0001697882-18-000006.txt : 20180814 0001697882-18-000006.hdr.sgml : 20180814 20180814085404 ACCESSION NUMBER: 0001697882-18-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180814 DATE AS OF CHANGE: 20180814 EFFECTIVENESS DATE: 20180814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Flaharty Asset Management, LLC CENTRAL INDEX KEY: 0001697882 IRS NUMBER: 463118454 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17966 FILM NUMBER: 181014509 BUSINESS ADDRESS: STREET 1: 311 PARK PLACE BLVD STREET 2: STE 150 CITY: CLEARWATER STATE: FL ZIP: 33759 BUSINESS PHONE: 7272521050 MAIL ADDRESS: STREET 1: 311 PARK PLACE BLVD STREET 2: STE 150 CITY: CLEARWATER STATE: FL ZIP: 33759 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001697882 XXXXXXXX 06-30-2018 06-30-2018 Flaharty Asset Management, LLC

311 PARK PLACE BLVD STE 150 CLEARWATER FL 33759

13F HOLDINGS REPORT 028-17966 N John Orr 7272521050 John Orr Clearwater FL 08-13-2018 0 79 256304 false INFORMATION TABLE 2 3Q2018Flaherty13F.xml INTEL CORP COM 458140100 1055 21215 SH SOLE 0 0 0 ISHARES TR TIPS BD ETF 464287176 289 2562 SH SOLE 0 0 0 ISHARES TR CORE S&P500 ETF 464287200 401 1470 SH SOLE 0 0 0 ISHARES TR IBOXX INV CP ETF 464287242 2305 20115 SH SOLE 0 0 0 ISHARES TR RUS MID CAP ETF 464287499 527 2482 SH SOLE 0 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 21174 174447 SH SOLE 0 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 23664 164560 SH SOLE 0 0 0 ISHARES TR RUS 1000 ETF 464287622 1017 6690 SH SOLE 0 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 9914 75150 SH SOLE 0 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 7619 37286 SH SOLE 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 541 3304 SH SOLE 0 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 296 1823 SH SOLE 0 0 0 ISHARES TR S&P MC 400VL ETF 464287705 8514 52545 SH SOLE 0 0 0 ISHARES TR JPMORGAN USD EMG 464288281 386 3612 SH SOLE 0 0 0 ISHARES TR NATIONAL MUN ETF 464288414 891 8169 SH SOLE 0 0 0 ISHARES TR IBOXX HI YD ETF 464288513 300 3524 SH SOLE 0 0 0 JOHNSON & JOHNSON COM 478160104 339 2791 SH SOLE 0 0 0 LAM RESEARCH CORP COM 512807108 262 1515 SH SOLE 0 0 0 LOWES COS INC COM 548661107 495 5174 SH SOLE 0 0 0 MICROSOFT CORP COM 594918104 1170 11868 SH SOLE 0 0 0 PROCTER AND GAMBLE CO COM 742718109 329 4212 SH SOLE 0 0 0 PROGRESSIVE CORP OHIO COM 743315103 508 8588 SH SOLE 0 0 0 STATE STR CORP COM 857477103 451 4844 SH SOLE 0 0 0 SUNTRUST BKS INC COM 867914103 417 6318 SH SOLE 0 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 506 6096 SH SOLE 0 0 0 VULCAN MATLS CO COM 929160109 859 6655 SH SOLE 0 0 0 AT&T INC COM 00206R102 303 9434 SH SOLE 0 0 0 ABIOMED INC COM 003654100 532 1300 SH SOLE 0 0 0 ABRAXAS PETE CORP COM 003830106 72 25000 SH SOLE 0 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 3495 28148 SH SOLE 0 0 0 AMAZON COM INC COM 023135106 405 238 SH SOLE 0 0 0 AMGEN INC COM 031162100 329 1780 SH SOLE 0 0 0 APPLE INC COM 037833100 1073 5795 SH SOLE 0 0 0 BOEING CO COM 097023105 344 1024 SH SOLE 0 0 0 CATERPILLAR INC DEL COM 149123101 277 2040 SH SOLE 0 0 0 CISCO SYS INC COM 17275R102 258 5994 SH SOLE 0 0 0 CITIGROUP INC COM NEW 172967424 408 6101 SH SOLE 0 0 0 DBX ETF TR XTRACK MSCI EURP 233051853 8547 304491 SH SOLE 0 0 0 DISNEY WALT CO COM DISNEY 254687106 274 2610 SH SOLE 0 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 278 3520 SH SOLE 0 0 0 EXXON MOBIL CORP COM 30231G102 327 3950 SH SOLE 0 0 0 FACEBOOK INC CL A 30303M102 277 1427 SH SOLE 0 0 0 FIDELITY MSCI FINLS IDX 316092501 457 11670 SH SOLE 0 0 0 FIRST HORIZON NATL CORP COM 320517105 317 17790 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 12366 89836 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD FIRST TR TA HIYL 33738D408 14051 298385 SH SOLE 0 0 0 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 19586 1027584 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 9743 190402 SH SOLE 0 0 0 FREEPORT-MCMORAN INC CL B 35671D857 332 19232 SH SOLE 0 0 0 FREEPORT-MCMORAN INC CL B 35671D907 331 19200 SH Call SOLE 0 0 0 HOME BANCSHARES INC COM 436893200 412 18262 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL MAT 46137V316 9807 90750 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T S&P500 BUY WRT 46137V399 696 32186 SH SOLE 0 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 875 42145 SH SOLE 0 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 286 14250 SH SOLE 0 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 HY 46138J858 250 9650 SH SOLE 0 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 HY 46138J874 859 35102 SH SOLE 0 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 7332 483966 SH SOLE 0 0 0 ISHARES TR MORTGE REL ETF 46435G342 9942 228809 SH SOLE 0 0 0 ISHARES TR IBONDS DEC21 ETF 46435G789 511 20090 SH SOLE 0 0 0 JPMORGAN CHASE & CO COM 46625H100 696 6677 SH SOLE 0 0 0 NETFLIX INC COM 64110L106 389 994 SH SOLE 0 0 0 NVIDIA CORP COM 67066G104 449 1896 SH SOLE 0 0 0 OPPENHEIMER ETF TR S&P 500 REVENUE 68386C104 565 11125 SH SOLE 0 0 0 PROSHARES TR II SHT VIX ST TRM 74347W627 172 13520 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 557 2054 SH SOLE 0 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 452 3807 SH SOLE 0 0 0 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 9904 186806 SH SOLE 0 0 0 SPDR SERIES TRUST AEROSPACE DEF 78464A631 7980 91583 SH SOLE 0 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 12912 139283 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 7428 279342 SH SOLE 0 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 11815 170076 SH SOLE 0 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 477 14580 SH SOLE 0 0 0 3M CO COM 88579Y101 693 3523 SH SOLE 0 0 0 UNITEDHEALTH GROUP INC COM 91324P102 450 1834 SH SOLE 0 0 0 VANECK VECTORS ETF TR BDC INCOME ETF 92189F411 10754 646299 SH SOLE 0 0 0 VEREIT INC COM 92339V100 139 18650 SH SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 214 4263 SH SOLE 0 0 0 WISDOMTREE TR US DIVID EX FNCL 97717W406 677 7792 SH SOLE 0 0 0