0001420506-21-000523.txt : 20210511 0001420506-21-000523.hdr.sgml : 20210511 20210511100737 ACCESSION NUMBER: 0001420506-21-000523 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210511 DATE AS OF CHANGE: 20210511 EFFECTIVENESS DATE: 20210511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Flaharty Asset Management, LLC CENTRAL INDEX KEY: 0001697882 IRS NUMBER: 463118454 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17966 FILM NUMBER: 21910021 BUSINESS ADDRESS: STREET 1: 311 PARK PLACE BLVD STREET 2: STE 150 CITY: CLEARWATER STATE: FL ZIP: 33759 BUSINESS PHONE: 7272521050 MAIL ADDRESS: STREET 1: 311 PARK PLACE BLVD STREET 2: STE 150 CITY: CLEARWATER STATE: FL ZIP: 33759 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001697882 XXXXXXXX 03-31-2021 03-31-2021 false Flaharty Asset Management, LLC

311 PARK PLACE BLVD STE 150 CLEARWATER FL 33759

13F HOLDINGS REPORT 028-17966 N John Hunter Orr 7272521050 John Hunter Orr, CIO CLEARWATER FL 05-04-2021 0 112 433290 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR FLAHARTY ASSET MANAGEMENT, LLC ADVISORSHARES TR DOUBLELIN VAL EQ 00768Y818 484 5385 SH SOLE 0 0 5385 ALEXION PHARMACEUTICALS INC COM 015351109 477 3118 SH SOLE 0 0 3118 ALLSTATE CORP COM 020002101 211 1840 SH SOLE 0 0 1840 ALPHABET INC CAP STK CL A 02079K305 212 103 SH SOLE 0 0 103 AMAZON COM INC COM 023135106 953 308 SH SOLE 0 0 308 AMERICAN CENTY ETF TR DIVERSIFID CRP 025072109 11914 230174 SH SOLE 340 0 229833 APPLE INC COM 037833100 2329 19065 SH SOLE 0 0 19065 ARK ETF TR AUTNMUS TECHNLGY 00214Q203 823 9810 SH SOLE 31 0 9779 ARK ETF TR FINTECH INNOVA 00214Q708 824 16121 SH SOLE 54 0 16067 ARK ETF TR GENOMIC REV ETF 00214Q302 807 9101 SH SOLE 192 0 8908 ARK ETF TR INNOVATION ETF 00214Q104 1660 13838 SH SOLE 205 0 13632 ARK ETF TR NEXT GNRTN INTER 00214Q401 2865 19433 SH SOLE 363 0 19071 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 514 2011 SH SOLE 0 0 2011 BK OF AMERICA CORP COM 060505104 278 7185 SH SOLE 1000 0 6185 CATERPILLAR INC COM 149123101 1121 4835 SH SOLE 0 0 4835 CISCO SYS INC COM 17275R102 591 11421 SH SOLE 102 0 11319 DBX ETF TR XTRACK MSCI EAFE 233051200 513 14119 SH SOLE 0 0 14119 DISNEY WALT CO COM 254687106 658 3568 SH SOLE 0 0 3568 DUKE ENERGY CORP NEW COM NEW 26441C204 563 5830 SH SOLE 0 0 5830 EATON VANCE TAX-MANAGED DIVE COM 27828N102 2320 181640 SH SOLE 0 0 181640 EXCHANGE TRADED CONCEPTS TR EMQQ EM INTERN 301505889 3656 57213 SH SOLE 1765 0 55448 FIDELITY COVINGTON TRUST HIGH DIVID ETF 316092840 1583 44549 SH SOLE 1448 0 43101 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 24917 1236599 SH SOLE 1191 0 1235408 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 213 3860 SH SOLE 0 0 3860 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 998 8782 SH SOLE 0 0 8782 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 3043 31774 SH SOLE 670 0 31104 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 273 6533 SH SOLE 38 0 6495 FIRST TR EXCHANGE TRADED