0001420506-22-000693.txt : 20220503 0001420506-22-000693.hdr.sgml : 20220503 20220503113904 ACCESSION NUMBER: 0001420506-22-000693 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220503 DATE AS OF CHANGE: 20220503 EFFECTIVENESS DATE: 20220503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Flaharty Asset Management, LLC CENTRAL INDEX KEY: 0001697882 IRS NUMBER: 463118454 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17966 FILM NUMBER: 22885322 BUSINESS ADDRESS: STREET 1: 311 PARK PLACE BLVD STREET 2: STE 150 CITY: CLEARWATER STATE: FL ZIP: 33759 BUSINESS PHONE: 7272521050 MAIL ADDRESS: STREET 1: 311 PARK PLACE BLVD STREET 2: STE 150 CITY: CLEARWATER STATE: FL ZIP: 33759 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001697882 XXXXXXXX 03-31-2022 03-31-2022 false Flaharty Asset Management, LLC

311 PARK PLACE BLVD STE 150 CLEARWATER FL 33759

13F HOLDINGS REPORT 028-17966 N John Hunter Orr 7272521050 John Hunter Orr, CIO CLEARWATER FL 04-11-2022 0 120 544647 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR FLAHARTY ASSET MANAGEMENT, LLC ADVANCED MICRO DEVICES INC COM 007903107 292 2671 SH SOLE 53 0 2618 ADVISORSHARES TR DOUBLELIN VAL EQ 00768Y818 485 4967 SH SOLE 0 0 4967 ALPHABET INC CAP STK CL C 02079K107 383 137 SH SOLE 7 0 130 ALPHABET INC CAP STK CL A 02079K305 364 131 SH SOLE 0 0 131 AMAZON COM INC COM 023135106 950 292 SH SOLE 20 0 272 AMERICAN CENTY ETF TR DIVERSIFID CRP 025072109 15947 326841 SH SOLE 5492 0 321349 APPLE INC COM 037833100 3195 18295 SH SOLE 41 0 18254 APPLIED MATLS INC COM 038222105 329 2495 SH SOLE 46 0 2448 ARK ETF TR INNOVATION ETF 00214Q104 211 3183 SH SOLE 0 0 3183 ARK ETF TR NEXT GNRTN INTER 00214Q401 472 5415 SH SOLE 0 0 5415 ASTRAZENECA PLC SPONSORED ADR 046353108 437 6590 SH SOLE 0 0 6590 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 428 1213 SH SOLE 0 0 1213 BK OF AMERICA CORP COM 060505104 509 12337 SH SOLE 347 0 11990 CATERPILLAR INC COM 149123101 921 4135 SH SOLE 0 0 4135 CINCINNATI FINL CORP COM 172062101 218 1605 SH SOLE 0 0 1605 CISCO SYS INC COM 17275R102 338 6058 SH SOLE 0 0 6058 CURTISS WRIGHT CORP COM 231561101 262 1744 SH SOLE 0 0 1744 DISNEY WALT CO COM 254687106 492 3586 SH SOLE 0 0 3586 DUKE ENERGY CORP NEW COM NEW 26441C204 488 4374 SH SOLE 0 0 4374 EATON VANCE TAX-MANAGED DIVE COM 27828N102 1431 102438 SH SOLE 0 0 102438 EXXON MOBIL CORP COM 30231G102 223 2701 SH SOLE 0 0 2701 FIDELITY COVINGTON TRUST HIGH DIVID ETF 316092840 522 12540 SH SOLE 576 0 11964 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 32197 1692779 SH SOLE 26960 0 1665818 FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD 33739H101 2957 104014 SH SOLE 1815 0 102199 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 2922 63651 SH SOLE 1170 0 62480 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 276 3860 SH SOLE 0 0 3860 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 1021 8786 SH SOLE 0 0 8786 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 3271 36138 SH SOLE 781 0 35357 FIRST TR EXCHANGE TRADED FD INDXX NEXTG ETF 33737K205 1659 21825 SH SOLE 515 0 21311 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 2246 45838 SH SOLE 1746 0 44092 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 