0001420506-23-000639.txt : 20230214 0001420506-23-000639.hdr.sgml : 20230214 20230214124815 ACCESSION NUMBER: 0001420506-23-000639 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230214 DATE AS OF CHANGE: 20230214 EFFECTIVENESS DATE: 20230214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Flaharty Asset Management, LLC CENTRAL INDEX KEY: 0001697882 IRS NUMBER: 463118454 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17966 FILM NUMBER: 23625877 BUSINESS ADDRESS: STREET 1: 311 PARK PLACE BLVD STREET 2: STE 150 CITY: CLEARWATER STATE: FL ZIP: 33759 BUSINESS PHONE: 7272521050 MAIL ADDRESS: STREET 1: 311 PARK PLACE BLVD STREET 2: STE 150 CITY: CLEARWATER STATE: FL ZIP: 33759 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001697882 XXXXXXXX 12-31-2022 12-31-2022 false Flaharty Asset Management, LLC

311 PARK PLACE BLVD STE 150 CLEARWATER FL 33759

13F HOLDINGS REPORT 028-17966 N John Hunter Orr 7272521050 John Hunter Orr, CIO CLEARWATER FL 02-13-2023 0 117 534337749 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR FLAHARTY ASSET MANAGEMENT, LLC (5901) ALPHABET INC CAP STK CL C 02079K107 253768 2860 SH SOLE 140 0 2720 ALPHABET INC CAP STK CL A 02079K305 267249 3029 SH SOLE 0 0 3029 ALPS ETF TR ALERIAN MLP 00162Q452 830949 21827 SH SOLE 0 0 21827 AMAZON COM INC COM 023135106 400176 4764 SH SOLE 125 0 4639 AMERICAN CENTY ETF TR DIVERSIFID CRP 025072109 21084863 465176 SH SOLE 7487 0 457689 AMERICAN CENTY ETF TR US SML CP VALU 025072877 2763845 37094 SH SOLE 879 0 36215 APPLE INC COM 037833100 2201579 16944 SH SOLE 41 0 16903 ASTRAZENECA PLC SPONSORED ADR 046353108 822007 12124 SH SOLE 0 0 12124 AT&T INC COM 00206R102 314494 17083 SH SOLE 0 0 17083 BANK AMERICA CORP COM 060505104 566218 17096 SH SOLE 347 0 16749 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 362031 1172 SH SOLE 0 0 1172 CATERPILLAR INC COM 149123101 1290062 5385 SH SOLE 0 0 5385 CISCO SYS INC COM 17275R102 258483 5426 SH SOLE 0 0 5426 CURTISS WRIGHT CORP COM 231561101 291231 1744 SH SOLE 0 0 1744 DISNEY WALT CO COM 254687106 236113 2718 SH SOLE 0 0 2718 DUKE ENERGY CORP NEW COM NEW 26441C204 372000 3612 SH SOLE 0 0 3612 EATON VANCE TAX-MANAGED DIVE COM 27828N102 989946 91155 SH SOLE 0 0 91155 EXXON MOBIL CORP COM 30231G102 279500 2534 SH SOLE 0 0 2534 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 985882 58683 SH SOLE 122 0 58561 FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD 33739H101 14777113 603394 SH SOLE 10625 0 592769 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 2059450 50280 SH SOLE 1104 0 49176 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 1429445 24812 SH SOLE 487 0 24326 FIRST TR EXCHANGE TRADED FD INDXX NEXTG ETF 33737K205 1034332 16962 SH SOLE 407 0 16555 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 4208175 88761 SH SOLE 1513 0 87248 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 2262820 18375 SH SOLE 359 0 18016 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 32296443 724298 SH SOLE 11095 0 713204 FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 33738D408 279278 7172 SH SOLE 0 0 7172 FIRST TR EXCHANGE-TRADED FD MULTI ASSET DI 33738R100 21320459 1424212 SH SOLE 22213 0 1402000 FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 