0001420506-21-000523.txt : 20210511
0001420506-21-000523.hdr.sgml : 20210511
20210511100737
ACCESSION NUMBER: 0001420506-21-000523
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210511
DATE AS OF CHANGE: 20210511
EFFECTIVENESS DATE: 20210511
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Flaharty Asset Management, LLC
CENTRAL INDEX KEY: 0001697882
IRS NUMBER: 463118454
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17966
FILM NUMBER: 21910021
BUSINESS ADDRESS:
STREET 1: 311 PARK PLACE BLVD
STREET 2: STE 150
CITY: CLEARWATER
STATE: FL
ZIP: 33759
BUSINESS PHONE: 7272521050
MAIL ADDRESS:
STREET 1: 311 PARK PLACE BLVD
STREET 2: STE 150
CITY: CLEARWATER
STATE: FL
ZIP: 33759
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001697882
XXXXXXXX
03-31-2021
03-31-2021
false
Flaharty Asset Management, LLC
311 PARK PLACE BLVD
STE 150
CLEARWATER
FL
33759
13F HOLDINGS REPORT
028-17966
N
John Hunter Orr
CIO
7272521050
John Hunter Orr, CIO
CLEARWATER
FL
05-04-2021
0
112
433290
false
INFORMATION TABLE
2
Form13F_InfoTable.xml
INFORMATION TABLE FOR FLAHARTY ASSET MANAGEMENT, LLC
ADVISORSHARES TR
DOUBLELIN VAL EQ
00768Y818
484
5385
SH
SOLE
0
0
5385
ALEXION PHARMACEUTICALS INC
COM
015351109
477
3118
SH
SOLE
0
0
3118
ALLSTATE CORP
COM
020002101
211
1840
SH
SOLE
0
0
1840
ALPHABET INC
CAP STK CL A
02079K305
212
103
SH
SOLE
0
0
103
AMAZON COM INC
COM
023135106
953
308
SH
SOLE
0
0
308
AMERICAN CENTY ETF TR
DIVERSIFID CRP
025072109
11914
230174
SH
SOLE
340
0
229833
APPLE INC
COM
037833100
2329
19065
SH
SOLE
0
0
19065
ARK ETF TR
AUTNMUS TECHNLGY
00214Q203
823
9810
SH
SOLE
31
0
9779
ARK ETF TR
FINTECH INNOVA
00214Q708
824
16121
SH
SOLE
54
0
16067
ARK ETF TR
GENOMIC REV ETF
00214Q302
807
9101
SH
SOLE
192
0
8908
ARK ETF TR
INNOVATION ETF
00214Q104
1660
13838
SH
SOLE
205
0
13632
ARK ETF TR
NEXT GNRTN INTER
00214Q401
2865
19433
SH
SOLE
363
0
19071
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
514
2011
SH
SOLE
0
0
2011
BK OF AMERICA CORP
COM
060505104
278
7185
SH
SOLE
1000
0
6185
CATERPILLAR INC
COM
149123101
1121
4835
SH
SOLE
0
0
4835
CISCO SYS INC
COM
17275R102
591
11421
SH
SOLE
102
0
11319
DBX ETF TR
XTRACK MSCI EAFE
233051200
513
14119
SH
SOLE
0
0
14119
DISNEY WALT CO
COM
254687106
658
3568
SH
SOLE
0
0
3568
DUKE ENERGY CORP NEW
COM NEW
26441C204
563
5830
SH
SOLE
0
0
5830
EATON VANCE TAX-MANAGED DIVE
COM
27828N102
2320
181640
SH
SOLE
0
0
181640
EXCHANGE TRADED CONCEPTS TR
EMQQ EM INTERN
301505889
3656
57213
SH
SOLE
1765
0
55448
FIDELITY COVINGTON TRUST
HIGH DIVID ETF
316092840
1583
44549
SH
SOLE
1448
0
43101
FIRST TR EXCH TRADED FD III
PFD SECS INC ETF
33739E108
24917
1236599
SH
SOLE
1191
0
1235408
FIRST TR EXCHANGE TRADED FD
MATERIALS ALPH
33734X168
213
3860
SH
SOLE
0
0
3860
FIRST TR EXCHANGE TRADED FD
TECH ALPHADEX
33734X176
998
8782
SH
SOLE
0
0
8782
FIRST TR EXCHANGE TRADED FD
CLOUD COMPUTING
33734X192
3043
31774
SH
SOLE
670
0
31104
FIRST TR EXCHANGE TRADED FD
NASDAQ CYB ETF
33734X846
273
6533
SH
SOLE
38
0