FD INDXX NEXTG ETF 33737K205 455 6235 SH SOLE 27 0 6208 FIRST TR EXCHANGE-TRADED FD NASDQ ARTFCIAL 33738R720 1213 23278 SH SOLE 30 0 23248 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 12364 242145 SH SOLE 58 0 242088 FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 33738R118 14968 277239 SH SOLE 329 0 276910 FIRST TR EXCHANGE-TRADED FD MULTI ASSET DI 33738R100 13860 858194 SH SOLE 854 0 857340 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 19799 413427 SH SOLE 381 0 413047 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 21820 100057 SH SOLE 649 0 99408 FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 1478 13644 SH SOLE 0 0 13644 FLEXSHARES TR READY ACC VARI 33939L886 308 4040 SH SOLE 0 0 4040 FS KKR CAP CORP COM 302635206 814 41064 SH SOLE 728 0 40336 GLOBAL PMTS INC COM 37940X102 235 1165 SH SOLE 0 0 1165 HOME DEPOT INC COM 437076102 532 1744 SH SOLE 0 0 1744 HONEYWELL INTL INC COM 438516106 259 1193 SH SOLE 0 0 1193 ILLINOIS TOOL WKS INC COM 452308109 213 963 SH SOLE 0 0 963 INNOVATOR ETFS TR IBD 50 ETF 45782C102 877 19994 SH SOLE 310 0 19684 INTEL CORP COM 458140100 1032 16126 SH SOLE 102 0 16024 INVESCO EXCH TRADED FD TR II S&P ULTRA DIVIDE 46138G656 1213 30491 SH SOLE 879 0 29612 INVESCO EXCH TRADED FD TR II S&P 500 REVENUE 46138G698 586 8429 SH SOLE 0 0 8429 INVESCO EXCH TRADED FD TR II S&P MDCP 400 REV 46138G672 249 2892 SH SOLE 0 0 2892 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 4092 44587 SH SOLE 558 0 44029 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 1711 78575 SH SOLE 0 0 78575 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 HY 46138J874 524 22462 SH SOLE 0 0 22462 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 HY 46138J858 1035 40925 SH SOLE 0 0 40925 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 1719 77521 SH SOLE 0 0 77521 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 1511 69815 SH SOLE 0 0 69815 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 880 41650 SH SOLE 0 0 41650 INVESCO EXCHANGE TRADED FD T S&P500 EQL MAT 46137V316 17045 109291 SH SOLE 84 0 109207 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 246 1736 SH SOLE 0 0 1736 INVESCO EXCHANGE TRADED FD T S&P500 BUY WRT 46137V399 383 17695 SH SOLE 0 0 17695 INVESCO QQQ TR UNIT SER 1 46090E103 9573 29996 SH SOLE 587 0 29409 ISHARES TR S&P MC 400VL ETF 464287705 16576 162617 SH SOLE 52 0 162564 ISHARES TR RUSSELL 2000 ETF 464287655 586 2650 SH SOLE 0 0 2650 ISHARES TR RUSSELL 3000 ETF 464287689 260 1098 SH SOLE 0 0 1098 ISHARES TR U.S. MED DVC ETF 464288810 15419 46674 SH SOLE 48 0 46626 ISHARES TR SELECT DIVID ETF 464287168 3918 34342 SH SOLE 336 0 34006 ISHARES TR TIPS BD ETF 464287176 1238 9861 SH SOLE 0 0 9861 ISHARES TR US HLTHCARE ETF 464287762 204 808 SH SOLE 0 0 808 ISHARES TR PFD AND INCM SEC 464288687 2446 63699 SH SOLE 0 0 63699 ISHARES TR RUS 2000 VAL ETF 464287630 15391 96516 SH SOLE 46 0 96471 ISHARES TR RUS 2000 GRW ETF 464287648 11543 38382 SH