13098 267569 SH SOLE 5276 0 262293 FIRST TR EXCHANGE-TRADED FD NASDQ ARTFCIAL 33738R720 1950 41251 SH SOLE 1036 0 40215 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 30407 646261 SH SOLE 11003 0 635258 FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 33738R118 21149 358815 SH SOLE 4787 0 354028 FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 33738D408 328 7172 SH SOLE 0 0 7172 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 20413 108649 SH SOLE 1453 0 107196 FIRST TR EXCHANGE-TRADED FD MULTI ASSET DI 33738R100 21571 1279412 SH SOLE 20989 0 1258423 FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 487 4344 SH SOLE 0 0 4344 FLEXSHARES TR READY ACC VARI 33939L886 302 4040 SH SOLE 0 0 4040 FORTINET INC COM 34959E109 226 661 SH SOLE 22 0 639 FS KKR CAP CORP COM 302635206 202 8857 SH SOLE 565 0 8292 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 211 10056 SH SOLE 0 0 10056 HOME DEPOT INC COM 437076102 303 1012 SH SOLE 0 0 1012 HONEYWELL INTL INC COM 438516106 255 1309 SH SOLE 0 0 1309 ILLINOIS TOOL WKS INC COM 452308109 217 1036 SH SOLE 0 0 1036 INTEL CORP COM 458140100 710 14329 SH SOLE 0 0 14329 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 2015 26709 SH SOLE 878 0 25832 INVESCO EXCH TRADED FD TR II S&P 500 REVENUE 46138G698 626 7758 SH SOLE 0 0 7758 INVESCO EXCH TRADED FD TR II S&P MDCP 400 REV 46138G672 269 2920 SH SOLE 0 0 2920 INVESCO EXCH TRADED FD TR II S&P ULTRA DIVIDE 46138G656 294 6699 SH SOLE 460 0 6239 INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 28 46138J643 228 10785 SH SOLE 0 0 10785 INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 46138J783 230 11369 SH SOLE 0 0 11369 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 46138J791 232 11601 SH SOLE 0 0 11601 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 974 46600 SH SOLE 0 0 46600 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 HY 46138J833 572 24015 SH SOLE 0 0 24015 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 1554 73737 SH SOLE 0 0 73737 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 HY 46138J858 1037 42325 SH SOLE 0 0 42325 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 1575 74623 SH SOLE 0 0 74623 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 HY 46138J874 515 22462 SH SOLE 0 0 22462 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 1401 65877 SH SOLE 0 0 65877 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 274 1736 SH SOLE 0 0 1736 INVESCO EXCHANGE TRADED FD T S&P500 BUY WRT 46137V399 285 12261 SH SOLE 0 0 12261 INVESCO EXCHANGE TRADED FD T DIVID ACHIEVEV 46137V506 16868 438708 SH SOLE 5788 0 432921 INVESCO EXCHANGE TRADED FD T S&P500 EQL MAT 46137V316 22211 120276 SH SOLE 1579 0 118697 INVESCO QQQ TR UNIT SER 1 46090E103 11495 31708 SH SOLE 959 0 30749 ISHARES TR RUS 2000 VAL ETF 464287630 20535 127231 SH SOLE 1772 0 125460 ISHARES TR RUS 2000 GRW ETF 464287648 12151 47510 SH SOLE 639 0 46871 ISHARES TR U.S. MED DVC ETF 464288810 23395 383780 SH SOLE 5125 0 378656 ISHARES TR PFD AND INCM SEC 464288687 2019 55436 SH SOLE 0 0 55436 ISHARES TR TIPS BD ETF 464287176 1368 10984 SH SOLE 0 0 10984 ISHARES TR SELECT DIVID ETF 464287168 5952 46453 SH SOLE 988 0 45465 ISHARES TR S&P MC 400VL