6495
FIRST TR EXCHANGE TRADED FD
INDXX NEXTG ETF
33737K205
455
6235
SH
SOLE
27
0
6208
FIRST TR EXCHANGE-TRADED FD
NASDQ ARTFCIAL
33738R720
1213
23278
SH
SOLE
30
0
23248
FIRST TR EXCHANGE-TRADED FD
FST LOW OPPT EFT
33739Q200
12364
242145
SH
SOLE
58
0
242088
FIRST TR EXCHANGE-TRADED FD
NASD TECH DIV
33738R118
14968
277239
SH
SOLE
329
0
276910
FIRST TR EXCHANGE-TRADED FD
MULTI ASSET DI
33738R100
13860
858194
SH
SOLE
854
0
857340
FIRST TR EXCHANGE-TRADED FD
SENIOR LN FD
33738D309
19799
413427
SH
SOLE
381
0
413047
FIRST TR EXCHANGE-TRADED FD
DJ INTERNT IDX
33733E302
21820
100057
SH
SOLE
649
0
99408
FIRST TR MULTI CAP GROWTH AL
COM SHS
33733F101
1478
13644
SH
SOLE
0
0
13644
FLEXSHARES TR
READY ACC VARI
33939L886
308
4040
SH
SOLE
0
0
4040
FS KKR CAP CORP
COM
302635206
814
41064
SH
SOLE
728
0
40336
GLOBAL PMTS INC
COM
37940X102
235
1165
SH
SOLE
0
0
1165
HOME DEPOT INC
COM
437076102
532
1744
SH
SOLE
0
0
1744
HONEYWELL INTL INC
COM
438516106
259
1193
SH
SOLE
0
0
1193
ILLINOIS TOOL WKS INC
COM
452308109
213
963
SH
SOLE
0
0
963
INNOVATOR ETFS TR
IBD 50 ETF
45782C102
877
19994
SH
SOLE
310
0
19684
INTEL CORP
COM
458140100
1032
16126
SH
SOLE
102
0
16024
INVESCO EXCH TRADED FD TR II
S&P ULTRA DIVIDE
46138G656
1213
30491
SH
SOLE
879
0
29612
INVESCO EXCH TRADED FD TR II
S&P 500 REVENUE
46138G698
586
8429
SH
SOLE
0
0
8429
INVESCO EXCH TRADED FD TR II
S&P MDCP 400 REV
46138G672
249
2892
SH
SOLE
0
0
2892
INVESCO EXCH TRADED FD TR II
SOLAR ETF
46138G706
4092
44587
SH
SOLE
558
0
44029
INVESCO EXCH TRD SLF IDX FD
BULSHS 2023 CB
46138J866
1711
78575
SH
SOLE
0
0
78575
INVESCO EXCH TRD SLF IDX FD
BULSHS 2022 HY
46138J874
524
22462
SH
SOLE
0
0
22462
INVESCO EXCH TRD SLF IDX FD
BULSHS 2023 HY
46138J858
1035
40925
SH
SOLE
0
0
40925
INVESCO EXCH TRD SLF IDX FD
BULSHS 2024 CB
46138J841
1719
77521
SH
SOLE
0
0
77521
INVESCO EXCH TRD SLF IDX FD
BULSHS 2022 CB
46138J882
1511
69815
SH
SOLE
0
0
69815
INVESCO EXCH TRD SLF IDX FD
BULSHS 2021 CB
46138J700
880
41650
SH
SOLE
0
0
41650
INVESCO EXCHANGE TRADED FD T
S&P500 EQL MAT
46137V316
17045
109291
SH
SOLE
84
0
109207
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
246
1736
SH
SOLE
0
0
1736
INVESCO EXCHANGE TRADED FD T
S&P500 BUY WRT
46137V399
383
17695
SH
SOLE
0
0
17695
INVESCO QQQ TR
UNIT SER 1
46090E103
9573
29996
SH
SOLE
587
0
29409
ISHARES TR
S&P MC 400VL ETF
464287705
16576
162617
SH
SOLE
52
0
162564
ISHARES TR
RUSSELL 2000 ETF
464287655
586
2650
SH
SOLE
0
0
2650
ISHARES TR
RUSSELL 3000 ETF
464287689
260
1098
SH
SOLE
0
0
1098
ISHARES TR
U.S. MED DVC ETF
464288810
15419
46674
SH
SOLE
48
0
46626
ISHARES TR
SELECT DIVID ETF
464287168
3918
34342
SH
SOLE
336
0
34006
ISHARES TR
TIPS BD ETF
464287176
1238
9861
SH
SOLE
0
0
9861
ISHARES TR
US HLTHCARE ETF
464287762
204
808
SH
SOLE
0
0
808
ISHARES TR
PFD AND INCM SEC
464288687
2446
63699
SH
SOLE
0
0
63699
ISHARES TR
RUS 2000 VAL ETF
464287630
15391
96516
SH
SOLE
46
0
96471
ISHARES TR
RUS 2000 GRW ETF
464287648
11543
38382
SH
SOLE
39
0
38343
ISHARES TR