SOLE 39 0 38343 ISHARES TR RUS MID CAP ETF 464287499 443 5988 SH SOLE 0 0 5988 ISHARES TR RUS 1000 ETF 464287622 917 4099 SH SOLE 0 0 4099 ISHARES TR RUS 1000 GRW ETF 464287614 31478 129519 SH SOLE 40 0 129479 ISHARES TR RUS 1000 VAL ETF 464287598 26129 172412 SH SOLE 72 0 172340 ISHARES TR NATIONAL MUN ETF 464288414 615 5300 SH SOLE 0 0 5300 ISHARES TR MORTGE REL ETF 46435G342 14604 414192 SH SOLE 387 0 413805 ISHARES TR JPMORGAN USD EMG 464288281 516 4738 SH SOLE 0 0 4738 ISHARES TR IBOXX HI YD ETF 464288513 392 4495 SH SOLE 0 0 4495 ISHARES TR IBOXX INV CP ETF 464287242 21669 166622 SH SOLE 164 0 166457 ISHARES TR IBONDS DEC2021 46435G789 362 14090 SH SOLE 0 0 14090 ISHARES TR CORE US AGGBD ET 464287226 3262 28654 SH SOLE 0 0 28654 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 241 4810 SH SOLE 0 0 4810 JANUS DETROIT STR TR HENDERSON MTG 47103U852 402 7570 SH SOLE 0 0 7570 JOHNSON & JOHNSON COM 478160104 2148 13069 SH SOLE 0 0 13069 JPMORGAN CHASE & CO COM 46625H100 227 1492 SH SOLE 0 0 1492 KLA CORP COM NEW 482480100 327 990 SH SOLE 0 0 990 LILLY ELI & CO COM 532457108 334 1787 SH SOLE 55 0 1731 MCDONALDS CORP COM 580135101 307 1370 SH SOLE 0 0 1370 MICROSOFT CORP COM 594918104 2223 9430 SH SOLE 0 0 9430 NETFLIX INC COM 64110L106 215 412 SH SOLE 0 0 412 NVIDIA CORPORATION COM 67066G104 247 463 SH SOLE 0 0 463 PACER FDS TR BNCHMRK INFRA 69374H741 451 12466 SH SOLE 0 0 12466 PEPSICO INC COM 713448108 215 1522 SH SOLE 0 0 1522 PIMCO ETF TR ACTIVE BD ETF 72201R775 14664 133970 SH SOLE 123 0 133847 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 327 3210 SH SOLE 0 0 3210 PROCTER AND GAMBLE CO COM 742718109 520 3842 SH SOLE 0 0 3842 RAYTHEON TECHNOLOGIES CORP COM 75513E101 406 5250 SH SOLE 1027 0 4223 SELECT SECTOR SPDR TR ENERGY 81369Y506 214 4360 SH SOLE 0 0 4360 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 365 2747 SH SOLE 0 0 2747 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 12205 178664 SH SOLE 101 0 178563 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 374 1133 SH SOLE 0 0 1133 SPDR S&P 500 ETF TR TR UNIT 78462F103 3652 9214 SH SOLE 65 0 9149 SPDR SER TR AEROSPACE DEF 78464A631 11126 88593 SH SOLE 40 0 88553 SPDR SER TR S&P DIVID ETF 78464A763 13738 116393 SH SOLE 36 0 116357 SUN LIFE FINANCIAL INC. COM 866796105 223 4411 SH SOLE 0 0 4411 TESLA INC COM 88160R101 804 1204 SH SOLE 204 0 1000 UNITEDHEALTH GROUP INC COM 91324P102 288 775 SH SOLE 0 0 775 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 332 5814 SH SOLE 0 0 5814 VANGUARD INDEX FDS MID CAP ETF 922908629 261 1177 SH SOLE 0 0 1177 VANGUARD INDEX FDS TOTAL STK MKT 922908769 252 1221 SH SOLE 0 0 1221 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 413 4085 SH SOLE 0 0 4085 VERIZON COMMUNICATIONS INC COM 92343V104 550 9465 SH SOLE 263 0 9202 VULCAN MATLS CO COM 929160109 772 4572 SH SOLE 0 0 4572 WALMART INC COM 931142103 288 2123 SH SOLE 0 0 2123 WISDOMTREE TR US DIVID EX FNCL 97717W406 417 4426 SH SOLE 0 0 4426