33738R118 21045870 440475 SH SOLE 6378 0 434096 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 2747487 62557 SH SOLE 1224 0 61333 FIRST TR EXCHANGE-TRADED FD NASDQ ARTFCIAL 33738R720 1157506 32405 SH SOLE 817 0 31588 FLEXSHARES TR READY ACC VARI 33939L886 300576 4040 SH SOLE 0 0 4040 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 1591678 100043 SH SOLE 0 0 100043 GLOBAL X FDS US PFD ETF 37954Y657 30734960 1586730 SH SOLE 25601 0 1561129 GLOBAL X FDS S&P 500 COVERED 37954Y475 2798519 71083 SH SOLE 0 0 71083 HOME DEPOT INC COM 437076102 776778 2459 SH SOLE 0 0 2459 HONEYWELL INTL INC COM 438516106 232944 1087 SH SOLE 0 0 1087 HUT 8 MNG CORP COM 44812T102 66725 78500 SH SOLE 0 0 78500 INTEL CORP COM 458140100 284496 10764 SH SOLE 0 0 10764 INTERNATIONAL BUSINESS MACHS COM 459200101 293333 2082 SH SOLE 0 0 2082 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 1509917 20701 SH SOLE 381 0 20320 INVESCO EXCH TRADED FD TR II S&P 500 REVENUE 46138G698 505607 6838 SH SOLE 0 0 6838 INVESCO EXCH TRADED FD TR II S&P MDCP 400 REV 46138G672 229084 2668 SH SOLE 0 0 2668 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 1508840 71918 SH SOLE 0 0 71918 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 HY 46138J858 986596 42325 SH SOLE 0 0 42325 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 1710342 83492 SH SOLE 0 0 83492 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 HY 46138J833 531212 24015 SH SOLE 0 0 24015 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 938524 46600 SH SOLE 0 0 46600 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 46138J791 787299 41601 SH SOLE 0 0 41601 INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 46138J783 814297 42869 SH SOLE 0 0 42869 INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 28 46138J643 211548 10785 SH SOLE 0 0 10785 INVESCO EXCHANGE TRADED FD T DIVID ACHIEVEV 46137V506 24444344 669341 SH SOLE 10050 0 659292 INVESCO EXCHANGE TRADED FD T S&P500 EQL MAT 46137V316 18454987 116320 SH SOLE 1744 0 114577 INVESCO EXCHANGE TRADED FD T S&P500 EQL ENR 46137V365 237914 3273 SH SOLE 0 0 3273 INVESCO EXCHANGE TRADED FD T S&P500 EQL UTL 46137V274 17520896 150601 SH SOLE 2158 0 148443 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 572204 4051 SH SOLE 0 0 4051 INVESCO QQQ TR UNIT SER 1 46090E103 6811321 25580 SH SOLE 590 0 24990 ISHARES TR SELECT DIVID ETF 464287168 4609575 38222 SH SOLE 651 0 37571 ISHARES TR RUSSELL 2000 ETF 464287655 632927 3630 SH SOLE 0 0 3630 ISHARES TR S&P MC 400VL ETF 464287705 16962477 168279 SH SOLE 2172 0 166107 ISHARES TR RUS 2000 VAL ETF 464287630 22066738 159131 SH SOLE 2248 0 156884 ISHARES TR TIPS BD ETF 464287176 499310 4691 SH SOLE 0 0 4691 ISHARES TR PFD AND INCM SEC 464288687 679445 22255 SH SOLE 0 0 22255 ISHARES TR U.S. MED DVC ETF 464288810 18096825 344242 SH SOLE 4735 0 339507 ISHARES TR RUS 2000 GRW ETF 464287648 12180188 56779 SH SOLE 815 0 55964 ISHARES TR US AER DEF ETF 464288760 213653 1910 SH SOLE 0 0 1910 ISHARES TR RUS 1000 ETF 464287622 768223 3649 SH SOLE 0 0 3649 ISHARES TR MORTGE REL ETF 46435G342 259015 11415 SH SOLE 0 0 11415 ISHARES TR CORE US AGGBD ET 464287226 727328 7499 SH SOLE 0 0 7499 ISHARES TR IBOXX INV CP ETF 464287242 2228428 