ETF 464287705 19514 177986 SH SOLE 1963 0 176024 ISHARES TR RUSSELL 3000 ETF 464287689 271 1033 SH SOLE 0 0 1033 ISHARES TR CORE US AGGBD ET 464287226 1954 18247 SH SOLE 0 0 18247 ISHARES TR RUSSELL 2000 ETF 464287655 702 3419 SH SOLE 0 0 3419 ISHARES TR RUS 1000 ETF 464287622 1001 4005 SH SOLE 0 0 4005 ISHARES TR RUS 1000 GRW ETF 464287614 39469 142163 SH SOLE 1423 0 140740 ISHARES TR RUS 1000 VAL ETF 464287598 35063 211248 SH SOLE 2506 0 208742 ISHARES TR RUS MID CAP ETF 464287499 525 6722 SH SOLE 0 0 6722 ISHARES TR NATIONAL MUN ETF 464288414 604 5512 SH SOLE 0 0 5512 ISHARES TR MORTGE REL ETF 46435G342 15999 489728 SH SOLE 7971 0 481757 ISHARES TR JPMORGAN USD EMG 464288281 455 4657 SH SOLE 0 0 4657 ISHARES TR IBOXX HI YD ETF 464288513 370 4495 SH SOLE 0 0 4495 ISHARES TR IBOXX INV CP ETF 464287242 28053 231957 SH SOLE 4127 0 227830 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 238 4810 SH SOLE 0 0 4810 JANUS DETROIT STR TR HENDERSON MTG 47103U852 815 16327 SH SOLE 0 0 16327 JOHNSON & JOHNSON COM 478160104 2174 12265 SH SOLE 0 0 12265 KLA CORP COM NEW 482480100 295 807 SH SOLE 17 0 790 LILLY ELI & CO COM 532457108 459 1603 SH SOLE 55 0 1548 MARATHON DIGITAL HOLDINGS IN COM 565788106 293 10500 SH SOLE 0 0 10500 MCDONALDS CORP COM 580135101 360 1457 SH SOLE 0 0 1457 MICROSOFT CORP COM 594918104 2652 8601 SH SOLE 22 0 8579 NEXTERA ENERGY INC COM 65339F101 297 3503 SH SOLE 0 0 3503 NVIDIA CORPORATION COM 67066G104 490 1797 SH SOLE 27 0 1770 PEPSICO INC COM 713448108 216 1288 SH SOLE 0 0 1288 PFIZER INC COM 717081103 438 8466 SH SOLE 0 0 8466 PIMCO ETF TR ACTIVE BD ETF 72201R775 22318 219276 SH SOLE 3888 0 215388 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 322 3210 SH SOLE 0 0 3210 PROCTER AND GAMBLE CO COM 742718109 609 3985 SH SOLE 0 0 3985 PROSHARES TR S&P 500 DV ARIST 74348A467 296 3117 SH SOLE 0 0 3117 RAYTHEON TECHNOLOGIES CORP COM 75513E101 295 2973 SH SOLE 1027 0 1946 REVANCE THERAPEUTICS INC COM 761330109 301 15452 SH SOLE 0 0 15452 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 19536 257424 SH SOLE 3851 0 253573 SELECT SECTOR SPDR TR ENERGY 81369Y506 243 3185 SH SOLE 0 0 3185 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 4233 41108 SH SOLE 918 0 40190 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 349 2199 SH SOLE 0 0 2199 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 314 906 SH SOLE 0 0 906 SPDR GOLD TR GOLD SHS 78463V107 542 3003 SH SOLE 0 0 3003 SPDR S&P 500 ETF TR TR UNIT 78462F103 4842 10720 SH SOLE 281 0 10439 SPDR SER TR S&P DIVID ETF 78464A763 17600 137384 SH SOLE 1569 0 135815 SUN LIFE FINANCIAL INC. COM 866796105 246 4411 SH SOLE 0 0 4411 TESLA INC COM 88160R101 1279 1187 SH SOLE 25 0 1162 UNITEDHEALTH GROUP INC COM 91324P102 377 740 SH SOLE 0 0 740 VANGUARD INDEX FDS MID CAP ETF 922908629 280 1177 SH SOLE 0 0 1177 VANGUARD INDEX FDS TOTAL STK MKT 922908769 232 1021 SH SOLE 0 0 1021 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 234 2085 SH SOLE 0 0 2085 VERIZON COMMUNICATIONS INC COM 92343V104 542 10639 SH SOLE 0 0 10639 VULCAN MATLS CO COM 929160109 840 4572 SH SOLE 0 0 4572 WALMART INC COM 931142103 322 2163 SH SOLE 346 0 1817 WISDOMTREE TR US DIVID EX FNCL 97717W406 438 4426 SH SOLE 0 0 4426