RUS MID CAP ETF
464287499
443
5988
SH
SOLE
0
0
5988
ISHARES TR
RUS 1000 ETF
464287622
917
4099
SH
SOLE
0
0
4099
ISHARES TR
RUS 1000 GRW ETF
464287614
31478
129519
SH
SOLE
40
0
129479
ISHARES TR
RUS 1000 VAL ETF
464287598
26129
172412
SH
SOLE
72
0
172340
ISHARES TR
NATIONAL MUN ETF
464288414
615
5300
SH
SOLE
0
0
5300
ISHARES TR
MORTGE REL ETF
46435G342
14604
414192
SH
SOLE
387
0
413805
ISHARES TR
JPMORGAN USD EMG
464288281
516
4738
SH
SOLE
0
0
4738
ISHARES TR
IBOXX HI YD ETF
464288513
392
4495
SH
SOLE
0
0
4495
ISHARES TR
IBOXX INV CP ETF
464287242
21669
166622
SH
SOLE
164
0
166457
ISHARES TR
IBONDS DEC2021
46435G789
362
14090
SH
SOLE
0
0
14090
ISHARES TR
CORE US AGGBD ET
464287226
3262
28654
SH
SOLE
0
0
28654
ISHARES U S ETF TR
BLACKROCK ST MAT
46431W507
241
4810
SH
SOLE
0
0
4810
JANUS DETROIT STR TR
HENDERSON MTG
47103U852
402
7570
SH
SOLE
0
0
7570
JOHNSON & JOHNSON
COM
478160104
2148
13069
SH
SOLE
0
0
13069
JPMORGAN CHASE & CO
COM
46625H100
227
1492
SH
SOLE
0
0
1492
KLA CORP
COM NEW
482480100
327
990
SH
SOLE
0
0
990
LILLY ELI & CO
COM
532457108
334
1787
SH
SOLE
55
0
1731
MCDONALDS CORP
COM
580135101
307
1370
SH
SOLE
0
0
1370
MICROSOFT CORP
COM
594918104
2223
9430
SH
SOLE
0
0
9430
NETFLIX INC
COM
64110L106
215
412
SH
SOLE
0
0
412
NVIDIA CORPORATION
COM
67066G104
247
463
SH
SOLE
0
0
463
PACER FDS TR
BNCHMRK INFRA
69374H741
451
12466
SH
SOLE
0
0
12466
PEPSICO INC
COM
713448108
215
1522
SH
SOLE
0
0
1522
PIMCO ETF TR
ACTIVE BD ETF
72201R775
14664
133970
SH
SOLE
123
0
133847
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
327
3210
SH
SOLE
0
0
3210
PROCTER AND GAMBLE CO
COM
742718109
520
3842
SH
SOLE
0
0
3842
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
406
5250
SH
SOLE
1027
0
4223
SELECT SECTOR SPDR TR
ENERGY
81369Y506
214
4360
SH
SOLE
0
0
4360
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
365
2747
SH
SOLE
0
0
2747
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
12205
178664
SH
SOLE
101
0
178563
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
374
1133
SH
SOLE
0
0
1133
SPDR S&P 500 ETF TR
TR UNIT
78462F103
3652
9214
SH
SOLE
65
0
9149
SPDR SER TR
AEROSPACE DEF
78464A631
11126
88593
SH
SOLE
40
0
88553
SPDR SER TR
S&P DIVID ETF
78464A763
13738
116393
SH
SOLE
36
0
116357
SUN LIFE FINANCIAL INC.
COM
866796105
223
4411
SH
SOLE
0
0
4411
TESLA INC
COM
88160R101
804
1204
SH
SOLE
204
0
1000
UNITEDHEALTH GROUP INC
COM
91324P102
288
775
SH
SOLE
0
0
775
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
332
5814
SH
SOLE
0
0
5814
VANGUARD INDEX FDS
MID CAP ETF
922908629
261
1177
SH
SOLE
0
0
1177
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
252
1221
SH
SOLE
0
0
1221
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
413
4085
SH
SOLE
0
0
4085
VERIZON COMMUNICATIONS INC
COM
92343V104
550
9465
SH
SOLE
263
0
9202
VULCAN MATLS CO
COM
929160109
772
4572
SH
SOLE
0
0
4572
WALMART INC
COM
931142103
288
2123
SH
SOLE
0
0
2123
WISDOMTREE TR
US DIVID EX FNCL
97717W406
417
4426
SH
SOLE
0
0
4426