21137 SH SOLE 0 0 21137 ISHARES TR RUS 1000 GRW ETF 464287614 33576654 156725 SH SOLE 2019 0 154706 ISHARES TR NATIONAL MUN ETF 464288414 581626 5512 SH SOLE 0 0 5512 ISHARES TR RUS MID CAP ETF 464287499 231016 3425 SH SOLE 0 0 3425 ISHARES TR RUS 1000 VAL ETF 464287598 34976545 230640 SH SOLE 3098 0 227542 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 236989 4810 SH SOLE 0 0 4810 JANUS DETROIT STR TR HENDERSON MTG 47103U852 623802 13722 SH SOLE 0 0 13722 JOHNSON & JOHNSON COM 478160104 2128176 12047 SH SOLE 0 0 12047 KLA CORP COM NEW 482480100 221321 587 SH SOLE 17 0 570 LILLY ELI & CO COM 532457108 479538 1311 SH SOLE 55 0 1255 MARATHON DIGITAL HOLDINGS IN COM 565788106 88920 26000 SH SOLE 0 0 26000 MCDONALDS CORP COM 580135101 416843 1582 SH SOLE 0 0 1582 MICROSOFT CORP COM 594918104 2453365 10230 SH SOLE 22 0 10208 NEXTERA ENERGY INC COM 65339F101 374336 4478 SH SOLE 0 0 4478 NVIDIA CORPORATION COM 67066G104 217507 1488 SH SOLE 27 0 1461 OPORTUN FINL CORP COM 68376D104 62814 11400 SH SOLE 0 0 11400 ORACLE CORP COM 68389X105 212805 2603 SH SOLE 0 0 2603 PAYCHEX INC COM 704326107 359081 3107 SH SOLE 0 0 3107 PEPSICO INC COM 713448108 285365 1580 SH SOLE 0 0 1580 PFIZER INC COM 717081103 405638 7916 SH SOLE 0 0 7916 PIMCO ETF TR ACTIVE BD ETF 72201R775 26144740 288956 SH SOLE 4734 0 284222 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 7413449 75149 SH SOLE 1177 0 73972 PROCTER AND GAMBLE CO COM 742718109 517386 3414 SH SOLE 0 0 3414 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 262276 4281 SH SOLE 0 0 4281 RAYTHEON TECHNOLOGIES CORP COM 75513E101 202730 2009 SH SOLE 1027 0 982 REVANCE THERAPEUTICS INC COM 761330109 248324 13452 SH SOLE 0 0 13452 SCHLUMBERGER LTD COM STK 806857108 229878 4300 SH SOLE 0 0 4300 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 23068798 309441 SH SOLE 4389 0 305051 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2967821 30219 SH SOLE 599 0 29620 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1103390 15651 SH SOLE 0 0 15651 SOUTHERN CO COM 842587107 396326 5550 SH SOLE 0 0 5550 SPDR GOLD TR GOLD SHS 78463V107 509429 3003 SH SOLE 0 0 3003 SPDR S&P 500 ETF TR TR UNIT 78462F103 4025726 10527 SH SOLE 256 0 10271 SPDR SER TR PORTFOLIO CRPORT 78464A144 17742597 625180 SH SOLE 10167 0 615013 SPDR SER TR PORTFOLIO INTRMD 78464A375 14649762 460250 SH SOLE 7330 0 452920 SPDR SER TR S&P PHARMAC 78464A722 209255 5110 SH SOLE 0 0 5110 SPDR SER TR S&P DIVID ETF 78464A763 18039803 144192 SH SOLE 2074 0 142118 STRYKER CORPORATION COM 863667101 216129 884 SH SOLE 0 0 884 SUN LIFE FINANCIAL INC. COM 866796105 204759 4411 SH SOLE 0 0 4411 TESLA INC COM 88160R101 296741 2409 SH SOLE 60 0 2349 UNITEDHEALTH GROUP INC COM 91324P102 360522 680 SH SOLE 0 0 680 VANECK ETF TRUST MORTGAGE REIT 92189F452 627973 53811 SH SOLE 0 0 53811 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1053936 12778 SH SOLE 0 0 12778 VANGUARD INDEX FDS TOTAL STK MKT 922908769 217765 1139 SH SOLE 0 0 1139 VERIZON COMMUNICATIONS INC COM 92343V104 316945 8044 SH SOLE 0 0 8044 VULCAN MATLS CO COM 929160109 800653 4572 SH SOLE 0 0 4572 WALMART INC COM 931142103 271159 1912 SH SOLE 346 0 1566 WISDOMTREE TR US AI ENHANCED 97717W406 339289 3696 SH SOLE 0 0 3696