR TA HIYL
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300161
SH
SOLE
300161
0
0
ISHARES TR
IBONDS DEC2021
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20090
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20090
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ISHARES TR
S&P MC 400VL ETF
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54442
SH
SOLE
54442
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0
INTEL CORP
COM
458140100
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21007
SH
SOLE
21007
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0
ISHARES TR
CORE S&P500 ETF
464287200
560
1905
SH
SOLE
1905
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0
ISHARES TR
RUS 1000 ETF
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RUS 1000 VAL ETF
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RUS 1000 GRW ETF
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RUSSELL 2000 ETF
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0
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RUS 2000 VAL ETF
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RUS 2000 GRW ETF
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0
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RUS MID CAP ETF
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2482
SH
SOLE
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0
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RUSSELL 3000 ETF
464287689
316
1831
SH
SOLE
1831
0
0
JOHNSON & JOHNSON
COM
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383
2740
SH
SOLE
2740
0
0
JPMORGAN CHASE & CO
COM
46625H100
400
3526
SH
SOLE
3526
0
0
FIRST TR EXCHANGE TRADED FD
FST LOW OPPT EFT
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9303
182485
SH
SOLE
182485
0
0
LOWES COS INC
COM
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590
5174
SH
SOLE
5174
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
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SH
SOLE
29783
0
0
LAM RESEARCH CORP
COM
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228
1515
SH
SOLE
1515
0
0
MICROSOFT CORP
COM
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6836
SH
SOLE
6836
0
0
ISHARES TR
NATIONAL MUN ETF
464288414
894
8299
SH
SOLE
8299
0
0
NETFLIX INC
COM
64110L106
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1275
SH
Call
SOLE
1275
0
0
NVIDIA CORP
COM
67066G104
600
2074
SH
SOLE
2074
0
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INVESCO EXCHANGE TRADED FD T
S&P500 BUY WRT
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725
32186
SH
SOLE
32186
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0
PROCTER AND GAMBLE CO
COM
742718109
332
3966
SH
SOLE
3966
0
0
PROGRESSIVE CORP OHIO
COM
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8588
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SOLE
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INVESCO QQQ TR
UNIT SER 1
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1179
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SOLE
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ISHARES TR
MORTGE REL ETF
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SH
SOLE
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0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL MAT
46137V316
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SH
SOLE
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0
OPPENHEIMER ETF TR
S&P 500 REVENUE
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11135
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SOLE
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0
SPDR SERIES TRUST
S&P DIVID ETF
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SOLE
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ISHARES SILVER TRUST
ISHARES
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SOLE
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0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
603
2068
SH
SOLE
2068
0
0
SUNTRUST BKS INC
COM
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SH
SOLE
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STATE STR CORP
COM
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AT&T INC
COM
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SOLE
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ISHARES TR
TIPS BD ETF
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SH
SOLE
2571
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0
TAKE-TWO INTERACTIVE SOFTWAR
COM
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1542
SH
SOLE
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UNITEDHEALTH GROUP INC
COM
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SH
SOLE
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0
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VULCAN MATLS CO
COM
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747
6655
SH
SOLE
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VANGUARD INDEX FDS
TOTAL STK MKT
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SOLE
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VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
539
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SH
SOLE
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SPDR SERIES TRUST
AEROSPACE DEF
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SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
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SELECT SECTOR SPDR TR
TECHNOLOGY
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SELECT SECTOR SPDR TR
RL EST SEL SEC
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SOLE
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EXXON MOBIL CORP
COM
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SH
SOLE
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